| A66 | WALTON FINANCIAL CRD 331634 | AL | $182.9M | 1 | E*Trade→ |
| A66 | BIRMINGHAM CAPITAL MANAGEMENT CO INC CRD 108508 | AL | $273.6M | 5 | E*Trade→ |
| B64 | NCP MANAGEMENT HOLDINGS, INC. CRD 160075 | AL | $232.6M | — | E*Trade→ |
| B63 | SUNDVOLD CAPITAL MANAGEMENT LLC CRD 108176 | MO | $232.9M | 6 | E*Trade→ |
| B62 | INVESTMENT OFFICE RESOURCES, LLC CRD 311647 | MO | $126.5M | 1 | E*Trade→ |
| B59 | STERLING INVESTMENT ADVISORS,LLC CRD 117287 | MO | $229.3M | 3 | E*Trade→ |
| B58 | BRIGHT INVESTMENTS, LLC CRD 269955 | AL | $151.5M | 4 | E*Trade→ |
| B57 | MONETARY MANAGEMENT GROUP INC CRD 110284 | MO | $492.3M | 5 | E*Trade→ |
| B56 | ORION INVESTMENT CO CRD 110867 | MO | $443.5M | 4 | E*Trade→ |
| B55 | SARVER VROOMAN WEALTH ADVISORS LLC CRD 332699 | MO | $452.2M | 4 | E*Trade→ |
| B54 | WILSQUARE CAPITAL LLC CRD 296504 | MO | $171.2M | — | E*Trade→ |
| B53 | R.T. JONES CAPITAL EQUITIES MANAGEMENT INC. CRD 131804 | MO | $415.9M | 6 | E*Trade→ |
| B53 | THE YANKER GROUP, INC. CRD 281364 | MO | $296.4M | 5 | LPL Financial→ |
| B53 | ESSEX RIDGE CAPITAL GROUP, LLC CRD 145795 | MO | $146.3M | — | E*Trade→ |
| B51 | ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLC CRD 106999 | MO | $234.0M | 3 | E*Trade→ |
| B51 | SFC FINANCIAL LLC CRD 129817 | MO | $208.3M | 4 | E*Trade→ |
| B50 | THE CENTRAL TRUST BANK CRD 149262 | MO | $554.1M | 2 | E*Trade→ |
| C50 | EKON ADVISORS, LLC CRD 281039 | MO | $219.8M | 3 | E*Trade→ |
| C50 | TERRIL BROTHERS INC CRD 110422 | MO | $987.8M | 5 | E*Trade→ |
| C50 | BAUM CAPITAL PARTNERS MANAGEMENT, LLC CRD 288225 | MO | $247.0M | — | E*Trade→ |
| C47 | KRAFT, DAVIS & ASSOCIATES, LLC CRD 175085 | MO | $768.5M | 6 | LPL Financial→ |
| C47 | ALLOCATOR SOLUTIONS, LLC CRD 337300 | MO | $513.5M | 1 | E*Trade→ |
| C46 | CRAFT & SAGE WEALTH, LLC CRD 323565 | MO | $306.8M | 8 | E*Trade→ |
| C46 | CAPITAL INVESTMENT MANAGEMENT, INC CRD 113917 | MO | $558.9M | 5 | E*Trade→ |
| C46 | MCKINNEY CAPITAL, LLC CRD 315545 | AL | $91.0M | — | E*Trade→ |
| C45 | CQL CAPITAL MANAGEMENT CRD 319557 | MO | $27.4M | — | E*Trade→ |
| C45 | MARKETRIDERS, INC. CRD 147963 | MO | $363.0M | 3 | E*Trade→ |
| C44 | BROADVIEW MANAGEMENT, LLC CRD 334073 | MO | $302.8M | — | E*Trade→ |
| C43 | OAKWORTH ASSET MANAGEMENT, LLC CRD 335388 | AL | $846.3M | 21 | E*Trade→ |
| C42 | ABACUS INVESTMENTS LLC CRD 327805 | AL | $105.9M | — | E*Trade→ |
| C42 | AGELLUS CAPITAL, LLC CRD 330152 | MO | $507.8M | — | E*Trade→ |
| C41 | JOHNSON STERLING, INC. CRD 106379 | AL | $3.90B | 6 | E*Trade→ |
| C41 | MOELIS ASSET CATALYST PARTNERS LLC CRD 327289 | MO | $288.2M | — | E*Trade→ |
| C41 | ST. LOUIS FINANCIAL PLANNERS INC. CRD 105511 | MO | $5.7M | 3 | E*Trade→ |
| C41 | DIVERSIFIED FINANCIAL ADVISORS, LLC CRD 118261 | MO | $585.9M | 4 | LPL Financial→ |
| C40 | HUNTLEIGH ADVISORS, INC. CRD 113412 | MO | $781.8M | 50 | E*Trade→ |
| C40 | MCDONALD FINANCIAL SERVICES, LLC CRD 282899 | AL | $443.5M | 8 | LPL Financial→ |
| C39 | ONEASCENT CAPITAL LLC CRD 323220 | AL | $55.6M | 2 | E*Trade→ |
| C38 | FEATHERINGILL CAPITAL, LLC CRD 299523 | AL | $142.9M | — | E*Trade→ |
| C38 | FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC CRD 168390 | AL | $194.9M | 3 | E*Trade→ |
| C38 | SAXONY CAPITAL MANAGEMENT LLC. CRD 122692 | MO | $367.9M | 39 | E*Trade→ |
| C36 | PORTER WHITE INVESTMENT ADVISORS, INC. CRD 110876 | AL | $748.2M | 4 | E*Trade→ |
| C35 | CPC MANAGEMENT, LLC CRD 313413 | MO | $428.0M | — | E*Trade→ |
| C35 | BRIGHT PORTFOLIOS, LLC CRD 288605 | MO | $135.7M | 1 | E*Trade→ |
| C33 | JJP CAPITAL MANAGEMENT, INC. CRD 105374 | MO | $389.9M | 1 | E*Trade→ |
| C33 | STIFEL, NICOLAUS & COMPANY, INCORPORATED CRD 793 | MO | $197.53B | 50 | E*Trade→ |
| C32 | LEWIS & CLARK EQUITY PARTNERS, LLC CRD 299686 | MO | $262.9M | — | E*Trade→ |
| C32 | U.S. INSTITUTIONAL CORPORATION CRD 135555 | MO | $0 | 1 | E*Trade→ |
| C31 | QUEEQUEG & MUNGER, LLC CRD 341573 | MO | $0 | 9 | E*Trade→ |
| C31 | MM ADVISORS, LLC CRD 337688 | AL | $0 | — | E*Trade→ |
