| B56 | MLP3, LLC CRD 296314 | NJ | $248.1M | 2 | E*Trade→ |
| B55 | GENEVA FINANCIAL GROUP LLC CRD 331944 | NJ | $233.7M | 1 | E*Trade→ |
| B55 | TSP CAPITAL MANAGEMENT GROUP, LLC CRD 131889 | NJ | $553.3M | 2 | E*Trade→ |
| B55 | BPP WEALTH SOLUTIONS, LLC CRD 166962 | NJ | $247.3M | 4 | Charles Schwab→ |
| B55 | SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC CRD 298315 | NJ | $454.2M | 5 | Charles Schwab→ |
| B55 | TEPLITZ FINANCIAL GROUP LLC CRD 122038 | NJ | $131.7M | 1 | Charles Schwab→ |
| B54 | NEW VERNON ADVISERS LP CRD 160231 | NJ | $902.1M | — | Pershing→ |
| B54 | VENTURE INVESTMENT MANAGEMENT CO., L.L.C. CRD 160002 | NJ | $636.8M | — | Raymond James→ |
| B54 | HIGH POINT WEALTH MANAGEMENT, LLC CRD 147111 | NJ | $192.9M | 2 | Fidelity→ |
| B54 | STOLZER ROTHSCHILD LEVY LLC CRD 169817 | NJ | $166.0M | 2 | Charles Schwab→ |
| B54 | SFI ADVISORS, LLC CRD 287929 | NJ | $176.0M | 4 | Charles Schwab→ |
| B54 | HUDSON OAK WEALTH ADVISORY LLC CRD 300218 | NJ | $133.9M | 1 | Charles Schwab→ |
| B53 | REEDMARK ADVISORS, LLC CRD 173760 | NJ | $564.6M | 4 | E*Trade→ |
| B53 | COPPER BEECH FINANCIAL GROUP, LLC CRD 313156 | NJ | $197.4M | 3 | E*Trade→ |
| B53 | SINDIA CAPITAL ADVISERS, LLC CRD 333325 | NJ | $423.4M | 1 | E*Trade→ |
| B53 | AZNAR FINANCIAL ADVISORS, LLC CRD 121388 | NJ | $169.6M | 6 | Charles Schwab→ |
| B53 | 191 GODWIN ASSOCIATES, INC D/B/A GODWIN CAPITAL MANAGEMENT CRD 124288 | NJ | $150.1M | 1 | Fidelity→ |
| B53 | STEMBROOK ASSET MANAGEMENT, LLC CRD 144116 | NJ | $147.5M | 2 | Charles Schwab→ |
| B53 | DAVIDSON WEALTH MANAGEMENT LLC CRD 153227 | NJ | $172.4M | 3 | Charles Schwab→ |
| B53 | SUSTAINVEST ASSET MANAGEMENT, LLC CRD 166685 | NJ | $137.4M | 1 | Charles Schwab→ |
| B53 | LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC. CRD 171967 | NJ | $237.4M | 1 | LPL Financial→ |
| B53 | IOWA WEALTH MANAGEMENT, LLC CRD 286435 | IA | $123.9M | 2 | Charles Schwab→ |
| B53 | AEM ASSET MANAGEMENT, LLC CRD 310360 | NJ | $117.9M | 2 | E*Trade→ |
| B52 | LUMIDA WEALTH MANAGEMENT LLC CRD 323410 | NJ | $132.8M | 5 | Charles Schwab→ |
| B52 | WEALTH ADVISORS GROUP, LLC CRD 291648 | IA | $278.5M | 2 | Charles Schwab→ |
| B52 | FRIEDENTHAL FINANCIAL, LLC CRD 150457 | NJ | $196.4M | 4 | Charles Schwab→ |
| B52 | NHWM LLC CRD 328155 | NJ | $203.3M | 6 | Charles Schwab→ |
| B51 | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. CRD 13609 | IA | $906.4M | 50 | E*Trade→ |
| B51 | SEABRIDGE INVESTMENT ADVISORS LLC CRD 108681 | NJ | $771.2M | 11 | Charles Schwab→ |
| B51 | DUMONT & BLAKE INVESTMENT ADVISORS LLC CRD 109318 | NJ | $562.3M | 4 | Charles Schwab→ |
| B51 | GEREMIA FINANCIAL SERVICES, LLC CRD 156504 | NJ | $132.2M | 5 | E*Trade→ |
| B51 | WEIS ADVISORY, LLC CRD 217517 | IA | $225.6M | 4 | LPL Financial→ |
| B51 | SUMMIT PLACE FINANCIAL ADVISORS,LLC CRD 147984 | NJ | $300.4M | 4 | Charles Schwab→ |
| B50 | FORREST FINANCIAL SERVICES L.L.C. CRD 117546 | IA | $154.0M | 2 | Charles Schwab→ |
| B50 | GOOSE HOLLOW CAPITAL MANAGEMENT LLC CRD 312912 | NJ | $41.0M | — | E*Trade→ |
| C50 | BC ADVISORS, LLC CRD 142982 | NJ | $4.73B | 6 | E*Trade→ |
| C50 | ZYNERGY RETIREMENT PLANNING CRD 143861 | NJ | $173.0M | 5 | Charles Schwab→ |
| C49 | GUNCHEON FINANCIAL LLC CRD 277091 | IA | $146.2M | 5 | Charles Schwab→ |
| C49 | EN ENTERPRISES, LLC CRD 337964 | IA | $142.7M | 1 | Charles Schwab→ |
| C49 | WBI INVESTMENTS, LLC CRD 106336 | NJ | $539.6M | 6 | Pershing→ |
| C49 | GOODHAVEN CAPITAL MANAGEMENT, LLC CRD 156032 | NJ | $405.3M | — | Fidelity→ |
| C49 | BUCKMAN ADVISORY GROUP LLC CRD 131688 | NJ | $277.3M | 15 | E*Trade→ |
| C49 | WORTH VENTURE PARTNERS, LLC CRD 168610 | NJ | $456.1M | — | Goldman Sachs→ |
| C49 | VETERI PLACE CORPORATION CRD 160664 | NJ | $150.7M | — | Pershing→ |
| C49 | SAIPH CAPITAL, LLC CRD 312119 | NJ | $459.4M | 2 | Pershing→ |
| C48 | PEGASUS GROUP, LLC CRD 113499 | NJ | $91.3M | 2 | Charles Schwab→ |
| C48 | WATER VALLEY INVESTMENT ADVISORS, INC. CRD 116936 | IA | $157.2M | 3 | Charles Schwab→ |
| C48 | GCI FINANCIAL GROUP, INC. CRD 124193 | NJ | $145.1M | 3 | Charles Schwab→ |
| C48 | MICHAEL J. PORRO & CO. FINANCIAL ADVISORS, INC. CRD 125584 | NJ | $168.7M | 2 | Charles Schwab→ |
| C48 | PERSONAL FINANCIAL SOLUTIONS, LLC CRD 129095 | NJ | $155.6M | 2 | Charles Schwab→ |
