| A75 | COMPREHENSIVE CAPITAL MANAGEMENT, INC. CRD 119890 | NJ | $77.5M | 8 | Pershing→ |
| A72 | GARDEN STATE RETIREMENT SPECIALISTS, LLC CRD 128414 | NJ | $109.3M | 2 | Pershing→ |
| A69 | RDM CAPITAL ASSOCIATES INC CRD 106941 | NJ | $164.5M | 3 | Pershing→ |
| A68 | PCG ASSET MANAGEMENT, LLC CRD 148208 | NJ | $143.1M | 4 | Pershing→ |
| A65 | JAMES SCOTT S CO CRD 105861 | VA | $139.4M | 3 | Pershing→ |
| B59 | ASSET MANAGEMENT CONSULTING SERVICES, INC. CRD 128793 | NJ | $144.2M | 2 | Pershing→ |
| B57 | KEIDAN FINANCIAL CONSULTANTS LLC CRD 108093 | OH | $574.9M | 2 | Pershing→ |
| B57 | GULFSTREAM CM, LLC CRD 165459 | NJ | $244.2M | 4 | Pershing→ |
| B56 | GRAND SLAM ASSET MANAGEMENT, LLC CRD 161122 | NJ | $35.0M | — | Wells Fargo→ |
| B54 | NEW VERNON ADVISERS LP CRD 160231 | NJ | $902.1M | — | Pershing→ |
| B53 | MCLAUGHLIN RYDER INVESTMENTS, INC. CRD 147529 | VA | $522.1M | 5 | Pershing→ |
| B51 | FINANCIAL MANAGEMENT STRATEGIES, INC. CRD 120818 | OH | $714.2M | 19 | Pershing→ |
| B51 | TAYLOR FINANCIAL GROUP, INC. CRD 116744 | VA | $410.0M | 4 | Pershing→ |
| C49 | WBI INVESTMENTS, LLC CRD 106336 | NJ | $539.6M | 6 | Pershing→ |
| C49 | HENDLEY & CO INC CRD 110465 | OH | $445.0M | 2 | Pershing→ |
| C49 | INTEGRATED FINANCIAL SOLUTIONS, INC. CRD 112038 | VA | $303.3M | 8 | Pershing→ |
| C49 | VETERI PLACE CORPORATION CRD 160664 | NJ | $150.7M | — | Pershing→ |
| C49 | SAIPH CAPITAL, LLC CRD 312119 | NJ | $459.4M | 2 | Pershing→ |
| C48 | CLUTTERBUCK CAPITAL MANAGEMENT LLC CRD 140082 | OH | $233.4M | — | Pershing→ |
| C48 | VESTGEN INVESTMENT MANAGEMENT, LLC CRD 118851 | NJ | $786.6M | 2 | Pershing→ |
| C47 | FOUNTAIN SQUARE ASSET MANAGEMENT, LLC CRD 316955 | OH | $233.7M | 3 | Pershing→ |
| C47 | NORTON CAPITAL MANAGEMENT, INC. CRD 110398 | VA | $136.6M | 1 | Pershing→ |
| C44 | PARISI GRAY WEALTH MANAGEMENT, LLC CRD 286388 | NJ | $796.0M | 2 | Pershing→ |
| C43 | AEGIS FINANCIAL CORPORATION CRD 111587 | VA | $1.37B | 2 | Pershing→ |
| C43 | CASSADAY & CO WEALTH MANAGEMENT LLC CRD 317672 | VA | $7.14B | 43 | Pershing→ |
| C41 | JAMES REED FINANCIAL SERVICES, INC. CRD 112179 | OH | $388.6M | 4 | Pershing→ |
| C41 | EVR RESEARCH LP CRD 283385 | VA | $365.0M | — | Pershing→ |
| C40 | HENNION & WALSH ASSET MANAGEMENT, INC. CRD 126236 | NJ | $768.8M | 50 | Wells Fargo→ |
| C40 | CORA CAPITAL ADVISORS LLC CRD 318134 | NJ | $722.9M | 8 | Pershing→ |
| C40 | W. H. REAVES & CO., INC. CRD 3140 | NJ | $5.94B | 1 | Pershing→ |
| C38 | VANTAGE FINANCIAL GROUP, INC. CRD 105950 | OH | $866.9M | 21 | Pershing→ |
| C37 | GENESIS PRIVATE WEALTH, LLC CRD 315692 | VA | $482.4M | 6 | Wells Fargo→ |
| C35 | HARBOUR CAPITAL ADVISORS, LLC CRD 157266 | VA | $701.1M | 4 | Pershing→ |
| C35 | MEYERS WEALTH MANAGEMENT, LLC CRD 289801 | OH | $1.93B | 9 | Wells Fargo→ |
| C34 | THE GMS GROUP, LLC CRD 8000 | NJ | $19.8M | 50 | Pershing→ |
| C30 | BLACKHILL CAPITAL, INC CRD 105208 | NJ | $2.00B | 2 | Pershing→ |
| C30 | WESBANCO SECURITIES, INC. CRD 43276 | OH | $285.9M | 50 | Pershing→ |
| C29 | CJM WEALTH ADVISERS, LTD. CRD 107750 | VA | $1.47B | 12 | Pershing→ |
| C29 | DAVENPORT & COMPANY LLC CRD 1588 | VA | $24.70B | 50 | Pershing→ |
| C29 | REDWOOD FINANCIAL PLANNING, LLC CRD 291250 | NJ | $388.8M | 4 | Wells Fargo→ |
| C27 | VALMARK ADVISERS INC CRD 108050 | OH | $10.17B | 50 | Pershing→ |
| C26 | BRAVE ASSET MANAGEMENT, INC. CRD 108512 | NJ | $624.3M | 6 | Pershing→ |
| C25 | GATEWAY WEALTH, INC. CRD 106022 | OH | — | 1 | Pershing→ |
| C25 | BROWN | MILLER WEALTH MANAGEMENT, LLC CRD 305742 | VA | $991.1M | 11 | Wells Fargo→ |
| C24 | VALLEY WEALTH MANAGERS, INC. CRD 108879 | NJ | $2.69B | 49 | Pershing→ |
| C24 | MASON INVESTMENT ADVISORY SERVICES INC CRD 111113 | VA | $15.67B | 32 | Pershing→ |
| C24 | STRATEGIC VALUE BANK PARTNERS LLC CRD 282228 | OH | $774.1M | — | Wells Fargo→ |
| C24 | POETIC GROUP LLC CRD 293886 | NJ | $802.5M | — | Wells Fargo→ |
| C22 | OXFORD FINANCE ADVISORS, LLC CRD 304433 | VA | $2.41B | — | Wells Fargo→ |
| C21 | VIRGINIA WEALTH MANAGEMENT GROUP, INC. CRD 311248 | VA | $393.8M | 3 | Wells Fargo→ |
