| A70 | HMS FINANCIAL SERVICES, LLC CRD 131569 | SC | $118.5M | 1 | E*Trade→ |
| A70 | JOSH ARNOLD INVESTMENT CONSULTANT, LLC CRD 163088 | MN | $142.1M | 2 | E*Trade→ |
| A69 | PERKINS CAPITAL MANAGEMENT INC CRD 105028 | MN | $139.0M | 1 | E*Trade→ |
| A66 | YON DRAKE & ASSOCIATES INC CRD 111491 | SC | $304.7M | 2 | E*Trade→ |
| B64 | GREENBERG GARY LOUIS CRD 108423 | MN | $141.1M | 1 | E*Trade→ |
| B63 | BRICKELL KEY ASSET MANAGEMENT LLC CRD 295209 | SC | $119.9M | — | E*Trade→ |
| B60 | THE CAVANAUGH GROUP INC CRD 105931 | SC | $485.7M | 2 | E*Trade→ |
| B59 | FIRST ASSOCIATED INVESTMENT ADVISORS, INC. CRD 113086 | MN | $52.2M | 1 | E*Trade→ |
| B59 | BOWSIDE CAPITAL, LLC CRD 170509 | SC | $230.2M | — | E*Trade→ |
| B58 | IMPRINT WEALTH LLC CRD 322130 | SC | $131.6M | 2 | E*Trade→ |
| B56 | PRIMETRUST ADVISORS LLC CRD 141625 | SC | $421.6M | 2 | E*Trade→ |
| B56 | CLOVERFIELDS CAPITAL GROUP, LP CRD 306590 | MN | $358.7M | — | E*Trade→ |
| B55 | IVY EVERGREEN, LLC CRD 324430 | SC | $155.0M | — | E*Trade→ |
| B54 | ACUMEN FINANCIAL ADVISORS, LLC CRD 152748 | MN | $465.2M | 1 | E*Trade→ |
| B54 | NORTHERN PACIFIC GROUP, L.P. CRD 299012 | MN | $58.6M | — | E*Trade→ |
| B53 | SIIMPL, LLC CRD 311048 | MN | $0 | — | E*Trade→ |
| B52 | NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC CRD 173350 | MN | $58.6M | — | E*Trade→ |
| B50 | SYSTELLIGENCE, LLC CRD 283582 | MN | $783.9M | 3 | E*Trade→ |
| B50 | SPEECE THORSON CAPITAL GROUP INC CRD 106052 | MN | $469.0M | 5 | E*Trade→ |
| B50 | SQN VENTURE PARTNERS, LLC CRD 301483 | SC | $137.3M | — | E*Trade→ |
| C50 | NORTHLAND CAPITAL MANAGEMENT, LLC CRD 146452 | MN | $235.0M | 3 | E*Trade→ |
| C50 | FELTL ADVISORS, LLC CRD 165244 | MN | $165.6M | 15 | E*Trade→ |
| C48 | HIGHMARK WEALTH MANAGEMENT LLC CRD 164790 | MN | $611.7M | 4 | E*Trade→ |
| C48 | SOLPACIFIC, LLC CRD 315184 | MN | $154.0M | — | E*Trade→ |
| C48 | ACCREDITED INVESTOR SERVICES, LLC CRD 148821 | MN | $591.0M | 10 | E*Trade→ |
| C47 | ASYMMETRIC CAPITAL MANAGEMENT, LLC. CRD 285739 | MN | $231.2M | 1 | E*Trade→ |
| C46 | SBE LLC DBA CEDAR COVE WEALTH PARTNERS CRD 336245 | MN | $455.0M | 10 | E*Trade→ |
| C46 | FRONTLINE HEALTHCARE PARTNERS, LLC CRD 311770 | SC | $168.1M | — | E*Trade→ |
| C46 | INTELLIGENT ALPHA LLC CRD 332518 | MN | $27.0M | 1 | E*Trade→ |
| C45 | ROSSJOHNSON & ASSOCIATES, LLC CRD 297583 | MN | $211.6M | 4 | E*Trade→ |
| C45 | PATHFINDER 360 MANAGEMENTCO, LLC CRD 319211 | MN | $343.8M | — | E*Trade→ |
| C44 | COLLIERS SECURITIES LLC CRD 7477 | MN | $329.6M | 50 | E*Trade→ |
| C44 | ENSPYRE WEALTH ADVISORS, INC. CRD 300992 | MN | $217.7M | 1 | E*Trade→ |
| C43 | NEXT CENTURY GROWTH INVESTORS LLC CRD 108978 | MN | $1.52B | 6 | E*Trade→ |
| C43 | MERCED CAPITAL, L.P. CRD 137228 | MN | $251.2M | — | E*Trade→ |
| C42 | BPS CAPITAL MANAGEMENT, INC. CRD 120006 | MN | $3.10B | 3 | E*Trade→ |
| C41 | GROUND SWELL CAPITAL, LLC CRD 159812 | SC | $949.2M | 6 | E*Trade→ |
| C40 | INDIA CAPITAL LLC CRD 309034 | MN | $365.3M | — | E*Trade→ |
| C39 | SIT INVESTMENT ASSOCIATES, INC CRD 105725 | MN | $3.54B | — | E*Trade→ |
| C38 | CLOVERPOINT, LLC CRD 335407 | MN | $0 | — | E*Trade→ |
| C38 | GLOBAL VIEW INVESTMENT ADVISORS, LLC CRD 145499 | SC | $553.8M | 4 | E*Trade→ |
| C38 | STEBEN & COMPANY, LLC CRD 117808 | MN | $69.2M | — | E*Trade→ |
| C38 | PROSPERA FUNDS, INC. CRD 331765 | SC | $4.6M | 1 | E*Trade→ |
| C37 | 360 FINANCIAL PARTNERS, LLC CRD 169280 | SC | $206.5M | 3 | E*Trade→ |
| C37 | BLACK LAKE INVESTMENTS LLC CRD 334605 | MN | $1.19B | — | E*Trade→ |
| C37 | SUMMIT CREEK ADVISORS, LLC CRD 135496 | MN | $650.9M | 3 | E*Trade→ |
| C36 | PERFORMA LIMITED (US), LLC CRD 154232 | SC | $4.49B | — | E*Trade→ |
| C36 | PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC. CRD 119436 | MN | $505.0M | 3 | E*Trade→ |
| C36 | PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC CRD 330050 | MN | $1.07B | 10 | E*Trade→ |
| C34 | VERA LAKE CAPITAL, LLC CRD 341142 | MN | $0 | 2 | E*Trade→ |
