| A68 | DRUM HILL CAPITAL, LLC CRD 123359 | CT | $194.3M | 3 | E*Trade→ |
| A67 | HERITAGE CAPITAL, LLC CRD 127650 | CT | $146.9M | 3 | E*Trade→ |
| A66 | GRANITE ISLANDS PRIVATE WEALTH, LLC CRD 336263 | CT | $229.9M | 4 | E*Trade→ |
| B62 | LONGWALL INVESTMENT PARTNERS, LLC CRD 324336 | CT | $428.2M | 3 | E*Trade→ |
| B60 | NEW CHINA CAPITAL MANAGEMENT CORP. CRD 295905 | CT | $233.7M | — | E*Trade→ |
| B59 | ABUNDANT WEALTH MANAGEMENT LLC CRD 331285 | CT | $243.8M | 3 | E*Trade→ |
| B59 | TRUE NORTH MANAGEMENT GROUP, LLC CRD 161042 | CT | $492.5M | — | E*Trade→ |
| B59 | AIS CAPITAL MANAGEMENT L.P. CRD 107971 | CT | $358.3M | 48 | E*Trade→ |
| B58 | JAT CAPITAL MANAGEMENT LP CRD 311599 | CT | $228.5M | — | E*Trade→ |
| B57 | ALTUS CAPITAL PARTNERS, INC. CRD 159529 | CT | $169.3M | — | E*Trade→ |
| B55 | TANAKA CAPITAL MANAGEMENT INC CRD 109888 | CT | $69.4M | 1 | E*Trade→ |
| B54 | KATE CAPITAL LLC CRD 329897 | CT | $206.8M | — | E*Trade→ |
| B53 | GRANITE GROUP ADVISORS, LLC CRD 127357 | CT | $829.6M | 2 | E*Trade→ |
| B52 | BIRINYI ASSOCIATES, INC. CRD 107169 | CT | $471.7M | — | E*Trade→ |
| B52 | SAYBROOK WEALTH GROUP, INC. CRD 317867 | CT | $292.1M | 1 | E*Trade→ |
| B51 | YAKIRA CAPITAL MANAGEMENT, INC. CRD 159398 | CT | $411.6M | — | E*Trade→ |
| B51 | SAVOIR FAIRE CAPITAL MANAGEMENT, LP CRD 306994 | CT | $389.5M | — | E*Trade→ |
| B51 | PEMBERWICK INVESTMENT ADVISORS, LLC CRD 149639 | CT | $173.7M | — | E*Trade→ |
| B50 | J.H. WHITNEY CAPITAL PARTNERS, LLC CRD 160547 | CT | $859.3M | — | E*Trade→ |
| B50 | SR ALTERNATIVE CREDIT, LLC CRD 319478 | CT | $247.4M | — | E*Trade→ |
| C50 | BRX GLOBAL LP CRD 284664 | CT | $231.4M | — | E*Trade→ |
| C49 | MARK SHEPTOFF FINANCIAL PLANNING LLC CRD 108742 | CT | $466.5M | — | E*Trade→ |
| C49 | HAMILTON ROBINSON LLC CRD 162590 | CT | $292.4M | — | E*Trade→ |
| C49 | POSITIVE SELECTION INVESTMENT MANAGEMENT, LLC CRD 331469 | CT | $479.2M | — | E*Trade→ |
| C48 | OXFORD SQUARE MANAGEMENT, LLC CRD 127888 | CT | $306.7M | 1 | E*Trade→ |
| C48 | SPIVAK ASSET MANAGEMENT, LLC CRD 125714 | CT | $439.1M | 1 | E*Trade→ |
| C47 | UPLIFT INVESTORS, LP CRD 335515 | CT | $230.5M | — | E*Trade→ |
| C47 | DRUM CAPITAL MANAGEMENT LLC CRD 137964 | CT | $503.2M | — | E*Trade→ |
| C47 | CRAMER ROSENTHAL MCGLYNN LLC CRD 107911 | CT | $2.27B | — | E*Trade→ |
| C47 | BURNHAM STERLING ASSET MANAGEMENT LLC CRD 283907 | CT | $206.8M | — | E*Trade→ |
| C46 | PEGASUS CAPITAL ADVISORS, L.P. CRD 157094 | CT | $343.4M | — | E*Trade→ |
| C46 | SUMMERHAVEN INVESTMENT MANAGEMENT, LLC CRD 289269 | CT | $176.2M | — | E*Trade→ |
| C46 | INVESTMARK ADVISORY GROUP LLC CRD 121060 | CT | $929.7M | 10 | E*Trade→ |
| C46 | PARADOXIOM CAPITAL LP CRD 330671 | CT | $125.0M | — | E*Trade→ |
| C45 | BEIRNE WEALTH CONSULTING SERVICES, LLC CRD 167103 | CT | $1.37B | 4 | E*Trade→ |
| C45 | BLUE DOOR ASSET MANAGEMENT, LLC CRD 314457 | CT | $154.3M | — | E*Trade→ |
| C45 | GFS WEALTH MANAGEMENT ADVISORS, INC. CRD 285679 | CT | $238.6M | 5 | E*Trade→ |
| C44 | VERBENA VALUE LP CRD 337379 | CT | $1.00B | — | E*Trade→ |
| C44 | TETON ADVISORS, LLC CRD 105963 | CT | $250.9M | — | E*Trade→ |
| C44 | WAVELENGTH CAPITAL MANAGEMENT, LLC CRD 167725 | CT | $104.0M | — | E*Trade→ |
| C44 | BRIGHTLIGHT CAPITAL MANAGEMENT LP CRD 171109 | CT | $385.8M | — | E*Trade→ |
| C44 | EXCEL WEALTH MANAGEMENT, LLC CRD 299602 | CT | $310.5M | 5 | LPL Financial→ |
| C44 | BLT FUND MANAGER LLC CRD 166743 | CT | $487.3M | — | E*Trade→ |
| C44 | SPURSTONE ADVISORY SERVICES, LLC CRD 284158 | CT | $192.1M | 3 | E*Trade→ |
| C44 | CAPZONE MANAGEMENT LLC CRD 330135 | CT | $201.6M | 2 | E*Trade→ |
| C43 | OXFORD LANE MANAGEMENT, LLC CRD 154380 | CT | $2.31B | — | E*Trade→ |
| C43 | MILESTONE ASSET MANAGEMENT GROUP, LLC CRD 282896 | CT | $309.0M | 4 | E*Trade→ |
| C43 | HONDIUS CAPITAL MANAGEMENT, LP CRD 297991 | CT | $129.9M | 1 | E*Trade→ |
| C43 | GOODWIN CAPITAL ADVISERS, INC. CRD 108290 | CT | $986.6M | 1 | E*Trade→ |
| C43 | FORWARD CONSUMER PARTNERS, LLC CRD 327847 | CT | $425.0M | — | E*Trade→ |