| B60 | OAK CREEK PRIVATE WEALTH MANAGEMENT LLC CRD 306851 | OK | $4.3M | 1 | Charles Schwab→ |
| C48 | SCALYR TECHNOLOGIES INC. CRD 326836 | MA | $190K | — | E*Trade→ |
| C46 | DIRECTIONAL FINANCIAL SERVICES, LLC CRD 171903 | WA | $11.5M | 4 | Charles Schwab→ |
| C43 | ADAPTIVE ADVISERS, LLC CRD 318716 | MA | $450K | — | E*Trade→ |
| C42 | ARBORSTONE FINANCIAL, LLC CRD 338225 | MA | $0 | 4 | Charles Schwab→ |
| C42 | HOUSE HANOVER LLC CRD 284838 | MA | $19.7M | — | E*Trade→ |
| C42 | QUANTCA FINANCIAL LLC CRD 329324 | WA | $10K | 1 | E*Trade→ |
| C42 | WILLOW PARTNER ADVISORS, LLC CRD 333917 | MA | $0 | 1 | E*Trade→ |
| C42 | OXBOW HOLDINGS, INC. CRD 339061 | MA | $0 | 1 | E*Trade→ |
| C39 | TE ADVISORS LLC CRD 336139 | MA | $11K | — | E*Trade→ |
| C39 | CONCREIT FUND MANAGEMENT LLC CRD 310737 | WA | $9.0M | 1 | E*Trade→ |
| C38 | THIRD STAGE INVESTMENT GROUP, LLC CRD 141951 | WA | $0 | — | E*Trade→ |
| C38 | ONE STONE GLOBAL LLC CRD 175052 | MA | $0 | — | E*Trade→ |
| C38 | TYLER STREET CAPITAL CRD 340011 | MA | $0 | 1 | E*Trade→ |
| C37 | BORABOND, LLC CRD 336456 | MA | $83K | 1 | E*Trade→ |
| C36 | SPRING LAKE EQUITY MANAGEMENT LLC CRD 167251 | MA | $0 | — | E*Trade→ |
| C35 | TAO PRIVATE WEALTH, LLC CRD 340979 | OK | $0 | — | E*Trade→ |
| C34 | 2201 CAPITAL, LLC CRD 341112 | MA | $0 | 2 | E*Trade→ |
| C31 | HARVEST CAPITAL PARTNERS LLC CRD 133026 | MA | $0 | — | E*Trade→ |
| C31 | GOSSELIN CONSULTING GROUP LLC CRD 161019 | MA | $0 | — | E*Trade→ |
| C31 | OPTIMAL TAX ASSET MANAGEMENT, INC. CRD 340466 | WA | $0 | — | E*Trade→ |
| C31 | CALPA ADVISORS LLC CRD 318008 | WA | $0 | 1 | E*Trade→ |
| C31 | HIGHLAND CAPITAL ADVISORS, LLC CRD 139780 | WA | $0 | 5 | E*Trade→ |
| C28 | RUSSELL INVESTMENTS CREDIT ADVISER, LLC CRD 335782 | WA | $0 | — | E*Trade→ |
| C28 | RUSSELL INVESTMENTS INFRASTRUCTURE ADVISER, LLC CRD 335783 | WA | $0 | — | E*Trade→ |
| C28 | BROOKWOOD ADVISORS, LLC CRD 338550 | MA | $0 | — | E*Trade→ |
| C28 | HARBOURVEST REGISTERED ADVISERS II L.P. CRD 341198 | MA | $0 | — | E*Trade→ |
| C27 | HEMISTA INC. CRD 301888 | MA | $0 | — | E*Trade→ |
| C26 | SAA ADVISORS, INC. CRD 148763 | WA | $0 | 4 | E*Trade→ |
| C25 | DIVIDEX MANAGEMENT LLC CRD 171322 | MA | $0 | — | E*Trade→ |
| C25 | DATALIGN ADVISORY, INC. CRD 317004 | MA | $0 | 2 | E*Trade→ |
| C25 | STACKWELL CAPITAL ADVISERS, LLC CRD 316298 | MA | $2.3M | — | E*Trade→ |
| C24 | CONSTITUTION CAPITAL HORIZON ADVISOR, LP CRD 339512 | MA | $0 | — | E*Trade→ |
| C23 | ESHEL SPRING LLC CRD 340187 | MA | $0 | — | E*Trade→ |
| C23 | GUIDE ADVISORS, INC. CRD 281828 | WA | $0 | 5 | E*Trade→ |
| C21 | REFINITIV GLOBAL MARKETS INC. CRD 109120 | MA | $0 | — | E*Trade→ |
| C19 | NBW CAPITAL LLC CRD 147306 | MA | $0 | 4 | E*Trade→ |
| C18 | SHAREBUILDER ADVISORS, LLC CRD 300537 | WA | $0 | 17 | E*Trade→ |
