| A65 | RS ASSET MANAGEMENT, LLC CRD 157768 | CO | $107.2M | 2 | LPL Financial→ |
| B55 | SEAMOUNT FINANCIAL GROUP INC CRD 107834 | CO | $745.2M | 6 | LPL Financial→ |
| B55 | COLLIER FINANCIAL, INC CRD 175207 | CO | $160.5M | 1 | LPL Financial→ |
| B54 | TWEEDY, BROWNE COMPANY LLC CRD 6857 | CT | $7.13B | 9 | BNY Mellon→ |
| B51 | CIMARRON WEALTH MANAGEMENT, INC. CRD 299627 | CO | $327.3M | 10 | LPL Financial→ |
| C46 | CAPITAL FINANCIAL GROUP, INC. CRD 111709 | CO | $237.4M | 3 | LPL Financial→ |
| C46 | K2/D&S MANAGEMENT CO., L.L.C. CRD 123826 | CT | $6.53B | — | BNY Mellon→ |
| C44 | EXCEL WEALTH MANAGEMENT, LLC CRD 299602 | CT | $310.5M | 5 | LPL Financial→ |
| C43 | PROPRIETARY CAPITAL, LLC CRD 125139 | CO | $651.8M | — | BNY Mellon→ |
| C38 | MARSHALL INVESTMENT MANAGEMENT, LLC CRD 174817 | CO | $298.0M | 8 | LPL Financial→ |
| C37 | DODDS WEALTH, LLC CRD 323632 | CO | $706.2M | 7 | LPL Financial→ |
| C35 | AST INVESTMENT SERVICES, INC. CRD 108897 | CT | $91.47B | — | BNY Mellon→ |
| C35 | DUKE FUNDING MANAGEMENT, L.L.C. CRD 117590 | CT | $126.9M | — | BNY Mellon→ |
| C33 | WARNER GROUP LLC CRD 334877 | CT | $458.5M | 8 | LPL Financial→ |
| C33 | AMG FUNDS LLC CRD 153456 | CT | $18.25B | 7 | BNY Mellon→ |
| C32 | HARDMAN JOHNSTON GLOBAL ADVISORS LLC CRD 112500 | CT | $8.77B | 2 | BNY Mellon→ |
| C32 | VARRA WEALTH MANAGEMENT LLC CRD 324044 | CO | $305.6M | 7 | LPL Financial→ |
| C30 | AXA INVESTMENT MANAGERS US INC CRD 113608 | CT | $79.24B | — | BNY Mellon→ |
| C28 | HIGGINS & SCHMIDT WEALTH STRATEGIES LLC CRD 286063 | CO | $279.5M | 4 | LPL Financial→ |
| C25 | LONG PATH PARTNERS, LP CRD 299053 | CT | $1.73B | — | BNY Mellon→ |
| C25 | DENVER WEALTH MANAGEMENT, INC. CRD 284868 | CO | $529.8M | 9 | LPL Financial→ |
| C25 | HUDSON STRUCTURED CAPITAL MANAGEMENT LTD. CRD 282919 | CT | $4.03B | — | BNY Mellon→ |
| C22 | VIRTUS FIXED INCOME ADVISERS, LLC CRD 146029 | CT | $34.91B | 4 | BNY Mellon→ |
| C22 | ELLINGTON GLOBAL ASSET MANAGEMENT, LLC CRD 141772 | CT | $9.18B | — | BNY Mellon→ |
| C22 | MC CREDIT PARTNERS LP CRD 167929 | CT | $4.94B | — | BNY Mellon→ |
| C22 | STONE POINT CREDIT ADVISER LLC CRD 310377 | CT | $11.13B | — | BNY Mellon→ |
| C21 | CANNAE PORTFOLIO ADVISORS, LLC CRD 310606 | CT | $859.4M | — | BNY Mellon→ |
| C17 | AVANT-GARDE ADVISORS LLC CRD 151527 | CO | — | — | LPL Financial→ |
| C17 | CROSS OCEAN PARTNERS MANAGEMENT LP CRD 285340 | CT | $6.29B | — | BNY Mellon→ |
