| A71 | LEWIS FINANCIAL MANAGEMENT, LLC CRD 116344 | NC | $338.7M | 3 | E*Trade→ |
| A71 | INTERCAROLINA FINANCIAL SERVICES, INC. CRD 19475 | NC | $85.4M | 31 | E*Trade→ |
| B64 | OFG FINANCIAL SERVICES, INC. CRD 23940 | KS | $271.0M | 50 | E*Trade→ |
| B61 | WELLSPRING ADVISORS, INC. CRD 147861 | OR | $152.2M | 2 | E*Trade→ |
| B56 | NEXT GENERATION INVESTING, LLC CRD 149017 | KS | $128.0M | 3 | E*Trade→ |
| B55 | ENCOMPASS WEALTH ADVISORS, LLC CRD 170807 | OR | $472.8M | 4 | E*Trade→ |
| B55 | DOUGLASS INVESTMENT GROUP LLC CRD 331223 | KS | $173.6M | 2 | E*Trade→ |
| B55 | FUND DIRECT ADVISORS INC. CRD 155363 | NC | $593.0M | 4 | E*Trade→ |
| B54 | STRUCTURAL SOLUTIONS LLC CRD 319155 | NC | $133.0M | — | E*Trade→ |
| B54 | DISCRETIONARY MANAGEMENT SERVICES, LLC CRD 145851 | KS | $228.4M | 9 | E*Trade→ |
| B53 | HUNTER STREET INVESTMENT ADVISORS LLC CRD 145334 | NC | $166.4M | 8 | E*Trade→ |
| B53 | VARIANT PERCEPTION, LLC CRD 334510 | NC | $31.9M | 1 | E*Trade→ |
| B53 | TRICAPITAL WEALTH MANAGEMENT, INC. CRD 118788 | NC | $132.7M | 3 | E*Trade→ |
| B52 | HURLEY FINANCIAL GROUP, INC. CRD 108983 | OR | $406.5M | 15 | E*Trade→ |
| B51 | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. CRD 13609 | IA | $906.4M | 50 | E*Trade→ |
| B51 | SLEDGE AND COMPANY WEALTH ADVISORS, LLC CRD 336314 | NC | $183.4M | 4 | E*Trade→ |
| B51 | TYR CAPITAL ADVISORS, LLC CRD 326208 | KS | $244.1M | — | E*Trade→ |
| C50 | KOMPASS KAPITAL ADVISORS, LLC CRD 335041 | KS | $116.6M | 1 | E*Trade→ |
| C49 | M3SIXTY CAPITAL, LLC CRD 323764 | KS | $28.7M | 3 | E*Trade→ |
| C49 | QUEST INVESTMENT MANAGEMENT, LLC CRD 110640 | OR | $1.71B | 6 | E*Trade→ |
| C49 | CABIN ADVISORS, LLC CRD 312547 | KS | $220.2M | 15 | E*Trade→ |
| C48 | SILVERHAWK CAPITAL PARTNERS, LLC CRD 161678 | KS | $137.2M | — | E*Trade→ |
| C48 | WOODARD & CO ASSET MANAGEMENT GROUP INC CRD 108199 | NC | $1.17B | 5 | E*Trade→ |
| C47 | EVEREST WEALTH MANAGEMENT, LLC CRD 133823 | KS | $237.4M | 1 | E*Trade→ |
| C47 | KERUSSO CAPITAL MANAGEMENT, LLC CRD 316352 | NC | $222.4M | 2 | E*Trade→ |
| C47 | PLAN2THRIVE FINANCIAL, LLC CRD 317005 | IA | $147.5M | 3 | E*Trade→ |
| C47 | COLLABORATIVE PORTFOLIO MANAGEMENT, LLC CRD 332929 | KS | $178.7M | 4 | E*Trade→ |
| C47 | SORTIS FUND MANAGER, LLC CRD 315584 | OR | $202.0M | — | E*Trade→ |
| C46 | GREEN CITIES INVESTMENT MANAGEMENT, LLC CRD 166263 | OR | $875.0M | — | E*Trade→ |
| C46 | INDEXPERTS, LLC CRD 314858 | NC | $100.9M | 3 | E*Trade→ |
| C46 | BFC PLANNING, INC. CRD 119682 | IA | $3.84B | 50 | E*Trade→ |
| C46 | WSC & COMPANY, LLC CRD 289138 | NC | $320.4M | — | E*Trade→ |
| C45 | GARDEN CITY MANAGEMENT, LLC CRD 310518 | NC | $343.8M | — | E*Trade→ |
| C45 | CORIGLIANO INVESTMENT ADVISERS, LLC CRD 331908 | NC | $495.5M | — | E*Trade→ |
| C45 | OMNISTAR FINANCIAL GROUP, INC. CRD 138515 | NC | $285.7M | 6 | E*Trade→ |
| C45 | COPPERLEAF CAPITAL, LLC CRD 117823 | NC | $281.6M | 4 | E*Trade→ |
| C45 | M FINANCIAL INVESTMENT ADVISERS INC CRD 106648 | OR | $1.01B | — | E*Trade→ |
| C44 | COMPERIO RETIREMENT CONSULTING, INC. CRD 140786 | NC | $1.99B | 2 | E*Trade→ |
| C44 | OCTAGON ASSET MANAGEMENT, LLC CRD 286248 | NC | $221.2M | — | E*Trade→ |
| C44 | CENTRALIS CAPITAL LLC CRD 305897 | KS | $60.3M | — | E*Trade→ |
| C44 | HCG FUND MANAGEMENT LP CRD 281615 | NC | $347.3M | — | E*Trade→ |
| C44 | KENSINGTON FINANCIAL GROUP, INC. CRD 127658 | NC | $169.5M | 2 | E*Trade→ |
| C44 | TARHEEL ADVISORS, LLC CRD 149308 | NC | $137.8M | 2 | E*Trade→ |
| C43 | KORNITZER CAPITAL MANAGEMENT, INC. CRD 111087 | KS | $6.75B | 10 | E*Trade→ |
| C43 | LEGACY INVESTMENT PARTNERS, LLC CRD 133014 | KS | $403.1M | 6 | E*Trade→ |
| C42 | KANBRICK LLC CRD 309288 | NC | $362.2M | — | E*Trade→ |
| C42 | BALLAST CAPITAL ADVISORS LLC CRD 282369 | IA | $328.7M | 3 | E*Trade→ |
| C42 | US FINANCIAL PLANNERS, LLC CRD 337484 | NC | $0 | — | E*Trade→ |
| C42 | ACM MANAGEMENT COMPANY, LLC CRD 283037 | OR | $650.1M | — | E*Trade→ |
| C41 | WEDGE CAPITAL MANAGEMENT LLP CRD 106234 | NC | $7.75B | 23 | E*Trade→ |
