| A71 | LEWIS FINANCIAL MANAGEMENT, LLC CRD 116344 | NC | $338.7M | 3 | E*Trade→ |
| A71 | INTERCAROLINA FINANCIAL SERVICES, INC. CRD 19475 | NC | $85.4M | 31 | E*Trade→ |
| B65 | VN CAPITAL MANAGEMENT, LLC CRD 166761 | NC | $63.0M | — | Pershing→ |
| B55 | FUND DIRECT ADVISORS INC. CRD 155363 | NC | $593.0M | 4 | E*Trade→ |
| B54 | STRUCTURAL SOLUTIONS LLC CRD 319155 | NC | $133.0M | — | E*Trade→ |
| B53 | HUNTER STREET INVESTMENT ADVISORS LLC CRD 145334 | NC | $166.4M | 8 | E*Trade→ |
| B53 | VARIANT PERCEPTION, LLC CRD 334510 | NC | $31.9M | 1 | E*Trade→ |
| B53 | TRICAPITAL WEALTH MANAGEMENT, INC. CRD 118788 | NC | $132.7M | 3 | E*Trade→ |
| B51 | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. CRD 13609 | IA | $906.4M | 50 | E*Trade→ |
| B51 | SLEDGE AND COMPANY WEALTH ADVISORS, LLC CRD 336314 | NC | $183.4M | 4 | E*Trade→ |
| C48 | WOODARD & CO ASSET MANAGEMENT GROUP INC CRD 108199 | NC | $1.17B | 5 | E*Trade→ |
| C47 | KERUSSO CAPITAL MANAGEMENT, LLC CRD 316352 | NC | $222.4M | 2 | E*Trade→ |
| C47 | PLAN2THRIVE FINANCIAL, LLC CRD 317005 | IA | $147.5M | 3 | E*Trade→ |
| C46 | UWHARRIE INVESTMENT ADVISORS, INC. CRD 117592 | NC | $337.8M | 17 | Pershing→ |
| C46 | INDEXPERTS, LLC CRD 314858 | NC | $100.9M | 3 | E*Trade→ |
| C46 | BFC PLANNING, INC. CRD 119682 | IA | $3.84B | 50 | E*Trade→ |
| C46 | WSC & COMPANY, LLC CRD 289138 | NC | $320.4M | — | E*Trade→ |
| C45 | GARDEN CITY MANAGEMENT, LLC CRD 310518 | NC | $343.8M | — | E*Trade→ |
| C45 | CORIGLIANO INVESTMENT ADVISERS, LLC CRD 331908 | NC | $495.5M | — | E*Trade→ |
| C45 | OMNISTAR FINANCIAL GROUP, INC. CRD 138515 | NC | $285.7M | 6 | E*Trade→ |
| C45 | COPPERLEAF CAPITAL, LLC CRD 117823 | NC | $281.6M | 4 | E*Trade→ |
| C44 | COMPERIO RETIREMENT CONSULTING, INC. CRD 140786 | NC | $1.99B | 2 | E*Trade→ |
| C44 | OCTAGON ASSET MANAGEMENT, LLC CRD 286248 | NC | $221.2M | — | E*Trade→ |
| C44 | HCG FUND MANAGEMENT LP CRD 281615 | NC | $347.3M | — | E*Trade→ |
| C44 | KENSINGTON FINANCIAL GROUP, INC. CRD 127658 | NC | $169.5M | 2 | E*Trade→ |
| C44 | TARHEEL ADVISORS, LLC CRD 149308 | NC | $137.8M | 2 | E*Trade→ |
| C43 | CAPITAL INVESTMENT COUNSEL INC CRD 104591 | NC | $1.02B | 4 | Pershing→ |
| C42 | KANBRICK LLC CRD 309288 | NC | $362.2M | — | E*Trade→ |
| C42 | BALLAST CAPITAL ADVISORS LLC CRD 282369 | IA | $328.7M | 3 | E*Trade→ |
| C42 | US FINANCIAL PLANNERS, LLC CRD 337484 | NC | $0 | — | E*Trade→ |
| C41 | WEDGE CAPITAL MANAGEMENT LLP CRD 106234 | NC | $7.75B | 23 | E*Trade→ |
| C41 | COLLWICK FUNDS GP, LLC CRD 162923 | NC | $439.6M | — | E*Trade→ |
| C41 | MILLBANK DARTMOOR PORTSMOUTH LLC CRD 311046 | NC | $263.2M | — | E*Trade→ |
| C40 | QUANTITATIVE PROCESS, LLC CRD 165699 | NC | $502.1M | 3 | E*Trade→ |
| C40 | OBP CAPITAL LLC CRD 167619 | NC | $78.5M | — | E*Trade→ |
| C39 | INNOVATION PARTNERS LLC. CRD 146344 | NC | $21.7M | 50 | E*Trade→ |
| C39 | ALUMINA INVESTMENT MANAGEMENT, LLC CRD 164273 | NC | $5.26B | — | E*Trade→ |
| C39 | AEGON USA REALTY ADVISORS, LLC CRD 286438 | IA | $394.5M | — | E*Trade→ |
| C39 | FCA PARTNERS, LLC CRD 322393 | NC | $910.3M | — | E*Trade→ |
| C39 | GRAGG & GRAGG, L.L.P. CRD 110592 | NC | $215.4M | 3 | E*Trade→ |
| C39 | IFC INVESTMENT MANAGEMENT, LLC CRD 305377 | NC | $0 | — | E*Trade→ |
| C38 | DMKC ADVISORY SERVICES, LLC CRD 145112 | IA | $902.5M | 11 | E*Trade→ |
| C37 | OLD NORTH STATE WEALTH MANAGEMENT, LLC CRD 148659 | NC | $452.6M | 6 | E*Trade→ |
| C37 | ASCENDOR WEALTH, LLC CRD 148969 | NC | $145.6M | 7 | E*Trade→ |
| C36 | MODERN CAPITAL ADVISORS, LLC CRD 131117 | NC | $254.8M | 19 | E*Trade→ |
| C36 | AOT INVEST LLC CRD 319016 | IA | $93.9M | 1 | E*Trade→ |
| C35 | BD INVESTMENT PARTNERS, LLC CRD 309347 | NC | $224.6M | — | E*Trade→ |
| C34 | FIRST CITIZENS ASSET MANAGEMENT, INC CRD 140777 | NC | $465.1M | 50 | Pershing→ |
| C34 | STERLING CAPITAL MANAGEMENT LLC CRD 135405 | NC | $69.23B | 37 | E*Trade→ |
| C34 | VERITY ASSET MANAGEMENT, INC. CRD 158667 | NC | $1.15B | 50 | E*Trade→ |
