| A70 | ALLIED PORTFOLIO MANAGEMENT, INC. CRD 113809 | AZ | $240.2M | 1 | E*Trade→ |
| B64 | SARATOGA CAPITAL MANAGEMENT, LLC CRD 112021 | AZ | $138.8M | 1 | E*Trade→ |
| B63 | BASELINE PARTNERS LLC CRD 301762 | AZ | $75.3M | — | E*Trade→ |
| B61 | WELLSPRING ADVISORS, INC. CRD 147861 | OR | $152.2M | 2 | E*Trade→ |
| B57 | RESQ INVESTMENT PARTNERS, LLC CRD 169528 | AZ | $65.8M | — | E*Trade→ |
| B57 | PRAVATI CAPITAL LLC CRD 300435 | AZ | $173.7M | — | E*Trade→ |
| B55 | ENCOMPASS WEALTH ADVISORS, LLC CRD 170807 | OR | $472.8M | 4 | E*Trade→ |
| B53 | PROSPER PRIVATE WEALTH, LLC CRD 333708 | AZ | $150.8M | 2 | E*Trade→ |
| B53 | GREENBERG FINANCIAL GROUP CRD 38747 | AZ | $406.9M | 6 | E*Trade→ |
| B52 | HURLEY FINANCIAL GROUP, INC. CRD 108983 | OR | $406.5M | 15 | E*Trade→ |
| B52 | COLE WEALTH MANAGEMENT, LLC CRD 134509 | AZ | $181.1M | 4 | E*Trade→ |
| B52 | STABLEFORD CAPITAL LLC CRD 173383 | AZ | $305.3M | 4 | E*Trade→ |
| B51 | HARMONY ASSET MANAGEMENT LLC CRD 116069 | AZ | $462.5M | 7 | E*Trade→ |
| C49 | QUEST INVESTMENT MANAGEMENT, LLC CRD 110640 | OR | $1.71B | 6 | E*Trade→ |
| C49 | XCELLERANT VENTURES, LLC CRD 319671 | AZ | $26.0M | — | E*Trade→ |
| C47 | ACCORDANT INVESTMENTS LLC CRD 325678 | AZ | $186.4M | 3 | E*Trade→ |
| C47 | SORTIS FUND MANAGER, LLC CRD 315584 | OR | $202.0M | — | E*Trade→ |
| C46 | GREEN CITIES INVESTMENT MANAGEMENT, LLC CRD 166263 | OR | $875.0M | — | E*Trade→ |
| C45 | M FINANCIAL INVESTMENT ADVISERS INC CRD 106648 | OR | $1.01B | — | E*Trade→ |
| C43 | CAPITAL WEST PARTNERS, LLC CRD 130762 | AZ | $300.0M | 2 | E*Trade→ |
| C43 | LGM CAPITAL MANAGEMENT LLC CRD 283872 | AZ | $14.9M | — | E*Trade→ |
| C42 | STRATEGIC EQUITY MANAGEMENT, INC. CRD 112142 | AZ | $933.5M | 9 | E*Trade→ |
| C42 | ACM MANAGEMENT COMPANY, LLC CRD 283037 | OR | $650.1M | — | E*Trade→ |
| C41 | CLARUS WEALTH ADVISORS, LLC CRD 281160 | AZ | $305.2M | 12 | E*Trade→ |
| C41 | PHYSICIAN FAMILY FINANCIAL ADVISORS INC CRD 138433 | OR | $284.9M | 3 | E*Trade→ |
| C41 | TREASURE INVESTMENT MANAGEMENT, LLC CRD 309258 | AZ | $252.7M | — | E*Trade→ |
| C40 | TEMPLETON FINANCIAL SERVICES INC. CRD 128240 | AZ | $441.8M | 3 | E*Trade→ |
| C39 | EFM INVESTMENTS & ADVISORY LLC CRD 339744 | OR | $680.0M | — | E*Trade→ |
| C39 | MPI INFINITE INVESTORS, LLC CRD 337830 | AZ | $0 | 1 | E*Trade→ |
| C39 | SOUND INVESTMENT MANAGEMENT INC CRD 107438 | OR | $255.5M | 4 | E*Trade→ |
| C39 | NORTHMARQ FUND MANAGEMENT, LLC CRD 150703 | OR | $541.3M | 1 | E*Trade→ |
| C39 | GRETCHEN STANGIER, INC. CRD 171336 | OR | $300.4M | 3 | E*Trade→ |
| C38 | STRADA FINANCIAL GROUP LLC CRD 316987 | OR | $159.2M | 2 | E*Trade→ |
| C38 | TRINITY CAPITAL ADVISER LLC CRD 326133 | AZ | $157.6M | — | E*Trade→ |
| C38 | SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC CRD 138347 | OR | $275.4M | 5 | E*Trade→ |
| C38 | THE H GROUP WASHINGTON, INC. CRD 300464 | OR | $256.5M | — | E*Trade→ |
| C37 | IDX ADVISORS, LLC CRD 299658 | AZ | $128.1M | 1 | E*Trade→ |
| C37 | BLAKELY WALTERS WEALTH MANAGEMENT LLC CRD 324410 | AZ | $173.7M | 5 | E*Trade→ |
| C36 | ALKEME INVESTMENTS LLC CRD 332434 | AZ | $0 | — | E*Trade→ |
| C35 | FAMILY OFFICE INVESTMENT ADVISORY LLC CRD 339607 | AZ | $0 | — | E*Trade→ |
| C35 | EQUILIBRIUM CAPITAL INVESTMENT MANAGEMENT , LLC CRD 182520 | OR | $642.6M | — | E*Trade→ |
| C35 | SMEAD CAPITAL MANAGEMENT, INC. CRD 143567 | AZ | $5.52B | 6 | E*Trade→ |
| C33 | GOVERNMENT PORTFOLIO ADVISORS LLC CRD 170384 | OR | $35.09B | 7 | E*Trade→ |
| C33 | ALLIUM FINANCIAL ADVISORS, LLC CRD 288462 | OR | $733.5M | 7 | E*Trade→ |
| C31 | ESTANCIA CAPITAL MANAGEMENT, LLC CRD 166478 | AZ | $908.0M | — | E*Trade→ |
| C31 | BILI FINANCE, LLC CRD 339828 | AZ | $0 | — | E*Trade→ |
| C31 | NORTH RIDGE WEALTH ADVISORS, INC. CRD 157516 | OR | $216.0M | 3 | E*Trade→ |
| C30 | CURAFIN ADVISORS, LLC CRD 329091 | AZ | $748.4M | 2 | E*Trade→ |
| C30 | 17 CAPITAL PARTNERS, LLC CRD 283013 | AZ | $246.4M | 3 | E*Trade→ |
| C29 | SVVY, LLC CRD 325358 | AZ | $0 | — | E*Trade→ |
