| B55 | IVY EVERGREEN, LLC CRD 324430 | SC | $155.0M | — | E*Trade→ |
| B54 | ACUMEN FINANCIAL ADVISORS, LLC CRD 152748 | MN | $465.2M | 1 | E*Trade→ |
| B54 | NORTHERN PACIFIC GROUP, L.P. CRD 299012 | MN | $58.6M | — | E*Trade→ |
| B54 | NORRIS FINANCIAL GROUP, LLC CRD 129422 | SC | $353.0M | 3 | Pershing→ |
| B54 | WHITE OAKS WEALTH ADVISORS, INC. CRD 173522 | MN | $618.3M | 2 | Charles Schwab→ |
| B54 | ANDERSON GRIGGS & COMPANY, INC. CRD 110313 | SC | $133.6M | 3 | Charles Schwab→ |
| B54 | WOLD FINANCIAL GROUP LLC CRD 316409 | MN | $182.5M | 3 | Charles Schwab→ |
| B53 | SIIMPL, LLC CRD 311048 | MN | $0 | — | E*Trade→ |
| B52 | DIVIDEND ASSETS CAPITAL, LLC CRD 129973 | SC | $540.8M | 7 | Charles Schwab→ |
| B52 | STOKES CAPITAL ADVISORS, LLC CRD 281278 | SC | $499.4M | 1 | Charles Schwab→ |
| B52 | WALLICK INVESTMENTS, LLC CRD 162976 | SC | $126.5M | 3 | Charles Schwab→ |
| B52 | NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC CRD 173350 | MN | $58.6M | — | E*Trade→ |
| B52 | KINWELL LLC CRD 290449 | SC | $214.7M | 2 | Charles Schwab→ |
| B52 | MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC. CRD 297716 | MN | $198.9M | 1 | Charles Schwab→ |
| B52 | PALISADE ASSET MANAGEMENT, LLC CRD 136089 | MN | $1.27B | 7 | Charles Schwab→ |
| B52 | PALADIN WEALTH, LLC CRD 288387 | MN | $196.2M | 7 | Charles Schwab→ |
| B51 | VPWM ADVISORS, LLC CRD 167886 | MN | $326.6M | 15 | LPL Financial→ |
| B51 | MURPHY POHLAD ASSET MANAGEMENT LLC CRD 109973 | MN | $639.7M | 4 | Charles Schwab→ |
| B51 | BOULEVARD WEALTH MANAGEMENT, INC. CRD 164423 | MN | $119.5M | 4 | —→ |
| B50 | CAPITAL MANAGEMENT ASSOCIATES INC CRD 105010 | MN | $1.88B | 15 | Charles Schwab→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| B50 | SYSTELLIGENCE, LLC CRD 283582 | MN | $783.9M | 3 | E*Trade→ |
| B50 | DSG CAPITAL ADVISORS, LLC CRD 332056 | MN | $780.3M | 7 | LPL Financial→ |
| B50 | SPEECE THORSON CAPITAL GROUP INC CRD 106052 | MN | $469.0M | 5 | E*Trade→ |
| B50 | PEAK FINANCIAL CONSULTING, INC. CRD 291860 | MN | $132.3M | 2 | Charles Schwab→ |
| B50 | SQN VENTURE PARTNERS, LLC CRD 301483 | SC | $137.3M | — | E*Trade→ |
| B50 | ADVISORNET FINANCIAL, INC. CRD 113074 | MN | $3.15B | 50 | Charles Schwab→ |
| C50 | DGV SOLUTIONS LP CRD 174379 | MN | $944.4M | — | Northern Trust→ |
| C50 | CCM INVESTMENT ADVISERS, LLC CRD 105743 | SC | $1.55B | 8 | Charles Schwab→ |
| C50 | NORTHLAND CAPITAL MANAGEMENT, LLC CRD 146452 | MN | $235.0M | 3 | E*Trade→ |
| C50 | FELTL ADVISORS, LLC CRD 165244 | MN | $165.6M | 15 | E*Trade→ |
| C49 | OCEANSIDE ADVISORS LLC CRD 170307 | SC | $191.3M | 4 | Charles Schwab→ |
| C49 | METIS WEALTH MANAGEMENT & PLANNING LLC CRD 305086 | SC | $114.9M | 2 | Charles Schwab→ |
| C49 | HILTON HEAD FINANCIAL ADVISORS, INC. CRD 140249 | SC | $375.1M | 1 | Charles Schwab→ |
| C49 | WHITE PINE CAPITAL LLC CRD 108417 | MN | $430.6M | 4 | Charles Schwab→ |
| C49 | GTS FINANCIAL, LLC CRD 310222 | MN | $169.9M | 3 | Charles Schwab→ |
| C49 | TONKA CAPITAL PARTNERS, LLC CRD 298336 | MN | $139.8M | 3 | Wells Fargo→ |
| C49 | ALLODIUM INVESTMENT CONSULTANTS, LLC CRD 135812 | MN | $576.8M | 5 | Charles Schwab→ |
| C49 | HUNTER STREET PARTNERS, LP CRD 298142 | MN | $313.0M | — | U.S. Bank→ |
| C48 | CHARLESTON FINANCIAL ADVISORS, LLC CRD 137536 | SC | $262.4M | 2 | Charles Schwab→ |
| C48 | BEERS KIGHT FINANCIAL ADVISORS, LLC CRD 160286 | SC | $179.4M | 1 | Charles Schwab→ |
| C48 | HIGHMARK WEALTH MANAGEMENT LLC CRD 164790 | MN | $611.7M | 4 | E*Trade→ |
| C48 | PHILLIP JAMES CONSULTING CO. CRD 168228 | MN | $222.1M | 2 | Charles Schwab→ |
| C48 | KURE ADVISORY, LLC CRD 311320 | MN | $259.0M | 6 | Charles Schwab→ |
| C48 | SOLPACIFIC, LLC CRD 315184 | MN | $154.0M | — | E*Trade→ |
| C48 | ACCREDITED INVESTOR SERVICES, LLC CRD 148821 | MN | $591.0M | 10 | E*Trade→ |
| C48 | VESTMENT FINANCIAL LLC CRD 168771 | MN | $304.3M | 13 | Charles Schwab→ |
| C48 | MURRAY FINANCIAL GROUP, LLC CRD 157626 | MN | $1.55B | 12 | Charles Schwab→ |
| C47 | MAGNOLIA FINANCIAL PLANNING SERVICES, INC. CRD 135759 | SC | $225.7M | 3 | Charles Schwab→ |
| C47 | STAR CAPITAL INC. CRD 171057 | MN | $143.6M | 6 | Charles Schwab→ |
