| A76 | BATES FINANCIAL ADVISORS, INC. CRD 116515 | IL | $439.2M | 3 | Fidelity→ |
| A75 | TROTT BROOK FINANCIAL, INC. CRD 290962 | MN | $120.5M | 1 | Fidelity→ |
| A65 | PHASE III ADVISORY SERVICES, LTD CRD 122959 | IL | $210.9M | 3 | Pershing→ |
| B64 | NEW VERNON INVESTMENT MANAGEMENT LLC CRD 160247 | IL | $115.5M | — | Pershing→ |
| B61 | MAIN STREET INVESTMENT ADVISORS, LLC CRD 146036 | IL | $250.3M | 3 | Fidelity→ |
| B58 | SOUTH GEORGIA CAPITAL, LLC CRD 146765 | IL | $134.0M | 2 | Pershing→ |
| B58 | DEDEKER FINANCIAL, LLC CRD 325537 | MN | $165.5M | 3 | Fidelity→ |
| B55 | SIGNATURE FINANCIAL SERVICES, LTD CRD 123729 | IL | $274.0M | 13 | Pershing→ |
| B55 | ZIMMERMAN WEALTH MANAGEMENT, LLC CRD 127526 | IL | $472.4M | 7 | Fidelity→ |
| B54 | NORTH SHORE INVESTMENT CONSULTING LLC CRD 131763 | IL | $170.5M | 1 | Fidelity→ |
| B53 | LIBERTY ASSET MANAGEMENT, INC. CRD 135791 | IL | $172.7M | 3 | Fidelity→ |
| B51 | SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLC CRD 159255 | IL | $705.7M | 6 | Fidelity→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| C46 | CONTEGO CAPITAL GROUP, INC. CRD 128518 | MN | $88.0M | 9 | Fidelity→ |
| C44 | COZAD ASSET MANAGEMENT INC CRD 104764 | IL | $2.62B | 20 | Pershing→ |
| C44 | WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC CRD 299595 | IL | $732.2M | 5 | Fidelity→ |
| C44 | INTRINSIC EDGE CAPITAL MANAGEMENT LLC CRD 285034 | IL | $771.8M | 1 | Fidelity→ |
| C44 | PARKVIEW ASSET MANAGEMENT, INC. CRD 307977 | IL | $206.1M | 2 | Fidelity→ |
| C43 | NEPSIS, INC. CRD 141203 | MN | $344.5M | 14 | Pershing→ |
| C42 | DOUGHERTY WEALTH ADVISERS LLC CRD 143138 | MN | $505.4M | 3 | Fidelity→ |
| C42 | AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC CRD 147376 | IL | $195.4M | 4 | Fidelity→ |
| C42 | BARD ASSOCIATES INC CRD 104984 | IL | $416.2M | 2 | Fidelity→ |
| C42 | PSC CAPITAL PARTNERS LLC CRD 165620 | MN | $240.8M | — | Pershing→ |
| C41 | JONES KERTZ & ASSOCIATES, INC. CRD 104976 | MN | $239.2M | 4 | Fidelity→ |
| C41 | THE INVICTUS COLLECTIVE, LLC CRD 310744 | IL | $476.0M | 3 | Fidelity→ |
| C40 | QRG CAPITAL MANAGEMENT, INC. CRD 305277 | IL | $11.41B | 2 | Pershing→ |
| C39 | SAVANT INVESTMENT ADVISERS, INC. CRD 121794 | IL | $162.5M | 3 | Pershing→ |
| C39 | AVOCET CAPITAL MANAGEMENT LLC CRD 156261 | IL | $157.8M | 2 | Fidelity→ |
| C39 | PROMANAGE, LLC CRD 133357 | IL | $4.06B | 5 | Fidelity→ |
| C39 | GREATER MIDWEST FINANCIAL GROUP, LLC CRD 324387 | MN | $589.3M | 8 | Fidelity→ |
| C38 | STILES FINANCIAL SERVICES INCORPORATED CRD 117023 | MN | $548.7M | 8 | Fidelity→ |
| C38 | SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC CRD 152003 | MN | $356.1M | 5 | Fidelity→ |
| C38 | FORTRESS FINANCIAL GROUP, LLC CRD 315329 | MN | $352.3M | 7 | Fidelity→ |
| C38 | ELEMENT SQUARED LLC CRD 311284 | MN | $203.5M | 6 | Fidelity→ |
| C38 | FDX ADVISORS, INC. CRD 104601 | IL | $832.8M | — | Pershing→ |
| C37 | HUIZENGA CAPITAL MANAGEMENT, LLC CRD 156524 | IL | $996.7M | — | Fidelity→ |
| C37 | LASALLE ST. INVESTMENT ADVISORS, L.L.C. CRD 109701 | IL | $5.74B | 50 | Fidelity→ |
| C37 | NEW VERNON WEALTH MANAGEMENT LLC CRD 164775 | IL | $781.0M | 1 | Pershing→ |
| C37 | MIDLAND WEALTH ADVISORS, LLC CRD 324997 | IL | $3.16B | 20 | Fidelity→ |
| C36 | PRECISE INVESTMENT MANAGEMENT, INC. CRD 282557 | IL | $186.3M | 8 | Pershing→ |
| C36 | ABBEY STREET, LLC CRD 305107 | MN | $375.4M | 7 | Fidelity→ |
| C36 | DISCIPLINED GROWTH INVESTORS INC CRD 106746 | MN | $5.48B | 3 | Fidelity→ |
| C36 | PORT CAPITAL LLC CRD 206517 | IL | $2.85B | 1 | Pershing→ |
| C35 | BARRETT UPTON CAPITAL PARTNERS LLC CRD 326104 | IL | $182.3M | — | Fidelity→ |
| C35 | ENVESTNET ASSET MANAGEMENT, INC. CRD 111694 | IL | $614.93B | 50 | Pershing→ |
| C34 | STAIRWAY PARTNERS, LLC CRD 133157 | MN | $2.36B | 4 | Pershing→ |
| C34 | MHS ADVISORY SERVICES, LLC CRD 174590 | MN | $253.3M | 4 | Fidelity→ |
| C33 | TENET WEALTH PARTNERS, LLC CRD 339818 | IL | $0 | 3 | Pershing→ |
| C32 | EHLERS INVESTMENT PARTNERS, LLC CRD 146385 | MN | $3.17B | 6 | Pershing→ |
| C32 | MWS CAPITAL CONSULTANTS LLC CRD 125061 | IL | $193.7M | 3 | Fidelity→ |
