| A68 | EMERALD SEPARATE ACCOUNT MANAGEMENT LLC CRD 150202 | PA | $21.3M | — | E*Trade→ |
| B60 | OAK CREEK PRIVATE WEALTH MANAGEMENT LLC CRD 306851 | OK | $4.3M | 1 | Charles Schwab→ |
| B55 | BRYAN ADVISORY SERVICES, LLC CRD 153659 | PA | $2.4M | 1 | E*Trade→ |
| C48 | SCALYR TECHNOLOGIES INC. CRD 326836 | MA | $190K | — | E*Trade→ |
| C43 | ADAPTIVE ADVISERS, LLC CRD 318716 | MA | $450K | — | E*Trade→ |
| C42 | ARBORSTONE FINANCIAL, LLC CRD 338225 | MA | $0 | 4 | Charles Schwab→ |
| C42 | HOUSE HANOVER LLC CRD 284838 | MA | $19.7M | — | E*Trade→ |
| C42 | WILLOW PARTNER ADVISORS, LLC CRD 333917 | MA | $0 | 1 | E*Trade→ |
| C42 | OXBOW HOLDINGS, INC. CRD 339061 | MA | $0 | 1 | E*Trade→ |
| C41 | WEALTHN LLC CRD 285915 | PA | $1.5M | 1 | E*Trade→ |
| C39 | TE ADVISORS LLC CRD 336139 | MA | $11K | — | E*Trade→ |
| C38 | ONE STONE GLOBAL LLC CRD 175052 | MA | $0 | — | E*Trade→ |
| C38 | CHRONOMETER PARTNERS LP CRD 339929 | PA | $0 | — | E*Trade→ |
| C38 | TYLER STREET CAPITAL CRD 340011 | MA | $0 | 1 | E*Trade→ |
| C38 | PRECIDIAN FUNDS LLC CRD 156974 | PA | $17.0M | — | E*Trade→ |
| C37 | BORABOND, LLC CRD 336456 | MA | $83K | 1 | E*Trade→ |
| C36 | KEYSTONE IMPERIAL LLC CRD 338785 | PA | $0 | 1 | E*Trade→ |
| C36 | SPRING LAKE EQUITY MANAGEMENT LLC CRD 167251 | MA | $0 | — | E*Trade→ |
| C35 | TAO PRIVATE WEALTH, LLC CRD 340979 | OK | $0 | — | E*Trade→ |
| C35 | WEALTH MORE ENTERPRISE, INC. CRD 324763 | PA | $100K | 6 | E*Trade→ |
| C34 | 2201 CAPITAL, LLC CRD 341112 | MA | $0 | 2 | E*Trade→ |
| C34 | HUNTER PRIVATE CAPITAL ADVISORS, LLC CRD 333651 | PA | $16.4M | — | E*Trade→ |
| C33 | STOCK SNIPS, INC. CRD 322544 | PA | $0 | 2 | E*Trade→ |
| C31 | HARVEST CAPITAL PARTNERS LLC CRD 133026 | MA | $0 | — | E*Trade→ |
| C31 | GOSSELIN CONSULTING GROUP LLC CRD 161019 | MA | $0 | — | E*Trade→ |
| C31 | ISQ CAPITAL LLC CRD 340355 | PA | $0 | — | E*Trade→ |
| C31 | FIDEM CREDIT ADVISORS, LLC CRD 335175 | PA | $0 | — | E*Trade→ |
| C31 | EXCORDE CAPITAL LLC CRD 337589 | PA | $0 | — | E*Trade→ |
| C31 | FOURNORTH CAPITAL LLC CRD 340927 | PA | $0 | — | E*Trade→ |
| C28 | BROOKWOOD ADVISORS, LLC CRD 338550 | MA | $0 | — | E*Trade→ |
| C28 | HARBOURVEST REGISTERED ADVISERS II L.P. CRD 341198 | MA | $0 | — | E*Trade→ |
| C27 | HEMISTA INC. CRD 301888 | MA | $0 | — | E*Trade→ |
| C27 | HERBEIN FINANCIAL GROUP, LLC CRD 322194 | PA | $0 | — | E*Trade→ |
| C26 | NI ACQUISITIONS COMPANY LLC CRD 340590 | PA | $0 | 6 | E*Trade→ |
| C25 | DIVIDEX MANAGEMENT LLC CRD 171322 | MA | $0 | — | E*Trade→ |
| C25 | DUNCAN FINANCIAL GROUP LLC CRD 309454 | PA | $0 | 27 | E*Trade→ |
| C25 | DATALIGN ADVISORY, INC. CRD 317004 | MA | $0 | 2 | E*Trade→ |
| C25 | VANGUARD ALTERNATIVE ASSETS ADVISER, LLC CRD 341357 | PA | $0 | — | E*Trade→ |
| C25 | STACKWELL CAPITAL ADVISERS, LLC CRD 316298 | MA | $2.3M | — | E*Trade→ |
| C24 | CONSTITUTION CAPITAL HORIZON ADVISOR, LP CRD 339512 | MA | $0 | — | E*Trade→ |
| C23 | ESHEL SPRING LLC CRD 340187 | MA | $0 | — | E*Trade→ |
| C23 | FEDERATED SECURITIES CORP. CRD 5009 | PA | $0 | 50 | E*Trade→ |
| C21 | REFINITIV GLOBAL MARKETS INC. CRD 109120 | MA | $0 | — | E*Trade→ |
| C20 | AWH FINANCIAL, LLC CRD 285183 | PA | $0 | 15 | E*Trade→ |
| C19 | NBW CAPITAL LLC CRD 147306 | MA | $0 | 4 | E*Trade→ |
| C16 | FEDERATED ADVISORY SERVICES COMPANY CRD 128611 | PA | $0 | — | E*Trade→ |
