| A70 | ALLIED PORTFOLIO MANAGEMENT, INC. CRD 113809 | AZ | $240.2M | 1 | E*Trade→ |
| A66 | WALTON FINANCIAL CRD 331634 | AL | $182.9M | 1 | E*Trade→ |
| A66 | BIRMINGHAM CAPITAL MANAGEMENT CO INC CRD 108508 | AL | $273.6M | 5 | E*Trade→ |
| B64 | NCP MANAGEMENT HOLDINGS, INC. CRD 160075 | AL | $232.6M | — | E*Trade→ |
| B64 | SARATOGA CAPITAL MANAGEMENT, LLC CRD 112021 | AZ | $138.8M | 1 | E*Trade→ |
| B64 | WJ WEALTH MANAGEMENT, LLC CRD 170181 | AZ | $261.5M | 2 | LPL Financial→ |
| B63 | BASELINE PARTNERS LLC CRD 301762 | AZ | $75.3M | — | E*Trade→ |
| B58 | BRIGHT INVESTMENTS, LLC CRD 269955 | AL | $151.5M | 4 | E*Trade→ |
| B57 | RESQ INVESTMENT PARTNERS, LLC CRD 169528 | AZ | $65.8M | — | E*Trade→ |
| B57 | PRAVATI CAPITAL LLC CRD 300435 | AZ | $173.7M | — | E*Trade→ |
| B53 | PROSPER PRIVATE WEALTH, LLC CRD 333708 | AZ | $150.8M | 2 | E*Trade→ |
| B53 | GREENBERG FINANCIAL GROUP CRD 38747 | AZ | $406.9M | 6 | E*Trade→ |
| B52 | COLE WEALTH MANAGEMENT, LLC CRD 134509 | AZ | $181.1M | 4 | E*Trade→ |
| B52 | STABLEFORD CAPITAL LLC CRD 173383 | AZ | $305.3M | 4 | E*Trade→ |
| B51 | HARMONY ASSET MANAGEMENT LLC CRD 116069 | AZ | $462.5M | 7 | E*Trade→ |
| C49 | THE AMERICAN INSTITUTE FOR ADVANCED INVESTMENT MANAGEMENT, LLP CRD 165183 | AZ | $309.3M | 2 | LPL Financial→ |
| C49 | XCELLERANT VENTURES, LLC CRD 319671 | AZ | $26.0M | — | E*Trade→ |
| C47 | ACCORDANT INVESTMENTS LLC CRD 325678 | AZ | $186.4M | 3 | E*Trade→ |
| C46 | MCKINNEY CAPITAL, LLC CRD 315545 | AL | $91.0M | — | E*Trade→ |
| C44 | CLARITY WEALTH MANAGEMENT, L.L.C. CRD 284874 | AZ | $236.8M | 4 | LPL Financial→ |
| C43 | CAPITAL WEST PARTNERS, LLC CRD 130762 | AZ | $300.0M | 2 | E*Trade→ |
| C43 | LGM CAPITAL MANAGEMENT LLC CRD 283872 | AZ | $14.9M | — | E*Trade→ |
| C43 | OAKWORTH ASSET MANAGEMENT, LLC CRD 335388 | AL | $846.3M | 21 | E*Trade→ |
| C42 | ABACUS INVESTMENTS LLC CRD 327805 | AL | $105.9M | — | E*Trade→ |
| C42 | TREIBERG WEALTH MANAGEMENT, INC. CRD 284140 | AZ | $325.1M | 3 | LPL Financial→ |
| C42 | STRATEGIC EQUITY MANAGEMENT, INC. CRD 112142 | AZ | $933.5M | 9 | E*Trade→ |
| C41 | JOHNSON STERLING, INC. CRD 106379 | AL | $3.90B | 6 | E*Trade→ |
| C41 | CLARUS WEALTH ADVISORS, LLC CRD 281160 | AZ | $305.2M | 12 | E*Trade→ |
| C41 | TREASURE INVESTMENT MANAGEMENT, LLC CRD 309258 | AZ | $252.7M | — | E*Trade→ |
| C40 | TEMPLETON FINANCIAL SERVICES INC. CRD 128240 | AZ | $441.8M | 3 | E*Trade→ |
| C40 | MCDONALD FINANCIAL SERVICES, LLC CRD 282899 | AL | $443.5M | 8 | LPL Financial→ |
| C39 | MPI INFINITE INVESTORS, LLC CRD 337830 | AZ | $0 | 1 | E*Trade→ |
| C39 | ONEASCENT CAPITAL LLC CRD 323220 | AL | $55.6M | 2 | E*Trade→ |
| C38 | FEATHERINGILL CAPITAL, LLC CRD 299523 | AL | $142.9M | — | E*Trade→ |
| C38 | TRINITY CAPITAL ADVISER LLC CRD 326133 | AZ | $157.6M | — | E*Trade→ |
| C38 | FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC CRD 168390 | AL | $194.9M | 3 | E*Trade→ |
| C37 | IDX ADVISORS, LLC CRD 299658 | AZ | $128.1M | 1 | E*Trade→ |
| C37 | BLAKELY WALTERS WEALTH MANAGEMENT LLC CRD 324410 | AZ | $173.7M | 5 | E*Trade→ |
| C36 | ALKEME INVESTMENTS LLC CRD 332434 | AZ | $0 | — | E*Trade→ |
| C36 | PORTER WHITE INVESTMENT ADVISORS, INC. CRD 110876 | AL | $748.2M | 4 | E*Trade→ |
| C35 | FAMILY OFFICE INVESTMENT ADVISORY LLC CRD 339607 | AZ | $0 | — | E*Trade→ |
| C35 | SMEAD CAPITAL MANAGEMENT, INC. CRD 143567 | AZ | $5.52B | 6 | E*Trade→ |
| C34 | GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC CRD 306068 | AZ | $297.3M | 3 | LPL Financial→ |
| C32 | BUTTONWOOD CAPITAL MANAGEMENT, LLC CRD 174857 | AZ | $380.8M | 3 | LPL Financial→ |
| C31 | ESTANCIA CAPITAL MANAGEMENT, LLC CRD 166478 | AZ | $908.0M | — | E*Trade→ |
| C31 | MM ADVISORS, LLC CRD 337688 | AL | $0 | — | E*Trade→ |
| C31 | BILI FINANCE, LLC CRD 339828 | AZ | $0 | — | E*Trade→ |
| C31 | NAVIGATE PRIVATE FUND ADVISORS LLC CRD 313687 | AL | $0 | 3 | E*Trade→ |
| C30 | CURAFIN ADVISORS, LLC CRD 329091 | AZ | $748.4M | 2 | E*Trade→ |
| C30 | LYONS VIEW CAPITAL, LLC CRD 324582 | AL | $0 | 2 | E*Trade→ |
