| A65 | JAMES SCOTT S CO CRD 105861 | VA | $139.4M | 3 | Pershing→ |
| A65 | PHASE III ADVISORY SERVICES, LTD CRD 122959 | IL | $210.9M | 3 | Pershing→ |
| B64 | NEW VERNON INVESTMENT MANAGEMENT LLC CRD 160247 | IL | $115.5M | — | Pershing→ |
| B58 | SOUTH GEORGIA CAPITAL, LLC CRD 146765 | IL | $134.0M | 2 | Pershing→ |
| B55 | SIGNATURE FINANCIAL SERVICES, LTD CRD 123729 | IL | $274.0M | 13 | Pershing→ |
| B53 | MCLAUGHLIN RYDER INVESTMENTS, INC. CRD 147529 | VA | $522.1M | 5 | Pershing→ |
| B51 | TAYLOR FINANCIAL GROUP, INC. CRD 116744 | VA | $410.0M | 4 | Pershing→ |
| C49 | INTEGRATED FINANCIAL SOLUTIONS, INC. CRD 112038 | VA | $303.3M | 8 | Pershing→ |
| C48 | ARK ADVISORS LLC CRD 167456 | IL | $195.6M | 2 | Wells Fargo→ |
| C47 | NORTON CAPITAL MANAGEMENT, INC. CRD 110398 | VA | $136.6M | 1 | Pershing→ |
| C45 | TRIGRAN INVESTMENTS, INC. CRD 155200 | IL | $533.2M | — | Wells Fargo→ |
| C44 | COZAD ASSET MANAGEMENT INC CRD 104764 | IL | $2.62B | 20 | Pershing→ |
| C43 | AEGIS FINANCIAL CORPORATION CRD 111587 | VA | $1.37B | 2 | Pershing→ |
| C43 | CASSADAY & CO WEALTH MANAGEMENT LLC CRD 317672 | VA | $7.14B | 43 | Pershing→ |
| C41 | EVR RESEARCH LP CRD 283385 | VA | $365.0M | — | Pershing→ |
| C40 | QRG CAPITAL MANAGEMENT, INC. CRD 305277 | IL | $11.41B | 2 | Pershing→ |
| C39 | SAVANT INVESTMENT ADVISERS, INC. CRD 121794 | IL | $162.5M | 3 | Pershing→ |
| C39 | ROMANO BROTHERS AND COMPANY CRD 3215 | IL | $1.54B | 13 | Wells Fargo→ |
| C38 | FDX ADVISORS, INC. CRD 104601 | IL | $832.8M | — | Pershing→ |
| C37 | NEW VERNON WEALTH MANAGEMENT LLC CRD 164775 | IL | $781.0M | 1 | Pershing→ |
| C37 | GENESIS PRIVATE WEALTH, LLC CRD 315692 | VA | $482.4M | 6 | Wells Fargo→ |
| C36 | PRECISE INVESTMENT MANAGEMENT, INC. CRD 282557 | IL | $186.3M | 8 | Pershing→ |
| C36 | PORT CAPITAL LLC CRD 206517 | IL | $2.85B | 1 | Pershing→ |
| C35 | HARBOUR CAPITAL ADVISORS, LLC CRD 157266 | VA | $701.1M | 4 | Pershing→ |
| C35 | ENVESTNET ASSET MANAGEMENT, INC. CRD 111694 | IL | $614.93B | 50 | Pershing→ |
| C33 | SG CAPITAL MANAGEMENT LLC CRD 134471 | IL | $1.38B | 1 | Wells Fargo→ |
| C33 | TENET WEALTH PARTNERS, LLC CRD 339818 | IL | $0 | 3 | Pershing→ |
| C32 | ALTERNATIVE INVESTMENT RESOURCE, LLC CRD 288165 | IL | $754.2M | — | Wells Fargo→ |
| C32 | BENCHMARK INVESTMENT ADVISORS LLC CRD 159705 | IL | $329.2M | 3 | Pershing→ |
| C31 | ARCHFORD CAPITAL STRATEGIES, LLC CRD 164482 | IL | $1.49B | 16 | Pershing→ |
| C29 | CJM WEALTH ADVISERS, LTD. CRD 107750 | VA | $1.47B | 12 | Pershing→ |
| C29 | DAVENPORT & COMPANY LLC CRD 1588 | VA | $24.70B | 50 | Pershing→ |
| C26 | MWA FINANCIAL SERVICES, INC. CRD 112630 | IL | $640.0M | 50 | Pershing→ |
| C25 | BROWN | MILLER WEALTH MANAGEMENT, LLC CRD 305742 | VA | $991.1M | 11 | Wells Fargo→ |
| C24 | MASON INVESTMENT ADVISORY SERVICES INC CRD 111113 | VA | $15.67B | 32 | Pershing→ |
| C22 | WISHBONE MANAGEMENT, LP CRD 283479 | IL | $1.12B | — | Pershing→ |
| C22 | WIND POINT ADVISORS LLC CRD 156485 | IL | $8.58B | — | Wells Fargo→ |
| C22 | OXFORD FINANCE ADVISORS, LLC CRD 304433 | VA | $2.41B | — | Wells Fargo→ |
| C21 | VIRGINIA WEALTH MANAGEMENT GROUP, INC. CRD 311248 | VA | $393.8M | 3 | Wells Fargo→ |
| C16 | FLOWSTRAT FINANCIAL PLANNING, LLC CRD 304041 | IL | — | — | Pershing→ |
| C15 | NAVY FEDERAL INVESTMENT SERVICES, LLC CRD 138459 | VA | $2.10B | 50 | Pershing→ |
