| A89 | THE MOORINGS GROUP, LLC CRD 129403 | GA | $439.6M | 2 | Fidelity→ |
| A89 | HALL CAPITAL, LLC CRD 153961 | CA | $180.0M | 2 | Fidelity→ |
| A87 | INVESTMENT CONSULTANTS LLC CRD 314810 | — | $122.7M | 1 | E*Trade→ |
| A87 | AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP CRD 309943 | MA | $166.3M | 3 | Fidelity→ |
| A87 | SILVER LAKE CAPITAL PARTNERS LLC CRD 329997 | TX | $211.5M | 1 | Raymond James→ |
| A84 | SHANNON T. PITNER AND COMPANY CRD 311853 | FL | $107.9M | 1 | Raymond James→ |
| A84 | STONEBRIDGE WEALTH MANAGEMENT, LLC CRD 146775 | TX | $134.6M | 1 | E*Trade→ |
| A83 | HINSDALE ASSOCIATES, INC. CRD 108293 | IL | $120.1M | — | E*Trade→ |
| A82 | INVICTUS TIMING SERVICE LTD CRD 106372 | NY | $103.0M | 1 | E*Trade→ |
| A82 | GUTT FINANCIAL MANAGEMENT, LLC CRD 109270 | GA | $162.1M | 1 | E*Trade→ |
| A81 | RCM ROBINSON CAPITAL MANAGEMENT LLC CRD 112814 | CA | $61.8M | 1 | E*Trade→ |
| A80 | FINANCIALLY SPEAKING INC CRD 106255 | CO | $164.8M | 1 | E*Trade→ |
| A80 | CYPRESS POINT CAPITAL MANAGEMENT, LLC CRD 167195 | — | $184.4M | 1 | E*Trade→ |
| A80 | OSPREY CAPITAL MANAGEMENT CORP. CRD 172524 | FL | $197.2M | — | E*Trade→ |
| A79 | WYSER-PRATTE MANAGEMENT CO., INC. CRD 106399 | NY | $58.6M | — | E*Trade→ |
| A79 | COLUMBIA BENEFITS, LLC CRD 132261 | CO | $116.2M | 1 | E*Trade→ |
| A79 | THE RENN WEALTH MANAGEMENT GROUP, INC. CRD 117500 | GA | $151.9M | 2 | Raymond James→ |
| A78 | WESTHAMPTON CAPITAL, LLC CRD 119176 | NC | $238.5M | 4 | Fidelity→ |
| A78 | ASPIRE ADVISORS, LLC CRD 150652 | NY | $109.2M | 7 | E*Trade→ |
| A78 | AXIOM INVESTMENT MANAGEMENT LLC CRD 141516 | NY | $236.8M | 1 | E*Trade→ |
| A77 | SCOTT W. HANCOCK CRD 161316 | — | $185.9M | 1 | E*Trade→ |
| A77 | ENVISION CAPITAL MANAGEMENT INC CRD 107150 | — | $334.1M | 2 | E*Trade→ |
| A77 | BH ASSET MANAGEMENT, LLC CRD 152117 | NY | $117.0M | — | Fidelity→ |
| A77 | OUTFITTERS FINANCIAL LLC CRD 291413 | ME | $157.7M | 1 | E*Trade→ |
| A76 | CALDERWOOD FINANCIAL STRATEGIES, INC. CRD 313466 | TX | $228.5M | 4 | Fidelity→ |
| A76 | BATES FINANCIAL ADVISORS, INC. CRD 116515 | IL | $439.2M | 3 | Fidelity→ |
| A75 | VIDA WEALTH PARTNERS, INC. CRD 140824 | CA | $129.6M | 1 | Fidelity→ |
| A75 | TERRA NOVA ASSET MANAGEMENT LLC CRD 111676 | NY | $220.2M | 2 | Fidelity→ |
| A75 | TROTT BROOK FINANCIAL, INC. CRD 290962 | MN | $120.5M | 1 | Fidelity→ |
| A75 | SYNTAX RESEARCH, INC. CRD 151948 | FL | $202.9M | 1 | E*Trade→ |
| A74 | ST. JOHN & ASSOCIATES, INC. CRD 124778 | GA | $128.4M | 3 | E*Trade→ |
| A74 | GLOBAL STRATEGIC MANAGEMENT INC CRD 105985 | PR | $221.6M | 1 | E*Trade→ |
| A74 | HENRY JAMES INTERNATIONAL MANAGEMENT, INC. CRD 169293 | NY | $402.4M | 1 | E*Trade→ |
| A74 | PETERSON FINANCIAL SERVICES LLC CRD 106127 | CO | $124.0M | 1 | E*Trade→ |
| A74 | ROBERT PRISKE, LLC CRD 108072 | HI | $219.9M | 1 | E*Trade→ |
| A74 | STEVEN FELDSTEIN & ASSOCIATES CRD 109022 | — | $160.0M | 1 | E*Trade→ |
| A74 | GARLIKOV ADVISORS INC CRD 112352 | OH | $207.6M | 3 | E*Trade→ |
| A74 | HIGLEY, JAMES, W. CRD 118961 | — | $179.5M | 1 | E*Trade→ |
| A74 | BROADWATER CAPITAL MANAGEMENT LLC CRD 125509 | MA | $161.0M | 1 | E*Trade→ |
| A74 | LESA SROUFE & COMPANY, INC. CRD 130232 | WA | $207.3M | 4 | E*Trade→ |
| A74 | DOUCET ASSET MANAGEMENT, LLC CRD 141546 | LA | $120.8M | 2 | E*Trade→ |
| A74 | TRIMARC WEALTH MANAGEMENT LLC CRD 163336 | — | $232.3M | 1 | E*Trade→ |
| A74 | RABE INVESTMENT CONSULTING GROUP CRD 316029 | OH | $129.9M | 2 | E*Trade→ |
| A74 | MON CAPITAL MANAGEMENT LLC CRD 333785 | NY | $95.0M | 1 | E*Trade→ |
| A74 | GARRETT NAGLE & CO., INC. CRD 7071 | MA | $98.4M | 2 | E*Trade→ |
| A74 | SUMNICHT & ASSOCIATES, LLC CRD 111421 | WI | $107.9M | 2 | Fidelity→ |
| A74 | OPTIMAL CAPITAL ADVISORS, LLC CRD 144719 | MI | $119.9M | 2 | Fidelity→ |
| A74 | MAIDSTONE WEALTH MANAGEMENT, LLC CRD 291873 | NY | $27.4M | 1 | E*Trade→ |
| A73 | ADAMS ASSET ADVISORS LLC CRD 120573 | TX | $839.4M | 2 | Fidelity→ |
| A73 | REIK & CO., LLC CRD 142414 | NY | $322.1M | 4 | Fidelity→ |
