| B63 | FAIRFIELD, BUSH & CO. CRD 105970 | CT | $589.0M | 3 | Charles Schwab→ |
| B63 | HARTFORD FINANCIAL MANAGEMENT INC CRD 105039 | CT | $699.6M | 7 | Charles Schwab→ |
| B57 | SEARLE & CO. CRD 13035 | CT | $629.9M | 13 | Pershing→ |
| B55 | SKYLANDS CAPITAL, LLC CRD 131183 | WI | $746.5M | 2 | Goldman Sachs→ |
| B55 | MILESTONE INVESTMENT ADVISORS, LLC CRD 168429 | WI | $877.6M | 7 | Charles Schwab→ |
| B54 | ALPHA INVESTMENT CONSULTING GROUP, LLC CRD 139721 | WI | $713.6M | 3 | E*Trade→ |
| B54 | DRAKE CAPITAL ADVISORS LLC CRD 136716 | CT | $713.4M | — | Interactive Brokers→ |
| B53 | GRANITE GROUP ADVISORS, LLC CRD 127357 | CT | $829.6M | 2 | E*Trade→ |
| B52 | ADVISORS MANAGEMENT GROUP INC CRD 113020 | WI | $819.6M | 12 | Charles Schwab→ |
| B51 | GOOGINS ADVISORS, INC. CRD 13985 | WI | $501.0M | 4 | Charles Schwab→ |
| B51 | RISKBRIDGE ADVISORS, LLC CRD 310396 | CT | $898.3M | 10 | Charles Schwab→ |
| B50 | MATSON FINANCIAL ADVISORS, INC. CRD 122480 | CT | $518.9M | 3 | Pershing→ |
| B50 | J.H. WHITNEY CAPITAL PARTNERS, LLC CRD 160547 | CT | $859.3M | — | E*Trade→ |
| C50 | ENDEAVOUR CAPITAL ADVISORS INC. CRD 137689 | CT | $602.7M | — | Morgan Stanley→ |
| C50 | AFFILIATED FINANCIAL ADVISORS INC CRD 108154 | WI | $541.5M | 4 | Charles Schwab→ |
| C49 | FREEDOM INVESTMENT MANAGEMENT, INC. CRD 126052 | CT | $568.7M | 5 | Charles Schwab→ |
| C48 | BERNICKE WEALTH MANAGEMENT, LTD. CRD 335431 | WI | $887.4M | 12 | Charles Schwab→ |
| C47 | NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC CRD 109203 | CT | $673.0M | 6 | Charles Schwab→ |
| C47 | SKY INVESTMENT GROUP LLC CRD 134001 | CT | $931.0M | 8 | Charles Schwab→ |
| C47 | LITVAK WEALTH, LLC CRD 170805 | CT | $536.1M | 4 | Fidelity→ |
| C47 | DRUM CAPITAL MANAGEMENT LLC CRD 137964 | CT | $503.2M | — | E*Trade→ |
| C46 | INVESTMARK ADVISORY GROUP LLC CRD 121060 | CT | $929.7M | 10 | E*Trade→ |
| C46 | MILL ROAD CAPITAL MANAGEMENT LLC CRD 157095 | CT | $753.8M | — | Goldman Sachs→ |
| C45 | STRATIS CAPITAL, LLC CRD 300130 | CT | $507.5M | 1 | Goldman Sachs→ |
| C45 | OLYMPUS PEAK ASSET MANAGEMENT LP CRD 299460 | CT | $702.0M | — | Goldman Sachs→ |
| C44 | CAT ROCK CAPITAL MANAGEMENT LP CRD 268817 | CT | $968.5M | — | Morgan Stanley→ |
| C44 | BROADVIEW FINANCIAL MANAGEMENT, LLC CRD 143550 | WI | $699.2M | 6 | Charles Schwab→ |
| C44 | PARK CAPITAL MANAGEMENT, LLC CRD 158965 | WI | $868.0M | 5 | Charles Schwab→ |
| C44 | KREITLER FINANCIAL LLC CRD 309056 | CT | $584.9M | 5 | Raymond James→ |
| C44 | JACKSON, GRANT INVESTMENT ADVISERS, INC. CRD 108156 | CT | $577.7M | 4 | Pershing→ |
| C44 | GRANDVIEW PROPERTY PARTNERS, LLC CRD 299814 | CT | $890.1M | 1 | JPMorgan→ |
| C44 | RJA ASSET MANAGEMENT LLC CRD 153428 | CT | $588.9M | — | Northern Trust→ |
| C43 | GOODWIN CAPITAL ADVISERS, INC. CRD 108290 | CT | $986.6M | 1 | E*Trade→ |
| C42 | CONIFER INVESTMENTS LTD CRD 106159 | CT | $524.0M | 1 | Charles Schwab→ |
| C42 | GARDEN INVESTMENT MANAGEMENT, L.P. CRD 330358 | CT | $507.7M | — | JPMorgan→ |
| C42 | CASTLEKEEP INVESTMENT ADVISORS LLC CRD 111656 | CT | $920.8M | 2 | Charles Schwab→ |
| C41 | FRIEDLANDER & CO INC CRD 105150 | WI | $564.8M | 1 | E*Trade→ |
| C41 | IRONWOOD CAPITAL ADVISORS LLC CRD 321642 | CT | $766.2M | — | E*Trade→ |
| C41 | BKM WEALTH MANAGEMENT, LLC CRD 323928 | WI | $651.8M | 6 | Wells Fargo→ |
| C41 | MORSE ASSET MANAGEMENT, INC. CRD 285650 | CT | $534.3M | — | Charles Schwab→ |
| C41 | 11 CAPITAL PARTNERS LP CRD 306165 | CT | $503.5M | — | Goldman Sachs→ |
| C41 | COOPERATIVE FUNERAL FUND INC CRD 107631 | CT | $727.8M | 1 | Wells Fargo→ |
| C40 | ENRICH FINANCIAL PARTNERS LLC CRD 111234 | WI | $556.8M | 4 | Charles Schwab→ |
| C40 | RICHARDSON CAPITAL MANAGEMENT, LLC CRD 130985 | WI | $582.2M | 10 | Charles Schwab→ |
| C40 | POEHLING CAPITAL MANAGEMENT, INC. CRD 131668 | WI | $591.3M | 6 | Charles Schwab→ |
| C40 | AETNA ASSET ADVISORS, LLC CRD 161282 | CT | $850.2M | — | E*Trade→ |
| C39 | MEDALLION WEALTH ADVISORS, LLC CRD 156064 | CT | $516.9M | 6 | Charles Schwab→ |
| C39 | GREENSLEDGE ASSET MANAGEMENT LLC CRD 307732 | CT | $592.8M | 1 | Raymond James→ |
| C39 | MANATUCK HILL PARTNERS, LLC CRD 160689 | CT | $628.6M | — | Morgan Stanley→ |
| C39 | FORTWOOD CAPITAL LP CRD 329381 | CT | $513.0M | — | E*Trade→ |
