| A65 | PHASE III ADVISORY SERVICES, LTD CRD 122959 | IL | $210.9M | 3 | Pershing→ |
| B64 | NEW VERNON INVESTMENT MANAGEMENT LLC CRD 160247 | IL | $115.5M | — | Pershing→ |
| B58 | SOUTH GEORGIA CAPITAL, LLC CRD 146765 | IL | $134.0M | 2 | Pershing→ |
| B55 | SIGNATURE FINANCIAL SERVICES, LTD CRD 123729 | IL | $274.0M | 13 | Pershing→ |
| C48 | FRONTAURA CAPITAL LLC CRD 162237 | IL | $256.6M | — | BNY Mellon→ |
| C45 | BRADLEY WEALTH LLC CRD 131808 | AZ | $196.7M | 3 | Pershing→ |
| C44 | COZAD ASSET MANAGEMENT INC CRD 104764 | IL | $2.62B | 20 | Pershing→ |
| C42 | VOYA INVESTMENTS, LLC CRD 111091 | AZ | $59.48B | — | BNY Mellon→ |
| C40 | ABLE FINANCIAL GROUP, LLC CRD 323646 | AZ | $732.9M | 9 | Pershing→ |
| C40 | QRG CAPITAL MANAGEMENT, INC. CRD 305277 | IL | $11.41B | 2 | Pershing→ |
| C39 | SAVANT INVESTMENT ADVISERS, INC. CRD 121794 | IL | $162.5M | 3 | Pershing→ |
| C38 | FDX ADVISORS, INC. CRD 104601 | IL | $832.8M | — | Pershing→ |
| C37 | NEW VERNON WEALTH MANAGEMENT LLC CRD 164775 | IL | $781.0M | 1 | Pershing→ |
| C36 | PRECISE INVESTMENT MANAGEMENT, INC. CRD 282557 | IL | $186.3M | 8 | Pershing→ |
| C36 | GALLOWAY ASSET MANAGEMENT LLC CRD 141091 | AZ | $17.9M | 26 | Pershing→ |
| C36 | PORT CAPITAL LLC CRD 206517 | IL | $2.85B | 1 | Pershing→ |
| C35 | ENVESTNET ASSET MANAGEMENT, INC. CRD 111694 | IL | $614.93B | 50 | Pershing→ |
| C33 | TENET WEALTH PARTNERS, LLC CRD 339818 | IL | $0 | 3 | Pershing→ |
| C32 | BENCHMARK INVESTMENT ADVISORS LLC CRD 159705 | IL | $329.2M | 3 | Pershing→ |
| C32 | J. P. DAVIS, INC. CRD 289548 | AZ | $242.0M | 4 | Pershing→ |
| C31 | ARCHFORD CAPITAL STRATEGIES, LLC CRD 164482 | IL | $1.49B | 16 | Pershing→ |
| C30 | EVANSTON CAPITAL MANAGEMENT, LLC CRD 120338 | IL | $4.49B | — | BNY Mellon→ |
| C28 | MESIROW ADVANCED STRATEGIES INC CRD 110754 | IL | $0 | 1 | BNY Mellon→ |
| C26 | MWA FINANCIAL SERVICES, INC. CRD 112630 | IL | $640.0M | 50 | Pershing→ |
| C22 | GCM GROSVENOR L.P. CRD 108654 | IL | $95.49B | 3 | BNY Mellon→ |
| C22 | WISHBONE MANAGEMENT, LP CRD 283479 | IL | $1.12B | — | Pershing→ |
| C21 | ALLSTATE INVESTMENT MANAGEMENT COMPANY CRD 107775 | IL | $26.46B | 14 | BNY Mellon→ |
| C21 | BDT & ASSOCIATES, INC. CRD 288008 | AZ | $371.1M | 11 | Pershing→ |
| C18 | S.E. THORN & CO. CRD 113754 | AZ | — | 4 | Pershing→ |
| C16 | FLOWSTRAT FINANCIAL PLANNING, LLC CRD 304041 | IL | — | — | Pershing→ |
| C15 | ASTEROZOA MANAGEMENT LLC CRD 316870 | AZ | $103.9M | 3 | Pershing→ |
| C13 | PACIFICOR, LLC CRD 120454 | AZ | — | 10 | BNY Mellon→ |
