| A69 | JACK V. BUTTERFIELD INVESTMENT COMPANY CRD 3998 | MI | $157.6M | 8 | E*Trade→ |
| A68 | GLASS RETIREMENT STRATEGIES, INC. CRD 172610 | MI | $20.1M | 1 | E*Trade→ |
| A68 | DRUM HILL CAPITAL, LLC CRD 123359 | CT | $194.3M | 3 | E*Trade→ |
| A68 | RETIREMENT RESOURCES, LLC CRD 151889 | MI | $166.1M | 4 | E*Trade→ |
| A67 | HERITAGE CAPITAL, LLC CRD 127650 | CT | $146.9M | 3 | E*Trade→ |
| A66 | GRANITE ISLANDS PRIVATE WEALTH, LLC CRD 336263 | CT | $229.9M | 4 | E*Trade→ |
| B64 | OFG FINANCIAL SERVICES, INC. CRD 23940 | KS | $271.0M | 50 | E*Trade→ |
| B62 | LONGWALL INVESTMENT PARTNERS, LLC CRD 324336 | CT | $428.2M | 3 | E*Trade→ |
| B60 | NEW CHINA CAPITAL MANAGEMENT CORP. CRD 295905 | CT | $233.7M | — | E*Trade→ |
| B59 | ABUNDANT WEALTH MANAGEMENT LLC CRD 331285 | CT | $243.8M | 3 | E*Trade→ |
| B59 | TRUE NORTH MANAGEMENT GROUP, LLC CRD 161042 | CT | $492.5M | — | E*Trade→ |
| B59 | AIS CAPITAL MANAGEMENT L.P. CRD 107971 | CT | $358.3M | 48 | E*Trade→ |
| B59 | PPS & V ASSET MANAGEMENT CONSULTANTS INC CRD 110491 | MI | $253.7M | 3 | E*Trade→ |
| B58 | JAT CAPITAL MANAGEMENT LP CRD 311599 | CT | $228.5M | — | E*Trade→ |
| B57 | ALLEN FINANCIAL MANAGEMENT, LLC CRD 153511 | MI | $121.2M | 1 | E*Trade→ |
| B57 | ALTUS CAPITAL PARTNERS, INC. CRD 159529 | CT | $169.3M | — | E*Trade→ |
| B56 | NEXT GENERATION INVESTING, LLC CRD 149017 | KS | $128.0M | 3 | E*Trade→ |
| B55 | TANAKA CAPITAL MANAGEMENT INC CRD 109888 | CT | $69.4M | 1 | E*Trade→ |
| B55 | DOUGLASS INVESTMENT GROUP LLC CRD 331223 | KS | $173.6M | 2 | E*Trade→ |
| B54 | INDEPENDENT WEALTH MANAGEMENT, LLC CRD 124242 | MI | $203.0M | 3 | E*Trade→ |
| B54 | KATE CAPITAL LLC CRD 329897 | CT | $206.8M | — | E*Trade→ |
| B54 | DISCRETIONARY MANAGEMENT SERVICES, LLC CRD 145851 | KS | $228.4M | 9 | E*Trade→ |
| B54 | ARMADA ETF ADVISORS LLC CRD 317979 | MI | $10.2M | — | E*Trade→ |
| B53 | GRANITE GROUP ADVISORS, LLC CRD 127357 | CT | $829.6M | 2 | E*Trade→ |
| B52 | FAI ADVISORS, INC. CRD 122132 | MI | $302.0M | 5 | E*Trade→ |
| B52 | BIRINYI ASSOCIATES, INC. CRD 107169 | CT | $471.7M | — | E*Trade→ |
| B52 | TRM ADVISORS LP CRD 321278 | MI | $159.8M | — | E*Trade→ |
| B52 | LONG ROAD INVESTMENT COUNSEL, LLC CRD 171343 | MI | $346.4M | 2 | E*Trade→ |
| B52 | SAYBROOK WEALTH GROUP, INC. CRD 317867 | CT | $292.1M | 1 | E*Trade→ |
| B51 | YAKIRA CAPITAL MANAGEMENT, INC. CRD 159398 | CT | $411.6M | — | E*Trade→ |
| B51 | SAVOIR FAIRE CAPITAL MANAGEMENT, LP CRD 306994 | CT | $389.5M | — | E*Trade→ |
| B51 | UNION HERITAGE CAPITAL CRD 309768 | MI | $295.2M | — | E*Trade→ |
| B51 | PEMBERWICK INVESTMENT ADVISORS, LLC CRD 149639 | CT | $173.7M | — | E*Trade→ |
| B51 | TYR CAPITAL ADVISORS, LLC CRD 326208 | KS | $244.1M | — | E*Trade→ |
| B51 | SANDERS MANAGEMENT GROUP, LTD CRD 334205 | MI | $203.5M | — | E*Trade→ |
| B50 | J.H. WHITNEY CAPITAL PARTNERS, LLC CRD 160547 | CT | $859.3M | — | E*Trade→ |
| B50 | SR ALTERNATIVE CREDIT, LLC CRD 319478 | CT | $247.4M | — | E*Trade→ |
| C50 | PILGRIMS CAPITAL ADVISORS, INC. CRD 121348 | MI | $294.9M | 4 | E*Trade→ |
| C50 | BRX GLOBAL LP CRD 284664 | CT | $231.4M | — | E*Trade→ |
| C50 | KOMPASS KAPITAL ADVISORS, LLC CRD 335041 | KS | $116.6M | 1 | E*Trade→ |
| C49 | M3SIXTY CAPITAL, LLC CRD 323764 | KS | $28.7M | 3 | E*Trade→ |
| C49 | ENGLISH CAPITAL MANAGEMENT LLC CRD 234790 | MI | $241.1M | — | E*Trade→ |
| C49 | MARK SHEPTOFF FINANCIAL PLANNING LLC CRD 108742 | CT | $466.5M | — | E*Trade→ |
| C49 | CABIN ADVISORS, LLC CRD 312547 | KS | $220.2M | 15 | E*Trade→ |
| C49 | HAMILTON ROBINSON LLC CRD 162590 | CT | $292.4M | — | E*Trade→ |
| C49 | POSITIVE SELECTION INVESTMENT MANAGEMENT, LLC CRD 331469 | CT | $479.2M | — | E*Trade→ |
| C48 | SILVERHAWK CAPITAL PARTNERS, LLC CRD 161678 | KS | $137.2M | — | E*Trade→ |
| C48 | DANIEL INVESTMENT GROUP INC. CRD 338851 | MI | $210.1M | 3 | E*Trade→ |
| C48 | OXFORD SQUARE MANAGEMENT, LLC CRD 127888 | CT | $306.7M | 1 | E*Trade→ |
| C48 | SPIVAK ASSET MANAGEMENT, LLC CRD 125714 | CT | $439.1M | 1 | E*Trade→ |
