| B57 | INVESTMENT CONSULTING GROUP INC CRD 106967 | IA | $2.84B | 2 | Charles Schwab→ |
| C46 | BFC PLANNING, INC. CRD 119682 | IA | $3.84B | 50 | E*Trade→ |
| C43 | NATIONS FINANCIAL GROUP, INC. CRD 44181 | IA | $4.77B | 50 | Wells Fargo→ |
| C38 | ACCEL WEALTH MANAGEMENT LLC CRD 286201 | IA | $1.15B | 10 | Charles Schwab→ |
| C37 | PRINCIPAL GLOBAL INVESTORS, LLC CRD 109002 | IA | $427.71B | 50 | State Street→ |
| C35 | AUSDAL FINANCIAL PARTNERS, INC. CRD 7995 | IA | $3.73B | 50 | Charles Schwab→ |
| C33 | NORTHWEST WEALTH MANAGEMENT, LLC CRD 152816 | IA | $1.03B | 20 | Charles Schwab→ |
| C31 | AEGON USA INVESTMENT MANAGEMENT, LLC CRD 114537 | IA | $88.80B | 1 | State Street→ |
| C31 | PRINCIPAL SECURITIES, INC. CRD 1137 | IA | $17.02B | 50 | Fidelity→ |
| C31 | TRANSAMERICA RETIREMENT ADVISORS, LLC CRD 107319 | IA | $18.83B | 39 | Pershing→ |
| C30 | BTC CAPITAL MANAGEMENT, INC. CRD 127158 | IA | $4.60B | 22 | E*Trade→ |
| C28 | INTEGRITY ALLIANCE, LLC CRD 139627 | IA | $5.41B | 50 | Charles Schwab→ |
| C28 | INTEGRITY ADVISORY SOLUTIONS, LLC CRD 288817 | IA | $1.10B | 50 | Charles Schwab→ |
| C26 | SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC CRD 321109 | IA | $122.05B | — | E*Trade→ |
| C26 | STEELE CAPITAL MANAGEMENT, INC. CRD 107097 | IA | $3.55B | 15 | Charles Schwab→ |
| C24 | FOSTER GROUP, INC. CRD 107148 | IA | $4.78B | 50 | Charles Schwab→ |
| C23 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. CRD 134139 | IA | $138.69B | 50 | —→ |
| C23 | AVANTAX PLANNING PARTNERS, INC. CRD 106237 | IA | $7.57B | 50 | Charles Schwab→ |
| C23 | PRINCIPAL REAL ESTATE INVESTORS, LLC CRD 109008 | IA | $105.65B | — | Wells Fargo→ |
| C23 | PRINCIPAL ADVISED SERVICES, LLC CRD 297324 | IA | $1.42B | 50 | E*Trade→ |
| C22 | LEGACY FINANCIAL GROUP, LLC CRD 154927 | IA | $1.01B | 8 | Charles Schwab→ |
| C17 | GILBERT & COOK, INC. CRD 283112 | IA | $1.70B | 18 | Charles Schwab→ |