| A65 | JAMES SCOTT S CO CRD 105861 | VA | $139.4M | 3 | Pershing→ |
| B65 | VN CAPITAL MANAGEMENT, LLC CRD 166761 | NC | $63.0M | — | Pershing→ |
| B53 | MCLAUGHLIN RYDER INVESTMENTS, INC. CRD 147529 | VA | $522.1M | 5 | Pershing→ |
| B51 | TAYLOR FINANCIAL GROUP, INC. CRD 116744 | VA | $410.0M | 4 | Pershing→ |
| C49 | INTEGRATED FINANCIAL SOLUTIONS, INC. CRD 112038 | VA | $303.3M | 8 | Pershing→ |
| C47 | NORTON CAPITAL MANAGEMENT, INC. CRD 110398 | VA | $136.6M | 1 | Pershing→ |
| C46 | UWHARRIE INVESTMENT ADVISORS, INC. CRD 117592 | NC | $337.8M | 17 | Pershing→ |
| C43 | CAPITAL INVESTMENT COUNSEL INC CRD 104591 | NC | $1.02B | 4 | Pershing→ |
| C43 | AEGIS FINANCIAL CORPORATION CRD 111587 | VA | $1.37B | 2 | Pershing→ |
| C43 | CASSADAY & CO WEALTH MANAGEMENT LLC CRD 317672 | VA | $7.14B | 43 | Pershing→ |
| C41 | EVR RESEARCH LP CRD 283385 | VA | $365.0M | — | Pershing→ |
| C35 | HARBOUR CAPITAL ADVISORS, LLC CRD 157266 | VA | $701.1M | 4 | Pershing→ |
| C34 | FIRST CITIZENS ASSET MANAGEMENT, INC CRD 140777 | NC | $465.1M | 50 | Pershing→ |
| C33 | CASSIA CAPITAL PARTNERS LLC CRD 159911 | NC | $251.2M | 4 | Pershing→ |
| C31 | FIRST CITIZENS INVESTOR SERVICES, INC. CRD 44430 | NC | $2.63B | 50 | Pershing→ |
| C29 | CJM WEALTH ADVISERS, LTD. CRD 107750 | VA | $1.47B | 12 | Pershing→ |
| C29 | DAVENPORT & COMPANY LLC CRD 1588 | VA | $24.70B | 50 | Pershing→ |
| C27 | HORIZON INVESTMENTS LLC CRD 109552 | NC | $8.47B | 27 | Pershing→ |
| C24 | MASON INVESTMENT ADVISORY SERVICES INC CRD 111113 | VA | $15.67B | 32 | Pershing→ |
| C17 | FINANCIAL SYMMETRY INCORPORATED CRD 118443 | NC | $1.54B | 15 | Pershing→ |
| C15 | NAVY FEDERAL INVESTMENT SERVICES, LLC CRD 138459 | VA | $2.10B | 50 | Pershing→ |
