| B53 | FIDELIS CAPITAL, LLC CRD 141341 | AL | $18.3M | — | Charles Schwab→ |
| B53 | SIIMPL, LLC CRD 311048 | MN | $0 | — | E*Trade→ |
| B52 | PALISADE ASSET MANAGEMENT, LLC CRD 136089 | MN | $1.27B | 7 | Charles Schwab→ |
| B51 | SLOY, DAHL & HOLST, LLC CRD 110102 | WA | $1.80B | 6 | Charles Schwab→ |
| B50 | CAPITAL MANAGEMENT ASSOCIATES INC CRD 105010 | MN | $1.88B | 15 | Charles Schwab→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| B50 | ADVISORNET FINANCIAL, INC. CRD 113074 | MN | $3.15B | 50 | Charles Schwab→ |
| C48 | CAPSOUTH PARTNERS, INC. CRD 132517 | AL | $1.00B | 13 | Charles Schwab→ |
| C48 | MURRAY FINANCIAL GROUP, LLC CRD 157626 | MN | $1.55B | 12 | Charles Schwab→ |
| C47 | GARDE CAPITAL, INC. CRD 151043 | WA | $2.65B | 9 | Charles Schwab→ |
| C47 | MARKS GROUP WEALTH MANAGEMENT, INC. CRD 148679 | MN | $2.02B | 9 | Charles Schwab→ |
| C47 | D'ANNUNZIO CONSULTING GROUP, LLC CRD 144422 | WA | $1.90B | 2 | Charles Schwab→ |
| C46 | DIRECTIONAL FINANCIAL SERVICES, LLC CRD 171903 | WA | $11.5M | 4 | Charles Schwab→ |
| C46 | BAKER ELLIS ASSET MANAGEMENT LLC CRD 121802 | WA | $1.05B | 4 | Fidelity→ |
| C45 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. CRD 117962 | MN | $2.03B | 17 | Charles Schwab→ |
| C44 | COLUMBIA PACIFIC ADVISORS, LLC CRD 142725 | WA | $1.47B | — | Fidelity→ |
| C44 | SNS FINANCIAL GROUP, LLC CRD 152667 | MN | $1.64B | 25 | Charles Schwab→ |
| C44 | TALBOT FINANCIAL, LLC CRD 155162 | WA | $1.34B | 2 | Charles Schwab→ |
| C43 | NEXT CENTURY GROWTH INVESTORS LLC CRD 108978 | MN | $1.52B | 6 | E*Trade→ |
| C43 | FINANCIAL PLAN, INC. CRD 116073 | WA | $1.60B | 12 | Pershing→ |
| C43 | AUXANO ADVISORS, LLC CRD 145179 | WA | $1.78B | 8 | Charles Schwab→ |
| C43 | PAUL R. RIED FINANCIAL GROUP, LLC CRD 297284 | WA | $1.27B | 9 | Pershing→ |
| C43 | VULCAN VALUE PARTNERS LLC CRD 151190 | AL | $6.08B | 9 | Northern Trust→ |
| C43 | CARVAL CLO MANAGEMENT LLC CRD 298135 | MN | $7.30B | — | Northern Trust→ |
| C42 | BASECAMP WEALTH ADVISORS, LLC CRD 334018 | WA | $1.08B | 4 | Fidelity→ |
| C42 | MINNEAPOLIS PORTFOLIO MANAGEMENT GROUP, LLC CRD 129963 | MN | $1.10B | 3 | Charles Schwab→ |
| C42 | QUANTCA FINANCIAL LLC CRD 329324 | WA | $10K | 1 | E*Trade→ |
| C42 | BPS CAPITAL MANAGEMENT, INC. CRD 120006 | MN | $3.10B | 3 | E*Trade→ |
| C42 | GALLIARD CAPITAL MANAGEMENT, LLC CRD 106487 | MN | $80.27B | — | State Street→ |
| C42 | EFS ADVISORS LLC CRD 115211 | MN | $2.40B | 48 | Charles Schwab→ |
| C41 | JOHNSON STERLING, INC. CRD 106379 | AL | $3.90B | 6 | E*Trade→ |
| C41 | MILLIMAN ADVISORS, LLC CRD 112245 | WA | $2.32B | 3 | E*Trade→ |
| C41 | HIGHLAND ASSOCIATES INC CRD 104948 | AL | $20.99B | 2 | State Street→ |
| C39 | SIT INVESTMENT ASSOCIATES, INC CRD 105725 | MN | $3.54B | — | E*Trade→ |
| C39 | ADVANCED CAPITAL GROUP, INC. CRD 109673 | MN | $29.99B | 4 | Charles Schwab→ |
| C39 | CONCREIT FUND MANAGEMENT LLC CRD 310737 | WA | $9.0M | 1 | E*Trade→ |
| C39 | RIVERBRIDGE PARTNERS LLC CRD 108074 | MN | $5.03B | 13 | Charles Schwab→ |
| C38 | THIRD STAGE INVESTMENT GROUP, LLC CRD 141951 | WA | $0 | — | E*Trade→ |
| C38 | CLOVERPOINT, LLC CRD 335407 | MN | $0 | — | E*Trade→ |
| C38 | THE LEUTHOLD GROUP, LLC CRD 105826 | MN | $1.17B | 6 | Charles Schwab→ |
| C37 | BLACK LAKE INVESTMENTS LLC CRD 334605 | MN | $1.19B | — | E*Trade→ |
| C37 | WINSLOW CAPITAL MANAGEMENT LLC CRD 106940 | MN | $28.66B | 1 | Northern Trust→ |
| C37 | COHALO ADVISORY LLC CRD 297315 | WA | $1.35B | 1 | Charles Schwab→ |
| C37 | LEADER CAPITAL CORP. CRD 46206 | WA | $1.41B | — | E*Trade→ |
| C36 | INATAI INVESTMENT MANAGEMENT CO. LLC CRD 329696 | WA | $2.69B | — | Northern Trust→ |
| C36 | DISCIPLINED GROWTH INVESTORS INC CRD 106746 | MN | $5.48B | 3 | Fidelity→ |
| C36 | SOUTHERN FINANCIAL GROUP, LLC CRD 142644 | AL | $1.05B | 3 | Fidelity→ |
| C36 | PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC CRD 330050 | MN | $1.07B | 10 | E*Trade→ |
| C34 | LUCID ADVISORS, INC. CRD 116639 | WA | $1.15B | 2 | E*Trade→ |
| C34 | GREAT WATERS WEALTH MANAGEMENT CRD 308215 | MN | $1.24B | 23 | Charles Schwab→ |
