| A75 | COMPREHENSIVE CAPITAL MANAGEMENT, INC. CRD 119890 | NJ | $77.5M | 8 | Pershing→ |
| A72 | GARDEN STATE RETIREMENT SPECIALISTS, LLC CRD 128414 | NJ | $109.3M | 2 | Pershing→ |
| A69 | RDM CAPITAL ASSOCIATES INC CRD 106941 | NJ | $164.5M | 3 | Pershing→ |
| A68 | PCG ASSET MANAGEMENT, LLC CRD 148208 | NJ | $143.1M | 4 | Pershing→ |
| B63 | CRUISER CAPITAL ADVISORS, LLC CRD 168739 | CT | $104.4M | — | Pershing→ |
| B59 | ASSET MANAGEMENT CONSULTING SERVICES, INC. CRD 128793 | NJ | $144.2M | 2 | Pershing→ |
| B57 | GULFSTREAM CM, LLC CRD 165459 | NJ | $244.2M | 4 | Pershing→ |
| B57 | SEARLE & CO. CRD 13035 | CT | $629.9M | 13 | Pershing→ |
| B54 | NEW VERNON ADVISERS LP CRD 160231 | NJ | $902.1M | — | Pershing→ |
| B50 | MATSON FINANCIAL ADVISORS, INC. CRD 122480 | CT | $518.9M | 3 | Pershing→ |
| C50 | PRIVATE CAPITAL ASSET MANAGEMENT LLC CRD 317930 | CT | $13.0M | — | Pershing→ |
| C49 | WBI INVESTMENTS, LLC CRD 106336 | NJ | $539.6M | 6 | Pershing→ |
| C49 | VETERI PLACE CORPORATION CRD 160664 | NJ | $150.7M | — | Pershing→ |
| C49 | SAIPH CAPITAL, LLC CRD 312119 | NJ | $459.4M | 2 | Pershing→ |
| C48 | GREYLOCK CAPITAL MANAGEMENT, LLC CRD 137825 | CT | $313.9M | — | Pershing→ |
| C48 | GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP CRD 288555 | CT | $299.5M | — | Pershing→ |
| C48 | VESTGEN INVESTMENT MANAGEMENT, LLC CRD 118851 | NJ | $786.6M | 2 | Pershing→ |
| C44 | JACKSON, GRANT INVESTMENT ADVISERS, INC. CRD 108156 | CT | $577.7M | 4 | Pershing→ |
| C44 | AYRTON CAPITAL LLC CRD 286298 | CT | $358.9M | — | Pershing→ |
| C44 | PARISI GRAY WEALTH MANAGEMENT, LLC CRD 286388 | NJ | $796.0M | 2 | Pershing→ |
| C40 | CORA CAPITAL ADVISORS LLC CRD 318134 | NJ | $722.9M | 8 | Pershing→ |
| C40 | HERBERT J. SIMS CAPITAL MANAGEMENT, INC. CRD 134510 | CT | $436.9M | 37 | Pershing→ |
| C40 | W. H. REAVES & CO., INC. CRD 3140 | NJ | $5.94B | 1 | Pershing→ |
| C38 | VOYA FINANCIAL ADVISORS, INC. CRD 2882 | CT | $3.87B | 50 | Pershing→ |
| C35 | CAS INVESTMENT PARTNERS, LLC CRD 170071 | CT | $2.45B | — | Pershing→ |
| C34 | THE GMS GROUP, LLC CRD 8000 | NJ | $19.8M | 50 | Pershing→ |
| C34 | TITAN ADVISORS, LLC CRD 135805 | CT | $1.53B | 1 | Pershing→ |
| C34 | PRIVATE CAPITAL ADVISORS, INC. CRD 125771 | CT | $1.28B | 1 | Pershing→ |
| C30 | BLACKHILL CAPITAL, INC CRD 105208 | NJ | $2.00B | 2 | Pershing→ |
| C28 | CLEAR HARBOR ASSET MANAGEMENT, LLC CRD 152242 | CT | $2.05B | 15 | Pershing→ |
| C27 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC CRD 283004 | CT | $33.52B | 50 | Pershing→ |
| C26 | CARRONADE CAPITAL MANAGEMENT, LP CRD 309174 | CT | $3.43B | — | Pershing→ |
| C26 | BRAVE ASSET MANAGEMENT, INC. CRD 108512 | NJ | $624.3M | 6 | Pershing→ |
| C26 | PARNASSUS LLC CRD 167146 | CT | — | — | Pershing→ |
| C24 | VALLEY WEALTH MANAGERS, INC. CRD 108879 | NJ | $2.69B | 49 | Pershing→ |
| C24 | CHILTON INVESTMENT SERVICES, LLC CRD 159306 | CT | $8.15B | 3 | Pershing→ |
| C21 | VALUEALIGNED PARTNERS CRD 125128 | NJ | — | 1 | Pershing→ |
| C12 | ROSSMORE PRIVATE CAPITAL, LLC CRD 288453 | CT | $1.92B | 4 | Pershing→ |
