| A70 | HMS FINANCIAL SERVICES, LLC CRD 131569 | SC | $118.5M | 1 | E*Trade→ |
| A69 | JACK V. BUTTERFIELD INVESTMENT COMPANY CRD 3998 | MI | $157.6M | 8 | E*Trade→ |
| A68 | GLASS RETIREMENT STRATEGIES, INC. CRD 172610 | MI | $20.1M | 1 | E*Trade→ |
| A68 | RETIREMENT RESOURCES, LLC CRD 151889 | MI | $166.1M | 4 | E*Trade→ |
| A66 | YON DRAKE & ASSOCIATES INC CRD 111491 | SC | $304.7M | 2 | E*Trade→ |
| B63 | BRICKELL KEY ASSET MANAGEMENT LLC CRD 295209 | SC | $119.9M | — | E*Trade→ |
| B60 | THE CAVANAUGH GROUP INC CRD 105931 | SC | $485.7M | 2 | E*Trade→ |
| B59 | BOWSIDE CAPITAL, LLC CRD 170509 | SC | $230.2M | — | E*Trade→ |
| B59 | PPS & V ASSET MANAGEMENT CONSULTANTS INC CRD 110491 | MI | $253.7M | 3 | E*Trade→ |
| B58 | IMPRINT WEALTH LLC CRD 322130 | SC | $131.6M | 2 | E*Trade→ |
| B57 | ALLEN FINANCIAL MANAGEMENT, LLC CRD 153511 | MI | $121.2M | 1 | E*Trade→ |
| B56 | PRIMETRUST ADVISORS LLC CRD 141625 | SC | $421.6M | 2 | E*Trade→ |
| B55 | IVY EVERGREEN, LLC CRD 324430 | SC | $155.0M | — | E*Trade→ |
| B54 | INDEPENDENT WEALTH MANAGEMENT, LLC CRD 124242 | MI | $203.0M | 3 | E*Trade→ |
| B54 | ARMADA ETF ADVISORS LLC CRD 317979 | MI | $10.2M | — | E*Trade→ |
| B52 | FAI ADVISORS, INC. CRD 122132 | MI | $302.0M | 5 | E*Trade→ |
| B52 | TRM ADVISORS LP CRD 321278 | MI | $159.8M | — | E*Trade→ |
| B52 | LONG ROAD INVESTMENT COUNSEL, LLC CRD 171343 | MI | $346.4M | 2 | E*Trade→ |
| B51 | UNION HERITAGE CAPITAL CRD 309768 | MI | $295.2M | — | E*Trade→ |
| B51 | SANDERS MANAGEMENT GROUP, LTD CRD 334205 | MI | $203.5M | — | E*Trade→ |
| B50 | SQN VENTURE PARTNERS, LLC CRD 301483 | SC | $137.3M | — | E*Trade→ |
| C50 | PILGRIMS CAPITAL ADVISORS, INC. CRD 121348 | MI | $294.9M | 4 | E*Trade→ |
| C49 | ENGLISH CAPITAL MANAGEMENT LLC CRD 234790 | MI | $241.1M | — | E*Trade→ |
| C48 | DANIEL INVESTMENT GROUP INC. CRD 338851 | MI | $210.1M | 3 | E*Trade→ |
| C47 | PATRICK FINANCIAL GROUP, L.L.C. CRD 124610 | MI | $170.4M | 1 | E*Trade→ |
| C47 | PLANTE MORAN REAL ESTATE INVESTMENT ADVISORS, LLC CRD 323718 | MI | $242.8M | 5 | E*Trade→ |
| C46 | DANIEL KRUG & ASSOCIATES, INC. CRD 298532 | MI | $145.1M | 2 | E*Trade→ |
| C46 | FLEXIBLE PLAN INVESTMENTS LTD CRD 110762 | MI | $1.48B | 5 | E*Trade→ |
| C46 | INSTITUTIONAL INVESTMENT CONSULTING CRD 168705 | MI | $125.0M | 5 | E*Trade→ |
| C46 | FRONTLINE HEALTHCARE PARTNERS, LLC CRD 311770 | SC | $168.1M | — | E*Trade→ |
| C45 | TRUSTEE EMPOWERMENT & PROTECTION, INC. CRD 108249 | MI | $10.3M | 4 | E*Trade→ |
| C45 | RICHARD W. PAUL & ASSOCIATES, LLC CRD 156812 | MI | $372.8M | 6 | E*Trade→ |
| C44 | TRP CAPITAL ADVISORS, LLC CRD 281098 | MI | $82.5M | — | E*Trade→ |
| C44 | INFINITY ADVISORY GROUP, LLC CRD 324723 | MI | $128.9M | 3 | E*Trade→ |
| C43 | HOOVER PRIVATE WEALTH, LLC CRD 336484 | MI | $171.3M | 2 | E*Trade→ |
| C43 | CALDER INVESTMENT ADVISORS CRD 143973 | MI | $297.0M | 5 | E*Trade→ |
| C42 | Q3 ASSET MANAGEMENT CORPORATION CRD 137839 | MI | $794.7M | 9 | E*Trade→ |
| C41 | GROUND SWELL CAPITAL, LLC CRD 159812 | SC | $949.2M | 6 | E*Trade→ |
| C41 | LAKESIDE DRIVE MANAGEMENT LLC CRD 306808 | MI | $372.3M | — | E*Trade→ |
| C40 | N.V.N.G. INVESTMENTS, INC. CRD 107446 | MI | $329.5M | — | E*Trade→ |
| C39 | REVALUE LLC CRD 165499 | MI | $128.5M | 4 | E*Trade→ |
| C38 | GLOBAL VIEW INVESTMENT ADVISORS, LLC CRD 145499 | SC | $553.8M | 4 | E*Trade→ |
| C38 | MCMILLAN OFFICE, INC. CRD 157836 | MI | $913.7M | — | E*Trade→ |
| C38 | PROSPERA FUNDS, INC. CRD 331765 | SC | $4.6M | 1 | E*Trade→ |
| C37 | FIELDVIEW CAPITAL MANAGEMENT, LLC CRD 332308 | MI | $712.5M | — | E*Trade→ |
| C37 | 360 FINANCIAL PARTNERS, LLC CRD 169280 | SC | $206.5M | 3 | E*Trade→ |
| C37 | IPEX, INC. CRD 124337 | MI | $2.65B | 3 | E*Trade→ |
| C36 | PERFORMA LIMITED (US), LLC CRD 154232 | SC | $4.49B | — | E*Trade→ |
| C36 | TRP CAPITAL ADVISORS VI, LLC CRD 329787 | MI | $310.8M | — | E*Trade→ |
| C36 | HURON CAPITAL PARTNERS LLC CRD 157060 | MI | $1.02B | — | E*Trade→ |