| B64 | OFG FINANCIAL SERVICES, INC. CRD 23940 | KS | $271.0M | 50 | E*Trade→ |
| B56 | NEXT GENERATION INVESTING, LLC CRD 149017 | KS | $128.0M | 3 | E*Trade→ |
| B55 | DOUGLASS INVESTMENT GROUP LLC CRD 331223 | KS | $173.6M | 2 | E*Trade→ |
| B54 | DISCRETIONARY MANAGEMENT SERVICES, LLC CRD 145851 | KS | $228.4M | 9 | E*Trade→ |
| B51 | TYR CAPITAL ADVISORS, LLC CRD 326208 | KS | $244.1M | — | E*Trade→ |
| C50 | KOMPASS KAPITAL ADVISORS, LLC CRD 335041 | KS | $116.6M | 1 | E*Trade→ |
| C49 | M3SIXTY CAPITAL, LLC CRD 323764 | KS | $28.7M | 3 | E*Trade→ |
| C49 | CABIN ADVISORS, LLC CRD 312547 | KS | $220.2M | 15 | E*Trade→ |
| C48 | SILVERHAWK CAPITAL PARTNERS, LLC CRD 161678 | KS | $137.2M | — | E*Trade→ |
| C47 | EVEREST WEALTH MANAGEMENT, LLC CRD 133823 | KS | $237.4M | 1 | E*Trade→ |
| C47 | COLLABORATIVE PORTFOLIO MANAGEMENT, LLC CRD 332929 | KS | $178.7M | 4 | E*Trade→ |
| C44 | CENTRALIS CAPITAL LLC CRD 305897 | KS | $60.3M | — | E*Trade→ |
| C43 | KORNITZER CAPITAL MANAGEMENT, INC. CRD 111087 | KS | $6.75B | 10 | E*Trade→ |
| C43 | LEGACY INVESTMENT PARTNERS, LLC CRD 133014 | KS | $403.1M | 6 | E*Trade→ |
| C40 | PATHWAY FINANCIAL SOLUTIONS, INC. CRD 340594 | KS | $0 | 6 | E*Trade→ |
| C39 | FINANCIAL COUNSELORS INC CRD 106398 | KS | $1.47B | 8 | E*Trade→ |
| C38 | DOGWOOD WEALTH MANAGEMENT, LLC CRD 317580 | KS | $257.2M | 4 | E*Trade→ |
| C38 | MCD-KISSNER GP, LLC CRD 336165 | KS | $1.02B | — | E*Trade→ |
| C34 | MARINER MANAGED ACCOUNT SOLUTIONS, LLC CRD 151664 | KS | $2.77B | 7 | E*Trade→ |
| C32 | WESTWARD INVESTMENT ADVISORY, LLC CRD 281742 | KS | $571.5M | 3 | E*Trade→ |
| C32 | GREAT RANGE CAPITAL, LLC CRD 164294 | KS | $495.0M | — | E*Trade→ |
| C31 | SANDERS BOOZE CAPITAL ADVISORS, LLC CRD 148651 | KS | $0 | 2 | E*Trade→ |
| C31 | DEMARCHE ASSOCIATES INC CRD 105500 | KS | $0 | 9 | E*Trade→ |
| C31 | MOKAN WEALTH MANAGEMENT INC CRD 328005 | KS | $250.3M | 2 | Altruist→ |
| C30 | VETA INVESTMENT PARTNERS, LLC CRD 309023 | KS | $2.79B | 3 | E*Trade→ |
| C29 | RETIREMENT PORTFOLIOS, LLC CRD 330289 | KS | $290.0M | 2 | Altruist→ |
| C29 | SUNFLOWER WEALTH ADVISORS LLC CRD 269963 | KS | $812.8M | 3 | E*Trade→ |
| C29 | DEAN CAPITAL MANAGEMENT, LLC CRD 145666 | KS | $1.15B | 5 | E*Trade→ |
| C26 | PRIME CAPITAL INVESTMENT ADVISORS, LLC CRD 288712 | KS | $39.14B | 50 | E*Trade→ |
| C26 | PHD CONSULTING LLC CRD 304989 | KS | $506.2M | 1 | E*Trade→ |
| C26 | PRAIRIE ADVISORY, LLC CRD 339211 | KS | $0 | 9 | E*Trade→ |
| C25 | CCM NEW OPPORTUNITIES, LLC CRD 301887 | KS | $1.3M | 4 | E*Trade→ |
| C24 | CARLSON & COMPANY FINANCIAL SERVICES, LLC CRD 295907 | KS | $632.2M | 10 | E*Trade→ |
| C19 | PALMER SQUARE BDC ADVISOR LLC CRD 306742 | KS | $1.22B | — | E*Trade→ |
| C19 | PALMER SQUARE EUROPE CAPITAL MANAGEMENT LLC CRD 310321 | KS | $9.23B | — | E*Trade→ |
| C14 | MARINER WEALTH ADVISORS-IC, LLC CRD 289886 | KS | $0 | 50 | E*Trade→ |
