| A67 | KEYSTONE ASSET MANAGEMENT, INC. CRD 130101 | VA | $261.0M | — | E*Trade→ |
| A65 | UNION STREET PARTNERS LLC CRD 156148 | VA | $86.3M | — | E*Trade→ |
| B64 | HUNTER MICHAEL INVESTMENT ADVISORS INC CRD 107884 | VA | $81.2M | 1 | E*Trade→ |
| B64 | OFG FINANCIAL SERVICES, INC. CRD 23940 | KS | $271.0M | 50 | E*Trade→ |
| B64 | JJSA ADVISORS, LTD. CRD 116460 | VA | $154.3M | 2 | E*Trade→ |
| B63 | OCTAGON FINANCE LLC CRD 289850 | VA | $184.1M | — | E*Trade→ |
| B61 | WELLSPRING ADVISORS, INC. CRD 147861 | OR | $152.2M | 2 | E*Trade→ |
| B60 | MCGINN PENNINGER INVESTMENT MANAGEMENT INC. CRD 107396 | VA | $204.4M | 4 | E*Trade→ |
| B58 | HARREN EQUITY PARTNERS, LLC CRD 158494 | VA | $201.4M | — | E*Trade→ |
| B58 | SPECTRUM FINANCIAL INC CRD 105618 | VA | $236.5M | 2 | E*Trade→ |
| B58 | INVESTMENT MANAGEMENT CORPORATION CRD 107246 | VA | $191.2M | 3 | E*Trade→ |
| B58 | CHESAPEAKE INVESTMENT MANAGEMENT LLC CRD 119010 | VA | $205.0M | 7 | E*Trade→ |
| B57 | 1787FP INVESTMENT SERVICES, LLC CRD 328273 | VA | $9.1M | — | E*Trade→ |
| B56 | NEXT GENERATION INVESTING, LLC CRD 149017 | KS | $128.0M | 3 | E*Trade→ |
| B56 | OMEGA WEALTH MANAGEMENT LLC CRD 132580 | VA | $309.7M | 4 | E*Trade→ |
| B55 | ENCOMPASS WEALTH ADVISORS, LLC CRD 170807 | OR | $472.8M | 4 | E*Trade→ |
| B55 | EMERGENT FINANCIAL SERVICES, LLC. CRD 288434 | VA | $195.2M | 3 | E*Trade→ |
| B55 | DOUGLASS INVESTMENT GROUP LLC CRD 331223 | KS | $173.6M | 2 | E*Trade→ |
| B54 | DISCRETIONARY MANAGEMENT SERVICES, LLC CRD 145851 | KS | $228.4M | 9 | E*Trade→ |
| B53 | TONE CAPITAL, LLC CRD 285622 | VA | $118.3M | 3 | E*Trade→ |
| B52 | HURLEY FINANCIAL GROUP, INC. CRD 108983 | OR | $406.5M | 15 | E*Trade→ |
| B51 | ALBRIGHT CAPITAL MANAGEMENT LP CRD 133613 | VA | $49.8M | — | E*Trade→ |
| B51 | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. CRD 13609 | IA | $906.4M | 50 | E*Trade→ |
| B51 | THOMPSON DAVIS & CO., INC. CRD 41353 | VA | $211.3M | 9 | E*Trade→ |
| B51 | TYR CAPITAL ADVISORS, LLC CRD 326208 | KS | $244.1M | — | E*Trade→ |
| C50 | ATLANTIC UNION MUNICIPAL ADVISORS, INC CRD 329425 | VA | $134.3M | 3 | E*Trade→ |
| C50 | KOMPASS KAPITAL ADVISORS, LLC CRD 335041 | KS | $116.6M | 1 | E*Trade→ |
| C50 | BLUESTONE INVESTMENT MANAGER, LLC CRD 296820 | VA | $144.8M | — | E*Trade→ |
| C49 | M3SIXTY CAPITAL, LLC CRD 323764 | KS | $28.7M | 3 | E*Trade→ |
| C49 | QUEST INVESTMENT MANAGEMENT, LLC CRD 110640 | OR | $1.71B | 6 | E*Trade→ |
| C49 | CABIN ADVISORS, LLC CRD 312547 | KS | $220.2M | 15 | E*Trade→ |
| C48 | SILVERHAWK CAPITAL PARTNERS, LLC CRD 161678 | KS | $137.2M | — | E*Trade→ |
| C48 | MIDATLANTIC CAPITAL MANAGEMENT, INC. CRD 116524 | VA | $477.0M | 2 | E*Trade→ |
| C48 | BLUESTEM ASSET MANAGEMENT, LLC CRD 158330 | VA | $1.29B | — | E*Trade→ |
| C47 | EVEREST WEALTH MANAGEMENT, LLC CRD 133823 | KS | $237.4M | 1 | E*Trade→ |
| C47 | PLAN2THRIVE FINANCIAL, LLC CRD 317005 | IA | $147.5M | 3 | E*Trade→ |
| C47 | COLLABORATIVE PORTFOLIO MANAGEMENT, LLC CRD 332929 | KS | $178.7M | 4 | E*Trade→ |
| C47 | SORTIS FUND MANAGER, LLC CRD 315584 | OR | $202.0M | — | E*Trade→ |
| C46 | INVESTOLOGY INC. CRD 130408 | VA | $250.0M | 4 | E*Trade→ |
| C46 | HERMITAGE WEALTH MANAGEMENT, INC. CRD 333235 | VA | $37.5M | 5 | E*Trade→ |
| C46 | GREEN CITIES INVESTMENT MANAGEMENT, LLC CRD 166263 | OR | $875.0M | — | E*Trade→ |
| C46 | BFC PLANNING, INC. CRD 119682 | IA | $3.84B | 50 | E*Trade→ |
| C46 | CLARENDON CAPITAL, LLC CRD 298698 | VA | $275.4M | — | E*Trade→ |
| C45 | MOMENTUS MANAGER LLC CRD 324068 | VA | $284.3M | — | E*Trade→ |
| C45 | TRADERS A.I., INC. CRD 331700 | VA | $774K | — | E*Trade→ |
| C45 | GUARDIAN POINT CAPITAL, LP CRD 165053 | VA | $646.4M | — | E*Trade→ |
| C45 | M FINANCIAL INVESTMENT ADVISERS INC CRD 106648 | OR | $1.01B | — | E*Trade→ |
| C45 | VIP PLANNERS, INC. CRD 111946 | VA | $126.2M | 2 | E*Trade→ |
| C44 | HUNDREDFOLD ADVISORS, LLC CRD 131854 | VA | $148.2M | — | E*Trade→ |
| C44 | CENTRALIS CAPITAL LLC CRD 305897 | KS | $60.3M | — | E*Trade→ |
