| A83 | HINSDALE ASSOCIATES, INC. CRD 108293 | IL | $120.1M | — | E*Trade→ |
| A69 | BRUCE & CO INC CRD 104735 | IL | $379.5M | 1 | E*Trade→ |
| A67 | TRUEMAN BROWN, LLC CRD 141602 | IL | $196.1M | 1 | E*Trade→ |
| A66 | UNCOMMON EQUITY LLC CRD 314936 | IL | $198.8M | — | E*Trade→ |
| A65 | PHASE III ADVISORY SERVICES, LTD CRD 122959 | IL | $210.9M | 3 | Pershing→ |
| B65 | SCG ASSET MANAGEMENT LLC CRD 311843 | IL | $158.7M | — | E*Trade→ |
| B65 | REGAL ADVISORY SERVICES, INC. CRD 123842 | IL | $121.4M | 24 | E*Trade→ |
| B64 | CAPITAL RESOURCE MANAGEMENT INC CRD 106768 | IL | $593.2M | 1 | E*Trade→ |
| B64 | INTERACTIVE FINANCIAL ADVISORS, INC. CRD 125117 | IL | $240.4M | 32 | E*Trade→ |
| B64 | OFG FINANCIAL SERVICES, INC. CRD 23940 | KS | $271.0M | 50 | E*Trade→ |
| B64 | WOODFIELD FINANCIAL ADVISORS, INC. CRD 123279 | IL | $230.1M | 3 | E*Trade→ |
| B64 | NEW VERNON INVESTMENT MANAGEMENT LLC CRD 160247 | IL | $115.5M | — | Pershing→ |
| B63 | TILDEN LOUCKS & WOODNORTH LLC CRD 106713 | IL | $173.3M | 2 | E*Trade→ |
| B61 | MONETTA FINANCIAL SERVICES INC CRD 105367 | IL | $144.8M | — | E*Trade→ |
| B60 | MITCHELL VAUGHT & TAYLOR INC CRD 106160 | IL | $42.4M | — | E*Trade→ |
| B60 | KINZIE CAPITAL PARTNERS LP CRD 305445 | IL | $193.0M | — | E*Trade→ |
| B60 | VALEO VENTURES MANAGEMENT, LLC CRD 334181 | IL | $119.3M | — | E*Trade→ |
| B59 | PRAIRIE RIVERS INVESTMENTS, LLC CRD 288153 | IL | $249.3M | 3 | E*Trade→ |
| B59 | DIBENEDETTO & ASSOCIATES LTD CRD 108092 | IL | $333.1M | 3 | E*Trade→ |
| B59 | NEW ENGLAND RESEARCH & MANAGEMENT, INC. CRD 110739 | IL | $285.2M | 3 | E*Trade→ |
| B58 | SOUTH GEORGIA CAPITAL, LLC CRD 146765 | IL | $134.0M | 2 | Pershing→ |
| B56 | VIA IV INVESTMENTS, LLC CRD 121992 | IL | $221.8M | 4 | E*Trade→ |
| B56 | GLL INVESTORS, LLC CRD 161830 | IL | $184.1M | — | E*Trade→ |
| B56 | MONERE WEALTH MANAGEMENT, INC. CRD 173076 | IL | $312.0M | 9 | E*Trade→ |
| B56 | NEXT GENERATION INVESTING, LLC CRD 149017 | KS | $128.0M | 3 | E*Trade→ |
| B56 | VERMILLION FINANCIAL ADVISORS, INC. CRD 119239 | IL | $386.7M | 6 | E*Trade→ |
| B55 | BENTLEY FINANCIAL GROUP, INC. CRD 172474 | IL | $392.8M | 5 | E*Trade→ |
| B55 | PLUSCIOS MANAGEMENT LLC CRD 146761 | IL | $258.1M | — | E*Trade→ |
| B55 | DOUGLASS INVESTMENT GROUP LLC CRD 331223 | KS | $173.6M | 2 | E*Trade→ |
| B55 | IMPACT ENGINE MANAGEMENT, PBC CRD 304022 | IL | $244.5M | — | E*Trade→ |
| B55 | SIGNATURE FINANCIAL SERVICES, LTD CRD 123729 | IL | $274.0M | 13 | Pershing→ |
| B54 | FIRST ANALYSIS CAPITAL MANAGEMENT LLC CRD 161373 | IL | $186.2M | — | JPMorgan→ |
| B54 | INSIGHT SECURITIES, INC. CRD 5611 | IL | $94.2M | 48 | E*Trade→ |
| B54 | DISCRETIONARY MANAGEMENT SERVICES, LLC CRD 145851 | KS | $228.4M | 9 | E*Trade→ |
| B53 | MACK INVESTMENT SECURITIES, INC. CRD 17643 | IL | $302.6M | 12 | E*Trade→ |
| B53 | CRYSTAL ROCK CAPITAL MANAGEMENT, LLC. CRD 157296 | IL | $203.9M | — | E*Trade→ |
| B53 | MADDEN FUNDS MANAGEMENT LTD. CRD 110309 | IL | $217.9M | 3 | E*Trade→ |
| B52 | BCM CAPITAL MANAGEMENT LLC CRD 337570 | IL | $126.3M | 2 | E*Trade→ |
| B51 | NINE TEN CAPITAL MANAGEMENT, LLC CRD 171420 | IL | $480.6M | 2 | E*Trade→ |
| B51 | TYR CAPITAL ADVISORS, LLC CRD 326208 | KS | $244.1M | — | E*Trade→ |
| B50 | PATH DIGITAL ADVISORS, LLC CRD 312983 | IL | $150K | — | E*Trade→ |
| C50 | GREENROCK RESEARCH, INC. CRD 131825 | IL | $863.9M | 4 | E*Trade→ |
| C50 | KOMPASS KAPITAL ADVISORS, LLC CRD 335041 | KS | $116.6M | 1 | E*Trade→ |
| C49 | OUTLOOK CAPITAL MANAGEMENT, LLC CRD 132339 | IL | $147.4M | 1 | E*Trade→ |
| C49 | TREETOP WEALTH MANAGEMENT, LLC CRD 155013 | IL | $210.0M | 3 | E*Trade→ |
| C49 | M3SIXTY CAPITAL, LLC CRD 323764 | KS | $28.7M | 3 | E*Trade→ |
| C49 | VALORAN CAPITAL MANAGEMENT, LLC CRD 313634 | IL | $157.8M | — | E*Trade→ |
| C49 | HFR ASSET MANAGEMENT, L.L.C CRD 111705 | IL | $326.2M | — | E*Trade→ |
| C49 | CABIN ADVISORS, LLC CRD 312547 | KS | $220.2M | 15 | E*Trade→ |
| C49 | PALO DURO INVESTMENT PARTNERS, LP CRD 324320 | IL | $402.8M | — | E*Trade→ |
