| A80 | FINANCIALLY SPEAKING INC CRD 106255 | CO | $164.8M | 1 | E*Trade→ |
| A79 | COLUMBIA BENEFITS, LLC CRD 132261 | CO | $116.2M | 1 | E*Trade→ |
| A74 | PETERSON FINANCIAL SERVICES LLC CRD 106127 | CO | $124.0M | 1 | E*Trade→ |
| A66 | THREE PEAKS CAPITAL MANAGEMENT, LLC CRD 127402 | CO | $222.9M | — | E*Trade→ |
| B63 | STARK RICHARD JOSEPH CRD 107636 | CO | $426.1M | — | E*Trade→ |
| B60 | WORLD CAPITAL ADVISORS, LLC CRD 135941 | CO | $72.0M | 3 | E*Trade→ |
| B59 | ESSENTIAL INVESTMENT PARTNERS, LLC CRD 149509 | CO | $223.0M | 2 | E*Trade→ |
| B58 | WALNUT LEVEL CAPITAL LLC CRD 307942 | CO | $119.2M | — | E*Trade→ |
| B57 | CREDENTIALED WEALTH ADVISORS, LLC CRD 312517 | CO | $139.8M | 3 | E*Trade→ |
| B54 | ROCKWOOD EQUITY PARTNERS LLC CRD 163846 | CO | $189.8M | — | E*Trade→ |
| B53 | AETHER INVESTMENT PARTNERS, LLC CRD 149742 | CO | $1.14B | — | E*Trade→ |
| B51 | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. CRD 13609 | IA | $906.4M | 50 | E*Trade→ |
| B51 | INVESTMENT RESEARCH CORP CRD 108208 | CO | $76.3M | 17 | E*Trade→ |
| C50 | SENECA CAPITAL MANAGEMENT, LLC CRD 288206 | CO | $120.0M | 1 | E*Trade→ |
| C49 | PARAMOUNT ASSOCIATES WEALTH MANAGEMENT, LLC CRD 288537 | CO | $146.5M | 2 | E*Trade→ |
| C49 | ARROWMARK ASSET MANAGEMENT, LLC CRD 307161 | CO | $224.4M | — | E*Trade→ |
| C49 | MAXQ ASSET MANAGEMENT LLC CRD 336560 | CO | $407.7M | 1 | E*Trade→ |
| C49 | FI401K ADVISORS, LLC CRD 168408 | CO | $915.0M | 2 | E*Trade→ |
| C48 | PEAK FINANCIAL MANAGEMENT, INC. CRD 281223 | CO | $109.4M | 2 | E*Trade→ |
| C48 | FREEDOM FUNDS MANAGEMENT CO CRD 110785 | CO | $1.90B | 1 | E*Trade→ |
| C48 | TOWNSEND & ASSOCIATES, INC. CRD 113681 | CO | $1.52B | 16 | E*Trade→ |
| C48 | PRINCETON FUND ADVISORS, LLC CRD 157821 | CO | $780.0M | — | E*Trade→ |
| C48 | ORIGIN CREDIT ADVISERS, LLC CRD 324839 | CO | $538.0M | — | E*Trade→ |
| C47 | LION EQUITY INVESTMENT ADVISORS, LLC CRD 283404 | CO | $173.5M | — | JPMorgan→ |
| C47 | RED MOUNTAIN FINANCIAL PARTNERS, LLC CRD 174672 | CO | $225.6M | 3 | E*Trade→ |
| C47 | PLAN2THRIVE FINANCIAL, LLC CRD 317005 | IA | $147.5M | 3 | E*Trade→ |
| C47 | SWEATER INDUSTRIES LLC CRD 317749 | CO | $16.1M | — | E*Trade→ |
| C46 | BFC PLANNING, INC. CRD 119682 | IA | $3.84B | 50 | E*Trade→ |
| C45 | SCHAEFER FINANCIAL MANAGEMENT, INC. CRD 110110 | CO | $1.11B | 7 | E*Trade→ |
| C45 | MICA CREEK CAPITAL LLC CRD 325642 | CO | $173.2M | 3 | E*Trade→ |
| C44 | AVANT MANAGEMENT LLC CRD 330991 | CO | $449.0M | — | E*Trade→ |
| C44 | THORNBURG BOW RIVER ADVISERS, LLC. CRD 332879 | CO | $233.6M | — | E*Trade→ |
| C43 | LEH II MANAGEMENT LLC CRD 328785 | CO | $93.1M | — | E*Trade→ |
| C43 | SUMMIT HILL WEALTH MANAGEMENT, LLC CRD 296740 | CO | $145.7M | 3 | E*Trade→ |
| C42 | SENECA MANAGEMENT LLC CRD 160345 | CO | $716.9M | — | E*Trade→ |
| C42 | BALLAST CAPITAL ADVISORS LLC CRD 282369 | IA | $328.7M | 3 | E*Trade→ |
| C41 | SWAN CAPITAL MANAGEMENT, LLC CRD 164280 | CO | $1.30B | — | E*Trade→ |
| C40 | BLUE SKY ASSET MANAGEMENT, LLC CRD 167686 | CO | $98.6M | 1 | E*Trade→ |
| C39 | SAVVLY ADVISOR, LLC CRD 321125 | CO | $75K | 1 | E*Trade→ |
| C39 | AEGON USA REALTY ADVISORS, LLC CRD 286438 | IA | $394.5M | — | E*Trade→ |
| C38 | BEST LIFE INFINITY, LLC CRD 319232 | CO | $48.2M | 6 | E*Trade→ |
| C38 | CEDARWOOD WEALTH LLC CRD 334756 | CO | $213.4M | 3 | E*Trade→ |
| C38 | DMKC ADVISORY SERVICES, LLC CRD 145112 | IA | $902.5M | 11 | E*Trade→ |
| C38 | FAMILY FINANCIAL SOLUTIONS GROUP, LLC CRD 172725 | CO | $500.7M | 1 | E*Trade→ |
| C38 | CRESALTA INVESTMENT MANAGEMENT, INC. CRD 339872 | CO | $0 | — | E*Trade→ |
| C38 | BESPOKE ADVISORY LLC CRD 323909 | CO | $284.0M | — | E*Trade→ |
| C36 | KELLY STRATEGIC MANAGEMENT, LLC CRD 315259 | CO | $81.7M | — | E*Trade→ |
| C36 | AOT INVEST LLC CRD 319016 | IA | $93.9M | 1 | E*Trade→ |
| C36 | LAPIS ADVISERS, LP CRD 153710 | CO | $789.5M | — | JPMorgan→ |
| C36 | ONE BOW RIVER ADVISERS, LLC. CRD 333311 | CO | $564.4M | — | E*Trade→ |
