| B51 | YAKIRA CAPITAL MANAGEMENT, INC. CRD 159398 | CT | $411.6M | — | E*Trade→ |
| B51 | SAVOIR FAIRE CAPITAL MANAGEMENT, LP CRD 306994 | CT | $389.5M | — | E*Trade→ |
| B51 | PEMBERWICK INVESTMENT ADVISORS, LLC CRD 149639 | CT | $173.7M | — | E*Trade→ |
| B51 | TRADEWINDS CAPITAL MANAGEMENT, LLC CRD 145934 | WA | $727.3M | 8 | Charles Schwab→ |
| B51 | RISKBRIDGE ADVISORS, LLC CRD 310396 | CT | $898.3M | 10 | Charles Schwab→ |
| B51 | NORTHERN CAPITAL MANAGEMENT, INC. CRD 111379 | WA | $526.7M | 10 | Charles Schwab→ |
| B51 | TENGRAM CAPITAL PARTNERS L.P. CRD 166930 | CT | $110.7M | — | JPMorgan→ |
| B51 | SLOY, DAHL & HOLST, LLC CRD 110102 | WA | $1.80B | 6 | Charles Schwab→ |
| B51 | MONTE FINANCIAL GROUP, LLC CRD 150119 | CT | $482.4M | 6 | Fidelity→ |
| B51 | GEVERS WEALTH MANAGEMENT, LLC CRD 340092 | WA | $223.7M | 3 | —→ |
| B51 | ALLIANT SECURITIES, INC. CRD 7726 | WA | $300.0M | 9 | Charles Schwab→ |
| B50 | RAINIER INVESTMENT MANAGEMENT LLC CRD 105556 | WA | $581.1M | — | E*Trade→ |
| B50 | MATSON FINANCIAL ADVISORS, INC. CRD 122480 | CT | $518.9M | 3 | Pershing→ |
| B50 | J.H. WHITNEY CAPITAL PARTNERS, LLC CRD 160547 | CT | $859.3M | — | E*Trade→ |
| B50 | CFO CAPITAL MANAGEMENT, LLC CRD 110950 | CT | $243.9M | — | Charles Schwab→ |
| B50 | LUCERNE CAPITAL MANAGEMENT, LP CRD 111288 | CT | $364.6M | — | Goldman Sachs→ |
| B50 | CAPRIA VENTURES LLC CRD 284129 | WA | $161.0M | — | JPMorgan→ |
| B50 | SR ALTERNATIVE CREDIT, LLC CRD 319478 | CT | $247.4M | — | E*Trade→ |
| C50 | ENDEAVOUR CAPITAL ADVISORS INC. CRD 137689 | CT | $602.7M | — | Morgan Stanley→ |
| C50 | OLIVER CAPITAL MANAGEMENT, LLC CRD 127606 | WA | $505.5M | 1 | Charles Schwab→ |
| C50 | PRIVATE CAPITAL ASSET MANAGEMENT LLC CRD 317930 | CT | $13.0M | — | Pershing→ |
| C50 | HOT CREEK CAPITAL, L.L.C. CRD 162371 | WA | $135.7M | 1 | E*Trade→ |
| C50 | BRX GLOBAL LP CRD 284664 | CT | $231.4M | — | E*Trade→ |
| C50 | R.L. EVANS CO. INC. CRD 110699 | WA | $545.0M | 3 | Charles Schwab→ |
| C50 | RICHARDS, MERRILL & PETERSON, INC. CRD 713 | WA | $643.6M | 12 | Wells Fargo→ |
| C49 | SULLIVAN FINANCIAL, LLC CRD 121371 | CT | $119.1M | 2 | Charles Schwab→ |
| C49 | BRIDGELIGHT FINANCIAL ADVISORS, INC CRD 139518 | CT | $150.8M | 3 | Charles Schwab→ |
| C49 | ALPINE HILL ADVISORS LLC CRD 325412 | CT | $114.5M | 2 | Fidelity→ |
| C49 | PALOUSE CAPITAL MANAGEMENT, INC. CRD 104573 | WA | $408.5M | 4 | Charles Schwab→ |
| C49 | JAMES R. MARTIN CONSULTING, INC. DBA JRM CAPITAL MANAGEMENT CRD 109542 | WA | $442.7M | 2 | Charles Schwab→ |
| C49 | FREEDOM INVESTMENT MANAGEMENT, INC. CRD 126052 | CT | $568.7M | 5 | Charles Schwab→ |
| C49 | TIETON CAPITAL MANAGEMENT, LLC CRD 135769 | WA | $314.0M | 2 | Charles Schwab→ |
| C49 | SOUND MARK PARTNERS, LLC CRD 169037 | CT | $272.0M | — | Wells Fargo→ |
| C49 | BOURGEON CAPITAL MANAGEMENT LLC CRD 108054 | CT | $1.07B | 4 | Charles Schwab→ |
| C49 | RANGELEY CAPITAL, LLC CRD 152725 | CT | $220.5M | — | Interactive Brokers→ |
| C49 | FAIRVIEW CONSTITUTION MANAGEMENT IV LLC CRD 159304 | CT | $139.8M | — | Morgan Stanley→ |
| C49 | MARK SHEPTOFF FINANCIAL PLANNING LLC CRD 108742 | CT | $466.5M | — | E*Trade→ |
| C49 | HAMILTON ROBINSON LLC CRD 162590 | CT | $292.4M | — | E*Trade→ |
| C49 | POSITIVE SELECTION INVESTMENT MANAGEMENT, LLC CRD 331469 | CT | $479.2M | — | E*Trade→ |
| C49 | AERIE ADVISORY GROUP LLC CRD 333610 | WA | $618.1M | 3 | Charles Schwab→ |
| C49 | GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC CRD 339528 | CT | $155.4M | — | —→ |
| C48 | GREYLOCK CAPITAL MANAGEMENT, LLC CRD 137825 | CT | $313.9M | — | Pershing→ |
| C48 | THE FAUSER GROUP, LLC CRD 282351 | WA | $314.5M | — | Charles Schwab→ |
| C48 | GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP CRD 288555 | CT | $299.5M | — | Pershing→ |
| C48 | FINANCIAL FREEDOM FOR DENTISTS LLC CRD 301981 | WA | $165.6M | 3 | Charles Schwab→ |
| C48 | ILLUMINE INVESTMENT MANAGEMENT, LLC CRD 311661 | WA | $215.2M | 3 | Charles Schwab→ |
| C48 | LCR WEALTH MANAGEMENT LLC CRD 313013 | CT | $151.8M | 3 | Charles Schwab→ |
| C48 | AUGUST WEALTH ADVISORS LLC CRD 339322 | CT | $436.6M | 4 | Charles Schwab→ |
| C48 | KAIROS CAPITAL MANAGEMENT, LLC CRD 150342 | WA | $105.9M | 1 | —→ |
| C48 | WEALTHSHAPE LLC CRD 226733 | CT | $109.4M | 1 | —→ |
