| A70 | INTERVEST LTD CRD 104614 | MD | $247.0M | 2 | E*Trade→ |
| A70 | GLOBAL BROKERAGE SERVICES, INC. CRD 37505 | MD | $137.3M | 10 | E*Trade→ |
| A68 | THE ELLERSON GROUP INC CRD 106658 | MD | $291.2M | 2 | E*Trade→ |
| A68 | DRUM HILL CAPITAL, LLC CRD 123359 | CT | $194.3M | 3 | E*Trade→ |
| A67 | HERITAGE CAPITAL, LLC CRD 127650 | CT | $146.9M | 3 | E*Trade→ |
| A66 | GRANITE ISLANDS PRIVATE WEALTH, LLC CRD 336263 | CT | $229.9M | 4 | E*Trade→ |
| B65 | EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC CRD 145420 | MD | $220.9M | 5 | E*Trade→ |
| B64 | P.A.W. CAPITAL PARTNERS, LP CRD 161094 | CT | $166.8M | — | Goldman Sachs→ |
| B63 | BCK CAPITAL MANAGEMENT LP CRD 282798 | CT | $112.4M | — | Goldman Sachs→ |
| B62 | LONGWALL INVESTMENT PARTNERS, LLC CRD 324336 | CT | $428.2M | 3 | E*Trade→ |
| B60 | PRENTICE CAPITAL MANAGEMENT, LP CRD 161178 | CT | $228.4M | — | Goldman Sachs→ |
| B60 | CRITERION AFRICA PARTNERS, INC CRD 291386 | MD | $85.9M | — | E*Trade→ |
| B60 | NEW CHINA CAPITAL MANAGEMENT CORP. CRD 295905 | CT | $233.7M | — | E*Trade→ |
| B60 | TUFTON CAPITAL MANAGEMENT, LLC CRD 113543 | MD | $463.8M | 5 | E*Trade→ |
| B59 | ABUNDANT WEALTH MANAGEMENT LLC CRD 331285 | CT | $243.8M | 3 | E*Trade→ |
| B59 | TRUE NORTH MANAGEMENT GROUP, LLC CRD 161042 | CT | $492.5M | — | E*Trade→ |
| B59 | AIS CAPITAL MANAGEMENT L.P. CRD 107971 | CT | $358.3M | 48 | E*Trade→ |
| B59 | CAPITAL FINANCIAL, LLC CRD 122844 | MD | $159.4M | 2 | E*Trade→ |
| B58 | JAT CAPITAL MANAGEMENT LP CRD 311599 | CT | $228.5M | — | E*Trade→ |
| B58 | RISK MANAGEMENT GROUP, LLC CRD 122366 | MD | $200.5M | 6 | E*Trade→ |
| B57 | ALTUS CAPITAL PARTNERS, INC. CRD 159529 | CT | $169.3M | — | E*Trade→ |
| B57 | CALVERT IMPACT ADVISORY SERVICES, LLC CRD 326022 | MD | $197.8M | — | E*Trade→ |
| B55 | TANAKA CAPITAL MANAGEMENT INC CRD 109888 | CT | $69.4M | 1 | E*Trade→ |
| B55 | ENGLE CAPITAL MANAGEMENT, L.P. CRD 178525 | CT | $492.4M | — | Goldman Sachs→ |
| B54 | KATE CAPITAL LLC CRD 329897 | CT | $206.8M | — | E*Trade→ |
| B53 | GRANITE GROUP ADVISORS, LLC CRD 127357 | CT | $829.6M | 2 | E*Trade→ |
| B53 | FREMEN CAPITAL MANAGEMENT LP CRD 334502 | CT | $157.3M | — | Goldman Sachs→ |
| B52 | ARROW INVESTMENT ADVISORS, LLC CRD 139652 | MD | $377.3M | — | E*Trade→ |
| B52 | WIDMANN FINANCIAL SERVICES, INC. CRD 289106 | MD | $466.8M | 6 | E*Trade→ |
| B52 | BIRINYI ASSOCIATES, INC. CRD 107169 | CT | $471.7M | — | E*Trade→ |
| B52 | TRIVENI CAPITAL INVESTMENTS LP CRD 325802 | CT | $300.9M | — | Goldman Sachs→ |
| B52 | VALUEWEALTH SERVICES, LLC CRD 304049 | MD | $319.0M | 5 | E*Trade→ |
| B52 | SAYBROOK WEALTH GROUP, INC. CRD 317867 | CT | $292.1M | 1 | E*Trade→ |
| B51 | YAKIRA CAPITAL MANAGEMENT, INC. CRD 159398 | CT | $411.6M | — | E*Trade→ |
| B51 | SAVOIR FAIRE CAPITAL MANAGEMENT, LP CRD 306994 | CT | $389.5M | — | E*Trade→ |
| B51 | ASSET STRATEGY CONSULTANTS LLC CRD 110800 | MD | $5.16B | 5 | E*Trade→ |
| B51 | PEMBERWICK INVESTMENT ADVISORS, LLC CRD 149639 | CT | $173.7M | — | E*Trade→ |
| B51 | ATCAP PARTNERS, LLC CRD 158214 | MD | $195.5M | 25 | E*Trade→ |
| B51 | JEMMA INVESTMENT ADVISORS LLC CRD 284198 | MD | $139.8M | 5 | E*Trade→ |
| B50 | J.H. WHITNEY CAPITAL PARTNERS, LLC CRD 160547 | CT | $859.3M | — | E*Trade→ |
| B50 | LUCERNE CAPITAL MANAGEMENT, LP CRD 111288 | CT | $364.6M | — | Goldman Sachs→ |
| B50 | SR ALTERNATIVE CREDIT, LLC CRD 319478 | CT | $247.4M | — | E*Trade→ |
| C50 | BRX GLOBAL LP CRD 284664 | CT | $231.4M | — | E*Trade→ |
| C49 | MARK SHEPTOFF FINANCIAL PLANNING LLC CRD 108742 | CT | $466.5M | — | E*Trade→ |
| C49 | HAMILTON ROBINSON LLC CRD 162590 | CT | $292.4M | — | E*Trade→ |
| C49 | POSITIVE SELECTION INVESTMENT MANAGEMENT, LLC CRD 331469 | CT | $479.2M | — | E*Trade→ |
| C48 | OXFORD SQUARE MANAGEMENT, LLC CRD 127888 | CT | $306.7M | 1 | E*Trade→ |
| C48 | SPIVAK ASSET MANAGEMENT, LLC CRD 125714 | CT | $439.1M | 1 | E*Trade→ |
| C48 | HUSSMAN STRATEGIC ADVISORS INC CRD 109400 | MD | $617.4M | — | E*Trade→ |
| C47 | UPLIFT INVESTORS, LP CRD 335515 | CT | $230.5M | — | E*Trade→ |
