| A75 | MERRITHEW & THORSTEN, INC. CRD 133563 | CA | $155.0M | 2 | Pershing→ |
| A70 | LAKESIDE ADVISORS INC CRD 104540 | WA | $412.2M | 3 | Pershing→ |
| A68 | EMBARCADERO FINANCIAL INVESTMENT ADVISORY, LLC CRD 140929 | CA | $169.8M | 2 | Pershing→ |
| A66 | THE PUTNEY FINANCIAL GROUP LLC CRD 111639 | CA | $205.4M | 6 | Pershing→ |
| B64 | PHILLIP B. WHITE CO., INC. CRD 300623 | CA | $318.7M | 2 | Pershing→ |
| B58 | ASL FINANCIAL, LLC CRD 115479 | CA | $186.7M | 1 | Pershing→ |
| B58 | EVERY SECURITIES LLC CRD 333167 | CA | $122.7M | — | Pershing→ |
| B56 | ENGAGED CAPITAL, LLC CRD 161251 | CA | $432.3M | — | Pershing→ |
| B56 | FELL CAPITAL MANAGEMENT CRD 104986 | CA | $161.8M | 1 | Pershing→ |
| B55 | AVISEN ADVISORS, LLC CRD 113791 | CA | $389.0M | 10 | Pershing→ |
| B55 | THE GORES GROUP, LLC CRD 160598 | CA | $287.2M | — | U.S. Bank→ |
| B51 | TRIANGLE PEAK PARTNERS, LP CRD 147917 | CA | $271.9M | — | Pershing→ |
| C50 | TED BUCHAN & COMPANY, LLC CRD 140722 | CA | $413.2M | 2 | Pershing→ |
| C50 | BARRIER CAPITAL MANAGEMENT, LLC CRD 312294 | CA | $136.0M | — | Pershing→ |
| C48 | GALLIOTT CAPITAL ADVISORS, LLC CRD 313094 | CA | $249.0M | 4 | Pershing→ |
| C48 | SCHMIDT FINANCIAL MANAGEMENT, INC. CRD 328247 | WA | $497.5M | 2 | Pershing→ |
| C47 | WAGNER LOFTIN INVESTMENT SERVICES LLC CRD 109770 | CA | $396.4M | 6 | Pershing→ |
| C46 | GREENSTONE PARTNERS, LLC CRD 136566 | CA | $499.3M | — | Pershing→ |
| C45 | SVOF/MM, LLC CRD 132205 | CA | $16.4M | — | U.S. Bank→ |
| C45 | BRADLEY WEALTH LLC CRD 131808 | AZ | $196.7M | 3 | Pershing→ |
| C44 | AUDENT GLOBAL ASSET MANAGEMENT, LLC CRD 308166 | CA | $452.3M | 4 | Pershing→ |
| C43 | FINANCIAL PLAN, INC. CRD 116073 | WA | $1.60B | 12 | Pershing→ |
| C43 | PAUL R. RIED FINANCIAL GROUP, LLC CRD 297284 | WA | $1.27B | 9 | Pershing→ |
| C42 | ARGOS GLOBAL ADVISORS, LLC CRD 287672 | CA | $13.0M | 3 | Pershing→ |
| C42 | ARTA FINANCE WEALTH MANAGEMENT, LLC CRD 318714 | CA | $153.4M | 3 | Pershing→ |
| C42 | POTRERO CAPITAL RESEARCH, LLC CRD 125909 | CA | $419.6M | — | Pershing→ |
| C42 | WESTERLY CAPITAL MANAGEMENT LLC CRD 140089 | CA | $488.9M | — | Pershing→ |
| C42 | PROSSER CREEK ASSET MANAGEMENT LLC CRD 318883 | CA | $266.7M | — | Pershing→ |
| C41 | FALCON BRIDGE CAPITAL II, LLC CRD 156661 | CA | $192.7M | 3 | U.S. Bank→ |
| C41 | CRUX WEALTH ADVISORS CRD 330731 | CA | $547.7M | 11 | Pershing→ |
| C40 | JACKSON SQUARE CAPITAL, LLC CRD 300314 | CA | $564.3M | 5 | Pershing→ |
| C40 | ABLE FINANCIAL GROUP, LLC CRD 323646 | AZ | $732.9M | 9 | Pershing→ |
| C40 | TOP TIER CAPITAL PARTNERS, LLC CRD 144546 | CA | $7.27B | — | Pershing→ |
| C40 | BANYAN TREE ASSET MANAGEMENT, LLC CRD 168384 | CA | $1.03B | 3 | Pershing→ |
| C40 | GKV CAPITAL MANAGEMENT CO INC CRD 108767 | CA | $357.2M | 50 | Pershing→ |
| C39 | OSTROFE FINANCIAL CONSULTANTS INC CRD 110064 | CA | $386.4M | 3 | Pershing→ |
| C38 | POST ADVISORY GROUP, LLC CRD 108860 | CA | $13.07B | — | U.S. Bank→ |
| C38 | FINEC ASSET MANAGEMENT LLC CRD 231789 | CA | $157.0M | 6 | Pershing→ |
| C37 | ARC ADVISORY LLC CRD 330258 | CA | $708.3M | — | Pershing→ |
| C36 | RBO & CO, LLC CRD 112172 | CA | $654.8M | — | Pershing→ |
| C36 | YUCAIPA MASTER MANAGER, LLC CRD 158216 | CA | $1.49B | — | U.S. Bank→ |
| C36 | GALLOWAY ASSET MANAGEMENT LLC CRD 141091 | AZ | $17.9M | 26 | Pershing→ |
| C34 | MCILRATH & ECK, LLC CRD 145252 | WA | $1.36B | 6 | Pershing→ |
| C32 | GOBI CAPITAL LLC CRD 151427 | CA | $2.69B | — | Pershing→ |
| C32 | BLUE SUMMIT FINANCIAL GROUP, INC. CRD 148782 | CA | $211.4M | 3 | Pershing→ |
| C32 | J. P. DAVIS, INC. CRD 289548 | AZ | $242.0M | 4 | Pershing→ |
| C31 | CAMELOT CAPITAL PARTNERS LLC CRD 281843 | CA | $1.54B | — | Pershing→ |
| C31 | SATURNA CAPITAL CORPORATION CRD 25586 | WA | $8.62B | 33 | Pershing→ |
| C29 | STRATEGY CAPITAL LLC CRD 169007 | CA | $1.34B | — | Pershing→ |
| C29 | RUSSELL INVESTMENT MANAGEMENT, LLC CRD 105734 | WA | $68.60B | 50 | Pershing→ |
