| A83 | HINSDALE ASSOCIATES, INC. CRD 108293 | IL | $120.1M | — | E*Trade→ |
| A78 | WESTERN PACIFIC WEALTH MANAGEMENT, LP CRD 152714 | IL | $205.5M | 2 | Charles Schwab→ |
| A76 | BATES FINANCIAL ADVISORS, INC. CRD 116515 | IL | $439.2M | 3 | Fidelity→ |
| A75 | MARK BELL ADVISORY SERVICES, INC. CRD 107114 | IL | $138.2M | 1 | Charles Schwab→ |
| A75 | V. M. MANNING & CO., INC. CRD 2655 | SC | $133.3M | 2 | Charles Schwab→ |
| A75 | ARBOR FINANCIAL SERVICES, LLC CRD 150713 | IL | $122.2M | 4 | LPL Financial→ |
| A72 | CLEMENT STREET CAPITAL LLC CRD 159684 | IL | $141.0M | 2 | Charles Schwab→ |
| A72 | BARRETT WEALTH CONNECTION LLC CRD 161020 | IL | $148.0M | 2 | Charles Schwab→ |
| A72 | VERSATILE CAPITAL MANAGEMENT L.L.C. CRD 173611 | IL | $130.1M | 2 | —→ |
| A70 | HMS FINANCIAL SERVICES, LLC CRD 131569 | SC | $118.5M | 1 | E*Trade→ |
| A69 | BRUCE & CO INC CRD 104735 | IL | $379.5M | 1 | E*Trade→ |
| A69 | ALLISON INVESTMENT MANAGEMENT, LLC CRD 124645 | SC | $170.4M | 2 | Charles Schwab→ |
| A68 | BENCHMARK CAPITAL GROUP LTD. CRD 123698 | IL | $173.6M | 2 | Charles Schwab→ |
| A68 | DAVINCI FINANCIAL DESIGNS LLC CRD 163362 | SC | $222.8M | 5 | LPL Financial→ |
| A68 | LIND CAPITAL PARTNERS, LLC CRD 165810 | IL | $235.0M | 2 | Charles Schwab→ |
| A67 | TRUEMAN BROWN, LLC CRD 141602 | IL | $196.1M | 1 | E*Trade→ |
| A66 | YON DRAKE & ASSOCIATES INC CRD 111491 | SC | $304.7M | 2 | E*Trade→ |
| A66 | UNCOMMON EQUITY LLC CRD 314936 | IL | $198.8M | — | E*Trade→ |
| A65 | PHASE III ADVISORY SERVICES, LTD CRD 122959 | IL | $210.9M | 3 | Pershing→ |
| A65 | BLUE GRANITE CAPITAL, LLC CRD 125607 | SC | $108.8M | 3 | Pershing→ |
| A65 | MARCUS CAPITAL, LLC CRD 130516 | IL | $129.2M | 2 | Charles Schwab→ |
| A65 | VAN DER NOORD FINANCIAL ADVISORS, INC. CRD 135556 | SC | $152.0M | 2 | Charles Schwab→ |
| A65 | OPUS FINANCIAL SOLUTIONS LLC CRD 282311 | IL | $150.8M | 3 | Charles Schwab→ |
| A65 | BONDURANT INVESTMENT ADVISORY, LLC CRD 297290 | IL | $111.1M | 3 | Charles Schwab→ |
| B65 | SCG ASSET MANAGEMENT LLC CRD 311843 | IL | $158.7M | — | E*Trade→ |
| B65 | REGAL ADVISORY SERVICES, INC. CRD 123842 | IL | $121.4M | 24 | E*Trade→ |
| B64 | WARREN CAPITAL MANAGEMENT, INC. CRD 137449 | SC | $131.0M | 3 | Charles Schwab→ |
| B64 | INTERACTIVE FINANCIAL ADVISORS, INC. CRD 125117 | IL | $240.4M | 32 | E*Trade→ |
| B64 | HANOVER ADVISORS, INC CRD 119655 | SC | $354.9M | 3 | Pershing→ |
| B64 | NICHOLSON WEALTH MANAGEMENT GROUP, LLC CRD 327001 | SC | $322.0M | 2 | Charles Schwab→ |
| B64 | WOODFIELD FINANCIAL ADVISORS, INC. CRD 123279 | IL | $230.1M | 3 | E*Trade→ |
| B64 | NEW VERNON INVESTMENT MANAGEMENT LLC CRD 160247 | IL | $115.5M | — | Pershing→ |
| B63 | BRICKELL KEY ASSET MANAGEMENT LLC CRD 295209 | SC | $119.9M | — | E*Trade→ |
| B63 | TILDEN LOUCKS & WOODNORTH LLC CRD 106713 | IL | $173.3M | 2 | E*Trade→ |
| B63 | CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC CRD 123483 | IL | $135.2M | 19 | Charles Schwab→ |
| B62 | BLUE HAVEN CAPITAL, LLC CRD 141738 | IL | $121.5M | 2 | —→ |
| B61 | DWM FINANCIAL GROUP, INC. CRD 111594 | IL | $279.2M | 3 | Charles Schwab→ |
| B61 | BOON CAPITAL ADVISORS LLC CRD 174016 | IL | $185.0M | 1 | Charles Schwab→ |
| B61 | HARBOUR FINANCIAL RESOURCES, LTD CRD 110261 | IL | $189.8M | 2 | Charles Schwab→ |
| B61 | WOLF FINANCIAL ADVISORS LLC CRD 146080 | IL | $124.9M | 1 | Charles Schwab→ |
| B61 | MONETTA FINANCIAL SERVICES INC CRD 105367 | IL | $144.8M | — | E*Trade→ |
| B61 | JP WEALTH MANAGEMENT, INC. CRD 129475 | SC | $274.0M | 2 | Charles Schwab→ |
| B61 | MAIN STREET INVESTMENT ADVISORS, LLC CRD 146036 | IL | $250.3M | 3 | Fidelity→ |
| B60 | ACCESS FINANCIAL GROUP, INC. CRD 33065 | IL | $302.3M | 5 | Raymond James→ |
| B60 | CHICAGO CAPITAL MANAGEMENT, LLC CRD 175453 | IL | $202.8M | — | Goldman Sachs→ |
| B60 | KINZIE CAPITAL PARTNERS LP CRD 305445 | IL | $193.0M | — | E*Trade→ |
| B60 | VALEO VENTURES MANAGEMENT, LLC CRD 334181 | IL | $119.3M | — | E*Trade→ |
| B60 | THE CAVANAUGH GROUP INC CRD 105931 | SC | $485.7M | 2 | E*Trade→ |
| B59 | BOWSIDE CAPITAL, LLC CRD 170509 | SC | $230.2M | — | E*Trade→ |
| B59 | PRAIRIE RIVERS INVESTMENTS, LLC CRD 288153 | IL | $249.3M | 3 | E*Trade→ |
