| B64 | CAPITAL RESOURCE MANAGEMENT INC CRD 106768 | IL | $593.2M | 1 | E*Trade→ |
| B63 | FAIRFIELD, BUSH & CO. CRD 105970 | CT | $589.0M | 3 | Charles Schwab→ |
| B63 | HARTFORD FINANCIAL MANAGEMENT INC CRD 105039 | CT | $699.6M | 7 | Charles Schwab→ |
| B57 | SEARLE & CO. CRD 13035 | CT | $629.9M | 13 | Pershing→ |
| B55 | ALLEY INVESTMENT MANAGEMENT COMPANY, LLC CRD 317544 | IL | $907.2M | 5 | Charles Schwab→ |
| B54 | HEMSLEY ADVISORS, LTD. CRD 106414 | IL | $638.1M | 4 | Charles Schwab→ |
| B54 | TAIKO PRIVATE WEALTH CRD 329909 | IL | $514.8M | 2 | Charles Schwab→ |
| B54 | DRAKE CAPITAL ADVISORS LLC CRD 136716 | CT | $713.4M | — | Interactive Brokers→ |
| B54 | SEQUOIA WEALTH MANAGEMENT, LLC CRD 170543 | IL | $599.6M | 16 | LPL Financial→ |
| B53 | ADVISORY RESEARCH INC CRD 108254 | IL | $991.3M | 7 | Charles Schwab→ |
| B53 | GRANITE GROUP ADVISORS, LLC CRD 127357 | CT | $829.6M | 2 | E*Trade→ |
| B51 | SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLC CRD 159255 | IL | $705.7M | 6 | Fidelity→ |
| B51 | RISKBRIDGE ADVISORS, LLC CRD 310396 | CT | $898.3M | 10 | Charles Schwab→ |
| B50 | MATSON FINANCIAL ADVISORS, INC. CRD 122480 | CT | $518.9M | 3 | Pershing→ |
| B50 | J.H. WHITNEY CAPITAL PARTNERS, LLC CRD 160547 | CT | $859.3M | — | E*Trade→ |
| C50 | GREENROCK RESEARCH, INC. CRD 131825 | IL | $863.9M | 4 | E*Trade→ |
| C50 | ENDEAVOUR CAPITAL ADVISORS INC. CRD 137689 | CT | $602.7M | — | Morgan Stanley→ |
| C49 | INTERTIDE PARTNERS L.L.C. CRD 326896 | IL | $971.4M | — | Charles Schwab→ |
| C49 | FREEDOM INVESTMENT MANAGEMENT, INC. CRD 126052 | CT | $568.7M | 5 | Charles Schwab→ |
| C48 | TOTAL CLARITY WEALTH MANAGEMENT, INC CRD 142728 | IL | $755.4M | 22 | LPL Financial→ |
| C47 | NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC CRD 109203 | CT | $673.0M | 6 | Charles Schwab→ |
| C47 | SKY INVESTMENT GROUP LLC CRD 134001 | CT | $931.0M | 8 | Charles Schwab→ |
| C47 | LITVAK WEALTH, LLC CRD 170805 | CT | $536.1M | 4 | Fidelity→ |
| C47 | DRUM CAPITAL MANAGEMENT LLC CRD 137964 | CT | $503.2M | — | E*Trade→ |
| C47 | ATIVO CAPITAL MANAGEMENT, LLC CRD 125303 | IL | $862.7M | 5 | Northern Trust→ |
| C47 | CENTRIC WEALTH MANAGEMENT, LLC CRD 133877 | IL | $792.9M | 11 | Charles Schwab→ |
| C46 | INVESTMARK ADVISORY GROUP LLC CRD 121060 | CT | $929.7M | 10 | E*Trade→ |
| C46 | MILL ROAD CAPITAL MANAGEMENT LLC CRD 157095 | CT | $753.8M | — | Goldman Sachs→ |
| C45 | TRIGRAN INVESTMENTS, INC. CRD 155200 | IL | $533.2M | — | Wells Fargo→ |
| C45 | DREAM CAPITAL ADVISORS, LLC CRD 142788 | IL | $695.3M | 1 | E*Trade→ |
| C45 | STRATIS CAPITAL, LLC CRD 300130 | CT | $507.5M | 1 | Goldman Sachs→ |
| C45 | OLYMPUS PEAK ASSET MANAGEMENT LP CRD 299460 | CT | $702.0M | — | Goldman Sachs→ |
| C44 | CAT ROCK CAPITAL MANAGEMENT LP CRD 268817 | CT | $968.5M | — | Morgan Stanley→ |
| C44 | KREITLER FINANCIAL LLC CRD 309056 | CT | $584.9M | 5 | Raymond James→ |
| C44 | JACKSON, GRANT INVESTMENT ADVISERS, INC. CRD 108156 | CT | $577.7M | 4 | Pershing→ |
| C44 | SHANKERVALLEAU WEALTH ADVISORS, INC. CRD 117527 | IL | $645.3M | 7 | Charles Schwab→ |
| C44 | WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC CRD 299595 | IL | $732.2M | 5 | Fidelity→ |
| C44 | GRANDVIEW PROPERTY PARTNERS, LLC CRD 299814 | CT | $890.1M | 1 | JPMorgan→ |
| C44 | RJA ASSET MANAGEMENT LLC CRD 153428 | CT | $588.9M | — | Northern Trust→ |
| C44 | INTRINSIC EDGE CAPITAL MANAGEMENT LLC CRD 285034 | IL | $771.8M | 1 | Fidelity→ |
| C43 | CURA WEALTH ADVISORS, LLC CRD 332511 | IL | $527.7M | 2 | Charles Schwab→ |
| C43 | GOODWIN CAPITAL ADVISERS, INC. CRD 108290 | CT | $986.6M | 1 | E*Trade→ |
| C42 | CONIFER INVESTMENTS LTD CRD 106159 | CT | $524.0M | 1 | Charles Schwab→ |
| C42 | ABERDEEN WEALTH MANAGEMENT LLC CRD 108525 | IL | $699.1M | 2 | Charles Schwab→ |
| C42 | RESOURCE FINANCIAL GROUP, LTD. CRD 119833 | IL | $637.4M | 2 | E*Trade→ |
| C42 | KABOUTER MANAGEMENT, LLC CRD 153099 | IL | $992.5M | — | Goldman Sachs→ |
| C42 | SFAM, LLC CRD 145026 | IL | $896.5M | 4 | Charles Schwab→ |
| C42 | RED ARTS CAPITAL MANAGEMENT, LLC CRD 316396 | IL | $619.5M | — | E*Trade→ |
| C42 | GARDEN INVESTMENT MANAGEMENT, L.P. CRD 330358 | CT | $507.7M | — | JPMorgan→ |
| C42 | BROOKSTONE ASSET MANAGEMENT, LLC CRD 153467 | IL | $597.9M | 1 | E*Trade→ |