| B57 | PRESTIGE WEALTH MANAGEMENT GROUP, LLC CRD 127381 | NJ | $666.4M | 5 | Charles Schwab→ |
| B57 | BHK INVESTMENT ADVISORS, LLC CRD 140515 | AL | $794.1M | 5 | Charles Schwab→ |
| B56 | WEALTH MANAGEMENT ASSOCIATES, INC. CRD 117606 | NJ | $717.4M | 11 | E*Trade→ |
| B55 | TSP CAPITAL MANAGEMENT GROUP, LLC CRD 131889 | NJ | $553.3M | 2 | E*Trade→ |
| B54 | NEW VERNON ADVISERS LP CRD 160231 | NJ | $902.1M | — | Pershing→ |
| B54 | VENTURE INVESTMENT MANAGEMENT CO., L.L.C. CRD 160002 | NJ | $636.8M | — | Raymond James→ |
| B53 | REEDMARK ADVISORS, LLC CRD 173760 | NJ | $564.6M | 4 | E*Trade→ |
| B52 | DIVIDEND ASSETS CAPITAL, LLC CRD 129973 | SC | $540.8M | 7 | Charles Schwab→ |
| B51 | SEABRIDGE INVESTMENT ADVISORS LLC CRD 108681 | NJ | $771.2M | 11 | Charles Schwab→ |
| B51 | DUMONT & BLAKE INVESTMENT ADVISORS LLC CRD 109318 | NJ | $562.3M | 4 | Charles Schwab→ |
| C49 | WBI INVESTMENTS, LLC CRD 106336 | NJ | $539.6M | 6 | Pershing→ |
| C48 | VESTGEN INVESTMENT MANAGEMENT, LLC CRD 118851 | NJ | $786.6M | 2 | Pershing→ |
| C48 | BARNEGAT FUND MANAGEMENT INC. CRD 158347 | NJ | $803.4M | — | E*Trade→ |
| C47 | TILSON FINANCIAL GROUP INC CRD 110890 | NJ | $750.6M | 8 | Charles Schwab→ |
| C47 | VISION RETIREMENT, LLC CRD 173064 | NJ | $633.7M | 7 | LPL Financial→ |
| C46 | NCM CAPITAL MANAGEMENT, LLC CRD 151109 | NJ | $539.4M | 3 | Fidelity→ |
| C46 | BLUESHIFT ASSET MANAGEMENT, LLC CRD 290637 | NJ | $694.4M | — | Goldman Sachs→ |
| C45 | UGVP MANAGEMENT, LLC CRD 170880 | NJ | $634.9M | — | E*Trade→ |
| C44 | SHOREBRIDGE CAPITAL MANAGEMENT, LLC CRD 290660 | NJ | $735.1M | — | E*Trade→ |
| C44 | SPC MANAGEMENT CO., INC. CRD 157259 | NJ | $959.6M | — | Folio Institutional→ |
| C44 | PARISI GRAY WEALTH MANAGEMENT, LLC CRD 286388 | NJ | $796.0M | 2 | Pershing→ |
| C44 | PARK LANE ADVISORS, LLC CRD 338445 | AL | $623.9M | — | Fidelity→ |
| C43 | KEY CLIENT FIDUCIARY ADVISORS, LLC CRD 298240 | NJ | $896.3M | 10 | Charles Schwab→ |
| C43 | BLACK CORAL FINANCIAL ADVISORS, LLC CRD 154623 | NJ | $504.4M | 4 | E*Trade→ |
| C43 | OAKWORTH ASSET MANAGEMENT, LLC CRD 335388 | AL | $846.3M | 21 | E*Trade→ |
| C43 | GSG ADVISORS LLC CRD 131511 | NJ | $862.3M | 3 | E*Trade→ |
| C43 | SANDALWOOD SECURITIES, INC. CRD 27240 | NJ | $930.2M | — | E*Trade→ |
| C42 | HEADLAND CAPITAL, LLC CRD 332277 | SC | $559.3M | 10 | LPL Financial→ |
| C42 | MAKROD INVESTMENT ASSOCIATES INC CRD 110325 | NJ | $894.4M | 4 | Charles Schwab→ |
| C41 | SOPHRON CAPITAL MANAGEMENT LP CRD 331387 | NJ | $527.3M | — | E*Trade→ |
| C41 | HUDSON CAPITAL MANAGEMENT LLC CRD 131208 | NJ | $642.6M | 6 | Fidelity→ |
| C41 | GROUND SWELL CAPITAL, LLC CRD 159812 | SC | $949.2M | 6 | E*Trade→ |
| C40 | HENNION & WALSH ASSET MANAGEMENT, INC. CRD 126236 | NJ | $768.8M | 50 | Wells Fargo→ |
| C40 | RAAB & MOSKOWITZ ASSET MANAGEMENT LLC CRD 111987 | NJ | $642.9M | 3 | Charles Schwab→ |
| C40 | HIGHLAND FINANCIAL ADVISORS, LLC CRD 125838 | NJ | $640.0M | 7 | Charles Schwab→ |
| C40 | OLIVER LUXXE ASSETS LLC CRD 169588 | NJ | $981.9M | 6 | Charles Schwab→ |
| C40 | CORA CAPITAL ADVISORS LLC CRD 318134 | NJ | $722.9M | 8 | Pershing→ |
| C40 | 1932 INVESTMENT MANAGEMENT, LLC CRD 337619 | NJ | $788.0M | 1 | E*Trade→ |
| C40 | AMERRA CAPITAL MANAGEMENT, LLC CRD 155860 | NJ | $610.4M | — | JPMorgan→ |
| C40 | CLEAR WAVE WEALTH MANAGEMENT, LLC CRD 338582 | NJ | $617.0M | 2 | E*Trade→ |
| C39 | MCRAE CAPITAL MANAGEMENT INC. CRD 104567 | NJ | $795.0M | 4 | E*Trade→ |
| C38 | THAMES CAPITAL MANAGEMENT, LLC CRD 288755 | NJ | $830.5M | — | E*Trade→ |
| C38 | GLOBAL VIEW INVESTMENT ADVISORS, LLC CRD 145499 | SC | $553.8M | 4 | E*Trade→ |
| C38 | BMSS WESSON WEALTH SOLUTIONS, LLC CRD 282792 | AL | $704.0M | 8 | Charles Schwab→ |
| C38 | SCIENCAST MANAGEMENT LP CRD 271030 | NJ | $760.0M | — | E*Trade→ |
| C37 | BULLDOG INVESTORS, LLP CRD 151585 | NJ | $561.0M | 2 | E*Trade→ |
| C37 | PEGASUS ASSET MANAGEMENT INC CRD 104766 | NJ | $553.6M | 3 | Charles Schwab→ |
| C37 | MOUNTAIN HILL INVESTMENT PARTNERS CRD 175187 | NJ | $539.0M | 3 | Charles Schwab→ |
| C37 | GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC CRD 133088 | NJ | $673.8M | 32 | Charles Schwab→ |
| C37 | BURKETT FINANCIAL SERVICES, LLC CRD 140168 | SC | $572.6M | 5 | Charles Schwab→ |
