| B54 | DRAKE CAPITAL ADVISORS LLC CRD 136716 | CT | $713.4M | — | Interactive Brokers→ |
| B53 | SARISSA CAPITAL MANAGEMENT LP CRD 167244 | CT | $298.3M | — | Morgan Stanley→ |
| B53 | DUNBAR ASSOCIATES, LLC CRD 323134 | CT | $307.5M | 2 | Charles Schwab→ |
| B53 | GRANITE GROUP ADVISORS, LLC CRD 127357 | CT | $829.6M | 2 | E*Trade→ |
| B53 | SPRINGBOARD ASSET MANAGEMENT LLC CRD 154862 | CT | $136.8M | 2 | Charles Schwab→ |
| B53 | IOWA WEALTH MANAGEMENT, LLC CRD 286435 | IA | $123.9M | 2 | Charles Schwab→ |
| B53 | JK PRIVATE WEALTH, LLC CRD 305987 | CT | $156.4M | 1 | Charles Schwab→ |
| B53 | FREMEN CAPITAL MANAGEMENT LP CRD 334502 | CT | $157.3M | — | Goldman Sachs→ |
| B52 | OXFORD GATE MANAGEMENT, LLC CRD 297061 | CT | $90.9M | — | U.S. Bank→ |
| B52 | BIRINYI ASSOCIATES, INC. CRD 107169 | CT | $471.7M | — | E*Trade→ |
| B52 | WEALTH ADVISORS GROUP, LLC CRD 291648 | IA | $278.5M | 2 | Charles Schwab→ |
| B52 | TRIVENI CAPITAL INVESTMENTS LP CRD 325802 | CT | $300.9M | — | Goldman Sachs→ |
| B52 | SAYBROOK WEALTH GROUP, INC. CRD 317867 | CT | $292.1M | 1 | E*Trade→ |
| B52 | LANSDOWNE WEALTH MANAGEMENT, LLC CRD 155422 | CT | $227.7M | 7 | Fidelity→ |
| B51 | YAKIRA CAPITAL MANAGEMENT, INC. CRD 159398 | CT | $411.6M | — | E*Trade→ |
| B51 | SAVOIR FAIRE CAPITAL MANAGEMENT, LP CRD 306994 | CT | $389.5M | — | E*Trade→ |
| B51 | PEMBERWICK INVESTMENT ADVISORS, LLC CRD 149639 | CT | $173.7M | — | E*Trade→ |
| B51 | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. CRD 13609 | IA | $906.4M | 50 | E*Trade→ |
| B51 | RISKBRIDGE ADVISORS, LLC CRD 310396 | CT | $898.3M | 10 | Charles Schwab→ |
| B51 | TENGRAM CAPITAL PARTNERS L.P. CRD 166930 | CT | $110.7M | — | JPMorgan→ |
| B51 | WEIS ADVISORY, LLC CRD 217517 | IA | $225.6M | 4 | LPL Financial→ |
| B51 | MONTE FINANCIAL GROUP, LLC CRD 150119 | CT | $482.4M | 6 | Fidelity→ |
| B50 | MATSON FINANCIAL ADVISORS, INC. CRD 122480 | CT | $518.9M | 3 | Pershing→ |
| B50 | J.H. WHITNEY CAPITAL PARTNERS, LLC CRD 160547 | CT | $859.3M | — | E*Trade→ |
| B50 | CFO CAPITAL MANAGEMENT, LLC CRD 110950 | CT | $243.9M | — | Charles Schwab→ |
| B50 | LUCERNE CAPITAL MANAGEMENT, LP CRD 111288 | CT | $364.6M | — | Goldman Sachs→ |
| B50 | FORREST FINANCIAL SERVICES L.L.C. CRD 117546 | IA | $154.0M | 2 | Charles Schwab→ |
| B50 | SR ALTERNATIVE CREDIT, LLC CRD 319478 | CT | $247.4M | — | E*Trade→ |
| C50 | ENDEAVOUR CAPITAL ADVISORS INC. CRD 137689 | CT | $602.7M | — | Morgan Stanley→ |
| C50 | PRIVATE CAPITAL ASSET MANAGEMENT LLC CRD 317930 | CT | $13.0M | — | Pershing→ |
| C50 | BRX GLOBAL LP CRD 284664 | CT | $231.4M | — | E*Trade→ |
| C49 | SULLIVAN FINANCIAL, LLC CRD 121371 | CT | $119.1M | 2 | Charles Schwab→ |
| C49 | BRIDGELIGHT FINANCIAL ADVISORS, INC CRD 139518 | CT | $150.8M | 3 | Charles Schwab→ |
| C49 | GUNCHEON FINANCIAL LLC CRD 277091 | IA | $146.2M | 5 | Charles Schwab→ |
| C49 | ALPINE HILL ADVISORS LLC CRD 325412 | CT | $114.5M | 2 | Fidelity→ |
| C49 | EN ENTERPRISES, LLC CRD 337964 | IA | $142.7M | 1 | Charles Schwab→ |
| C49 | FREEDOM INVESTMENT MANAGEMENT, INC. CRD 126052 | CT | $568.7M | 5 | Charles Schwab→ |
| C49 | SOUND MARK PARTNERS, LLC CRD 169037 | CT | $272.0M | — | Wells Fargo→ |
| C49 | BOURGEON CAPITAL MANAGEMENT LLC CRD 108054 | CT | $1.07B | 4 | Charles Schwab→ |
| C49 | RANGELEY CAPITAL, LLC CRD 152725 | CT | $220.5M | — | Interactive Brokers→ |
| C49 | FAIRVIEW CONSTITUTION MANAGEMENT IV LLC CRD 159304 | CT | $139.8M | — | Morgan Stanley→ |
| C49 | MARK SHEPTOFF FINANCIAL PLANNING LLC CRD 108742 | CT | $466.5M | — | E*Trade→ |
| C49 | HAMILTON ROBINSON LLC CRD 162590 | CT | $292.4M | — | E*Trade→ |
| C49 | POSITIVE SELECTION INVESTMENT MANAGEMENT, LLC CRD 331469 | CT | $479.2M | — | E*Trade→ |
| C49 | GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC CRD 339528 | CT | $155.4M | — | —→ |
| C48 | WATER VALLEY INVESTMENT ADVISORS, INC. CRD 116936 | IA | $157.2M | 3 | Charles Schwab→ |
| C48 | BOYLE CAPITAL MANAGEMENT, L.L.C. CRD 132416 | IA | $342.0M | 4 | Charles Schwab→ |
| C48 | GREYLOCK CAPITAL MANAGEMENT, LLC CRD 137825 | CT | $313.9M | — | Pershing→ |
| C48 | GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP CRD 288555 | CT | $299.5M | — | Pershing→ |
| C48 | LCR WEALTH MANAGEMENT LLC CRD 313013 | CT | $151.8M | 3 | Charles Schwab→ |
