| B52 | EFG ASSET MANAGEMENT (NORTH AMERICA) CORP CRD 313103 | OR | $808.9M | — | Pershing→ |
| B51 | AUXIER ASSET MANAGEMENT LLC CRD 107980 | OR | $946.1M | 6 | Charles Schwab→ |
| B51 | PREISZ ASSOCIATES, INC. CRD 144469 | OR | $701.7M | 9 | LPL Financial→ |
| B50 | PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION CRD 107777 | OR | $758.3M | 4 | Charles Schwab→ |
| C48 | THE H GROUP, INC. CRD 106801 | OR | $580.1M | — | Charles Schwab→ |
| C47 | PEREGRINE ASSET ADVISERS, INC. CRD 115738 | OR | $611.0M | 6 | Charles Schwab→ |
| C47 | MENGIS CAPITAL MANAGEMENT, INC. CRD 117127 | OR | $903.5M | 6 | Charles Schwab→ |
| C47 | CGC FINANCIAL SERVICES, LLC CRD 155446 | OR | $875.8M | 5 | Charles Schwab→ |
| C46 | GREEN CITIES INVESTMENT MANAGEMENT, LLC CRD 166263 | OR | $875.0M | — | E*Trade→ |
| C42 | ACM MANAGEMENT COMPANY, LLC CRD 283037 | OR | $650.1M | — | E*Trade→ |
| C40 | VON BORSTEL & ASSOCIATES, INC. CRD 309746 | OR | $680.2M | 4 | Charles Schwab→ |
| C39 | EFM INVESTMENTS & ADVISORY LLC CRD 339744 | OR | $680.0M | — | E*Trade→ |
| C39 | NORTHMARQ FUND MANAGEMENT, LLC CRD 150703 | OR | $541.3M | 1 | E*Trade→ |
| C36 | ROEHL & YI INVESTMENT ADVISORS, LLC CRD 109258 | OR | $959.4M | 12 | Charles Schwab→ |
| C35 | EQUILIBRIUM CAPITAL INVESTMENT MANAGEMENT , LLC CRD 182520 | OR | $642.6M | — | E*Trade→ |
| C33 | NORTHWEST QUADRANT, LLC CRD 158455 | OR | $579.7M | 2 | Charles Schwab→ |
| C33 | ALLIUM FINANCIAL ADVISORS, LLC CRD 288462 | OR | $733.5M | 7 | E*Trade→ |
| C31 | 801 WEST CAPITAL MANAGEMENT, LLC CRD 168417 | OR | $515.9M | — | JPMorgan→ |
| C31 | BNC WEALTH MANAGEMENT, LLC CRD 306483 | OR | $847.5M | 4 | Charles Schwab→ |
| C28 | VERIDAN WEALTH LLC CRD 329666 | OR | $667.2M | 4 | Fidelity→ |
| C26 | HORST & GRABEN WEALTH MANAGEMENT, LLC CRD 297368 | OR | $920.1M | 4 | Charles Schwab→ |
| C22 | KEUDELL MORRISON WEALTH MANAGEMENT, LLC CRD 292600 | OR | $921.5M | 8 | Charles Schwab→ |
| C20 | R.V. KUHNS & ASSOCIATES, INC. CRD 18005 | OR | $827.9M | — | Charles Schwab→ |
| C20 | PINNACLE WEALTH ADVISORS, LLC CRD 117517 | OR | $549.7M | 14 | Charles Schwab→ |
| C14 | HEADWATER INVESTMENT CONSULTING,INC. CRD 133009 | OR | $543.0M | 5 | Fidelity→ |
| C14 | ETESIAN WEALTH ADVISORS, INC. CRD 152127 | OR | $503.3M | 7 | Charles Schwab→ |
