| A87 | CONRAD CAPITAL MANAGEMENT, INC. CRD 113648 | NY | $90.7M | 2 | Charles Schwab→ |
| A82 | MOLLOT & HARDY, INC. CRD 128377 | NY | $80.6M | 2 | Pershing→ |
| A79 | WYSER-PRATTE MANAGEMENT CO., INC. CRD 106399 | NY | $58.6M | — | E*Trade→ |
| A76 | FIDUCIARY MANAGEMENT GROUP, LLC CRD 136612 | NY | $70.7M | 1 | Charles Schwab→ |
| A75 | OCCAM CAPITAL MANAGEMENT, LLC CRD 108201 | NY | $67.4M | 1 | Charles Schwab→ |
| A75 | ABERNATHY GROUP II LLC CRD 152401 | NY | $80.2M | 1 | Charles Schwab→ |
| A75 | NETWORK INVESTMENT ADVISORS INCORPORATED CRD 290927 | NY | $57.4M | — | Charles Schwab→ |
| A74 | MON CAPITAL MANAGEMENT LLC CRD 333785 | NY | $95.0M | 1 | E*Trade→ |
| A74 | MAIDSTONE WEALTH MANAGEMENT, LLC CRD 291873 | NY | $27.4M | 1 | E*Trade→ |
| A73 | WHALEN CAPITAL, INC. CRD 130016 | WI | $75.1M | 8 | E*Trade→ |
| A73 | TAGLICH BROTHERS, INC. CRD 29102 | NY | $37.7M | 1 | E*Trade→ |
| A72 | PECONIC ASSET PLANNING, INC. CRD 310121 | NY | $64.6M | 1 | Charles Schwab→ |
| A71 | SAFE HARBOR ASSET MANAGEMENT, INC. CRD 124787 | NY | $26.8M | 3 | Charles Schwab→ |
| A70 | TRANSPARENT WEALTH CONSULTING LLC CRD 283193 | NY | $42.8M | — | Charles Schwab→ |
| A68 | ANCHOR CAPITAL MANAGEMENT, LLC CRD 124600 | NY | $61.2M | 1 | Charles Schwab→ |
| A68 | R & R FINANCIAL PLANNERS, INC. CRD 113291 | NY | $60.1M | 5 | Interactive Brokers→ |
| A67 | SEAPORT GLOBAL ASSET MANAGEMENT LLC CRD 298944 | NY | $80.0M | — | E*Trade→ |
| A67 | SCHULTZE ASSET MANAGEMENT, LP CRD 110927 | NY | $71.6M | — | Charles Schwab→ |
| A66 | NGC FINANCIAL, LLC CRD 139992 | NY | $57.1M | 1 | E*Trade→ |
| A66 | HENLEY & COMPANY WEALTH MANAGEMENT LLC CRD 144884 | NY | $93.9M | 5 | Pershing→ |
| B65 | DAVIS CAPITAL ADVISORS, LLC CRD 153496 | NY | $46.9M | 1 | E*Trade→ |
| B64 | SILVER ADVISORS, LLC CRD 291109 | NY | $71.9M | 1 | E*Trade→ |
| B64 | MACE CAPITAL MANAGEMENT, LLC CRD 134605 | NY | $86.2M | 1 | Charles Schwab→ |
| B64 | LIBERTY WEALTH MANAGERS LLC CRD 322131 | NY | $59.9M | 1 | E*Trade→ |
| B64 | VISDOM INVESTMENT GROUP LLC CRD 327619 | NY | $53.1M | — | Charles Schwab→ |
| B64 | IBN FINANCIAL SERVICES, INC. CRD 42360 | NY | $87.7M | 50 | E*Trade→ |
| B63 | DRYDEN CAPITAL, LLC CRD 172648 | NY | $76.6M | — | Interactive Brokers→ |
| B62 | NOSURIS, INC. CRD 160979 | NY | $95.0M | 2 | —→ |
| B62 | SAGE HILL ADVISORY AND MANAGEMENT LLC CRD 149365 | NY | $73.3M | — | Pershing→ |
| B61 | RABENOLD ADVISORS, INC. CRD 283882 | NY | $35.6M | 2 | Charles Schwab→ |
| B61 | PRINCE FINANCIAL ADVISORY LLC CRD 131234 | NY | $62.2M | 1 | Charles Schwab→ |
| B61 | HUDSON VIEW ADVISORS, LLC CRD 288839 | NY | $64.3M | 1 | Charles Schwab→ |
| B61 | O'BRIEN CAPITAL MANAGEMENT, INC. CRD 136100 | NY | $40.6M | 1 | Charles Schwab→ |
| B60 | LEO WEALTH MANAGEMENT, LLC CRD 337537 | NY | $33.0M | 1 | E*Trade→ |
| B60 | BPBI LLC CRD 288133 | NY | $51.0M | 1 | E*Trade→ |
| B60 | S. MUOIO & CO. LLC CRD 155549 | NY | $95.1M | — | E*Trade→ |
| B60 | PRIVATE EQUITY INVESTORS, INC CRD 160559 | NY | $85.4M | — | Folio Institutional→ |
| B60 | CATHAY CAPITAL NA, LLC CRD 268816 | NY | $76.6M | — | JPMorgan→ |
| B60 | SPP CREDIT ADVISORS II LLC CRD 323725 | NY | $50.2M | — | E*Trade→ |
| B60 | SIDUS INVESTMENT MANAGEMENT, LLC CRD 160406 | NY | $55.1M | — | E*Trade→ |
| B60 | BRYDEN-ABRAMS INVESTMENT MANAGEMENT LLC CRD 143124 | NY | $45.0M | — | E*Trade→ |
| B60 | LOTUS HOLDINGS LLC CRD 172638 | NY | $25.0M | — | E*Trade→ |
| B60 | BENJAMIN SECURITIES, INC. CRD 7754 | NY | $33.6M | 7 | E*Trade→ |
| B59 | MAIN STREET MANAGEMENT COMPANY CRD 111736 | NY | $51.8M | — | E*Trade→ |
| B59 | ALPHA RIA LLC CRD 313285 | NY | $54.5M | 1 | E*Trade→ |
| B59 | STUYVESANT CAPITAL MANAGEMENT CORPORATION CRD 111998 | NY | $43.0M | 1 | Charles Schwab→ |
| B59 | KPC TERRAPIN GROUP LLC CRD 285526 | NY | $48.7M | — | Charles Schwab→ |
| B59 | LONG ISLAND FINANCIAL LLC CRD 337288 | NY | $65.2M | 1 | Charles Schwab→ |
| B59 | REVERE WEALTH MANAGEMENT LLC CRD 170560 | NY | $78.3M | 6 | Charles Schwab→ |
| B59 | DDO ADVISORY SERVICES, LLC CRD 154944 | NY | $26.8M | 1 | Pershing→ |
