| A74 | LESA SROUFE & COMPANY, INC. CRD 130232 | WA | $207.3M | 4 | E*Trade→ |
| B64 | SANDER CAPITAL ADVISORS, INC. CRD 112499 | WA | $210.0M | 2 | E*Trade→ |
| B64 | VORPAHL WING SECURITIES, INC. CRD 47548 | WA | $124.4M | 4 | E*Trade→ |
| B61 | CONTINENTAL INVESTORS SERVICES, INC. CRD 29775 | WA | $196.8M | 19 | E*Trade→ |
| B58 | KUNATH KARREN RINNE & ATKIN LLC CRD 104531 | WA | $373.0M | 3 | E*Trade→ |
| B57 | SIMCOE CAPITAL, LLC CRD 121505 | WA | $109.4M | 3 | E*Trade→ |
| B55 | MOUNTAIN PACIFIC ADVISORS, LLC CRD 151666 | WA | $484.3M | — | E*Trade→ |
| B53 | SUNRISE FINANCIAL SERVICES LLC CRD 325955 | WA | $151.2M | 3 | E*Trade→ |
| B52 | MONSON WEALTH MANAGEMENT, INC. CRD 169857 | WA | $149.5M | 1 | E*Trade→ |
| C50 | HOT CREEK CAPITAL, L.L.C. CRD 162371 | WA | $135.7M | 1 | E*Trade→ |
| C47 | NORTHWEST ADMINISTRATORS INC CRD 106544 | WA | $114.8M | 4 | E*Trade→ |
| C46 | EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC CRD 159018 | WA | $131.6M | 1 | E*Trade→ |
| C45 | HIGHBURY PACIFIC CAPITAL CORP. CRD 157778 | WA | $333.3M | — | E*Trade→ |
| C45 | RAINIER CAPITAL PARTNERS LP CRD 315967 | WA | $379.5M | — | E*Trade→ |
| C45 | AVATAR CAPITAL MANAGEMENT LLC CRD 330793 | WA | $279.6M | — | E*Trade→ |
| C44 | ALLEN CAPITAL MANAGEMENT, LLC CRD 135147 | WA | $200.0M | 2 | E*Trade→ |
| C42 | TAIYO PACIFIC PARTNERS L.P. CRD 160930 | WA | $395.3M | — | E*Trade→ |
| C42 | ROBINSWOOD FINANCIAL LLC CRD 143417 | WA | $433.3M | 7 | E*Trade→ |
| C40 | HAMRICK INVESTMENT COUNSEL, LLC CRD 116314 | WA | $299.2M | 3 | E*Trade→ |
| C40 | ELLIOTT COVE CAPITAL MANAGEMENT LLC CRD 123636 | WA | $348.2M | 11 | E*Trade→ |
| C39 | SILVER CREEK CAPITAL MANAGEMENT LLC CRD 122966 | WA | $122.5M | — | BNY Mellon→ |
| C39 | ANGELLIST ASSET MANAGEMENT, LLC CRD 330361 | WA | $346.5M | — | E*Trade→ |
| C39 | GLOBAL PARTNERSHIPS CRD 300844 | WA | $221.1M | — | E*Trade→ |
| C39 | DEMARS FINANCIAL GROUP LLC CRD 116257 | WA | $374.0M | 4 | E*Trade→ |
| C38 | GQG PRIVATE CAPITAL SOLUTIONS LLC CRD 332231 | WA | $266.8M | — | E*Trade→ |
| C37 | WESTWARD MANAGEMENT COMPANY II LLC CRD 300994 | WA | $374.0M | 3 | E*Trade→ |
| C37 | PARA WEALTH ADVISORS, INC. CRD 322683 | WA | $221.0M | 3 | E*Trade→ |
| C37 | MANGAN WEALTH MANAGEMENT, INC. CRD 143863 | WA | $222.0M | — | E*Trade→ |
| C37 | BEAR MOUNTAIN CAPITAL INC. CRD 151151 | WA | $375.0M | 9 | E*Trade→ |
| C34 | WESTRIVER MANAGEMENT, LLC CRD 161921 | WA | $444.4M | — | E*Trade→ |
| C33 | BBJS FINANCIAL ADVISORS, LLC CRD 115969 | WA | $331.5M | 2 | E*Trade→ |
| C32 | WEALTHMARK, LLC CRD 144948 | WA | $132.0M | 2 | E*Trade→ |
