| A84 | LORETTA NOLAN ASSOCIATES, LLC CRD 126468 | CT | $135.8M | 1 | Charles Schwab→ |
| A75 | ASPETUCK FINANCIAL MANAGEMENT LLC CRD 134500 | CT | $178.3M | 1 | Charles Schwab→ |
| A75 | ALEXANDER CAPITAL ADVISORS, LLC CRD 140508 | CT | $104.2M | 1 | Charles Schwab→ |
| A67 | DIASTOLE WEALTH MANAGEMENT, INC. CRD 111604 | CT | $396.0M | 9 | Charles Schwab→ |
| B62 | VISION INVESTMENT ADVISORS, LLC CRD 109621 | CT | $137.4M | 9 | Charles Schwab→ |
| B61 | BURNE FINANCIAL CONCEPTS, LLC CRD 293013 | CT | $113.7M | 1 | Charles Schwab→ |
| B60 | CHARTER RESEARCH & INVESTMENT GROUP INC CRD 106452 | CT | $275.1M | 4 | Charles Schwab→ |
| B58 | EAST GUILFORD FINANCIAL SERVICES LLC CRD 127481 | CT | $193.1M | 4 | Charles Schwab→ |
| B57 | COLCHESTER INVESTMENT COUNSEL LLC CRD 126805 | CT | $128.9M | 2 | Charles Schwab→ |
| B57 | KENNEDY WEALTH & TAX MANAGEMENT, LLC CRD 172394 | CT | $215.5M | 1 | Charles Schwab→ |
| B54 | BYSKO JOHN ALLAN CRD 110612 | CT | $204.3M | — | Charles Schwab→ |
| B54 | MULLANEY KEATING & WRIGHT INC CRD 110743 | CT | $337.0M | 3 | Charles Schwab→ |
| B53 | DUNBAR ASSOCIATES, LLC CRD 323134 | CT | $307.5M | 2 | Charles Schwab→ |
| B53 | SPRINGBOARD ASSET MANAGEMENT LLC CRD 154862 | CT | $136.8M | 2 | Charles Schwab→ |
| B53 | JK PRIVATE WEALTH, LLC CRD 305987 | CT | $156.4M | 1 | Charles Schwab→ |
| B50 | CFO CAPITAL MANAGEMENT, LLC CRD 110950 | CT | $243.9M | — | Charles Schwab→ |
| C49 | SULLIVAN FINANCIAL, LLC CRD 121371 | CT | $119.1M | 2 | Charles Schwab→ |
| C49 | BRIDGELIGHT FINANCIAL ADVISORS, INC CRD 139518 | CT | $150.8M | 3 | Charles Schwab→ |
| C48 | LCR WEALTH MANAGEMENT LLC CRD 313013 | CT | $151.8M | 3 | Charles Schwab→ |
| C48 | AUGUST WEALTH ADVISORS LLC CRD 339322 | CT | $436.6M | 4 | Charles Schwab→ |
| C48 | WEALTH MANAGEMENT GROUP OF NORTH AMERICA, LLC CRD 125765 | CT | $346.4M | 4 | Charles Schwab→ |
| C46 | LADD CAPITAL MANAGEMENT LLC CRD 105162 | CT | $176.6M | 2 | Charles Schwab→ |
| C46 | SOUND PORTFOLIO ADVISORS, LLC CRD 125511 | CT | $151.1M | 2 | Charles Schwab→ |
| C45 | SOMNIO FINANCIAL GROUP, LLC CRD 174217 | CT | $168.3M | 2 | Charles Schwab→ |
| C45 | MORRISSEY WEALTH MANAGEMENT LLC CRD 291228 | CT | $165.1M | 2 | Charles Schwab→ |
| C45 | AGILIS INVESTMENT MANAGEMENT LLC CRD 336358 | CT | $123.8M | 3 | Charles Schwab→ |
| C44 | KELLY FINANCIAL GROUP, LLC CRD 136372 | CT | $474.9M | 4 | Charles Schwab→ |
| C42 | HOYA CAPITAL REAL ESTATE, LLC CRD 281848 | CT | $140.1M | 2 | Charles Schwab→ |
| C42 | PETTEE INVESTORS INC CRD 105553 | CT | $191.9M | 4 | Charles Schwab→ |
| C40 | FISCAL WISDOM WEALTH MANAGEMENT LLC CRD 168299 | CT | $386.0M | 12 | Charles Schwab→ |
| C40 | SIGHTLINE WEALTH ADVISORS, LLC CRD 176520 | CT | $354.2M | 4 | Charles Schwab→ |
| C39 | U.S.A. FINANCIAL & TAX SERVICES, LLC CRD 306214 | CT | $159.3M | 3 | Charles Schwab→ |
| C38 | KEYNOTE FINANCIAL SERVICES, LLC CRD 130384 | CT | $227.4M | 2 | Charles Schwab→ |
| C38 | BRIGGS WEALTH MANAGEMENT, INC. CRD 125518 | CT | $362.0M | 3 | Charles Schwab→ |
| C38 | ALCHEMI WEALTH, LLC CRD 310451 | CT | $286.9M | 6 | Charles Schwab→ |
| C36 | GREENHOUSE WEALTH MANAGEMENT, LLC CRD 283763 | CT | $288.6M | 1 | Charles Schwab→ |
| C35 | AYRSHIRE CAPITAL MANAGEMENT LLC CRD 157883 | CT | $285.1M | 1 | Charles Schwab→ |
| C34 | SAGEBROADVIEW WEALTH MANAGEMENT, LLC CRD 126472 | CT | $397.2M | 6 | Charles Schwab→ |
| C33 | WJ FINANCIAL ADVISORS, LLC CRD 142761 | CT | $203.4M | 4 | Charles Schwab→ |
| C31 | CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC CRD 305013 | CT | $253.9M | 4 | Charles Schwab→ |
| C21 | INNOVATIVE ASSET ADVISORS GROUP, LLC CRD 336773 | CT | $297.9M | 13 | Charles Schwab→ |
