| A74 | BROADWATER CAPITAL MANAGEMENT LLC CRD 125509 | MA | $161.0M | 1 | E*Trade→ |
| A74 | GARRETT NAGLE & CO., INC. CRD 7071 | MA | $98.4M | 2 | E*Trade→ |
| A72 | GROESBECK INVESTMENT MANAGEMENT CORP CRD 106679 | NJ | $54.7M | 2 | E*Trade→ |
| A70 | ALLIED PORTFOLIO MANAGEMENT, INC. CRD 113809 | AZ | $240.2M | 1 | E*Trade→ |
| A68 | THE HOGAN-KNOTTS FINANCIAL GROUP, INC. CRD 106758 | NJ | $331.6M | 2 | E*Trade→ |
| A68 | KALEEL INVESTMENT ADVISORS, LLC CRD 131216 | MA | $145.4M | 2 | E*Trade→ |
| A68 | BTS ASSET MANAGEMENT INC CRD 105215 | MA | $144.8M | 11 | E*Trade→ |
| A66 | ENTREPRENEURSHARES LLC CRD 153615 | MA | $50.4M | 1 | E*Trade→ |
| B64 | SARATOGA CAPITAL MANAGEMENT, LLC CRD 112021 | AZ | $138.8M | 1 | E*Trade→ |
| B63 | EPILOG PARTNERS, LP. CRD 325368 | MA | $181.6M | — | E*Trade→ |
| B63 | BASELINE PARTNERS LLC CRD 301762 | AZ | $75.3M | — | E*Trade→ |
| B61 | O'ROURKE & COMPANY, INCORPORATED CRD 132481 | MA | $555.1M | 3 | E*Trade→ |
| B61 | STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C. CRD 114922 | MA | $2.84B | 1 | E*Trade→ |
| B60 | SEAPORT GLOBAL ADVISORS, LLC CRD 154287 | MA | $46.3M | 1 | E*Trade→ |
| B60 | ALJEN ASSET MANAGEMENT LLC CRD 128962 | NJ | $230.2M | 3 | E*Trade→ |
| B60 | MILLINGTON SECURITIES, LLC CRD 147298 | NJ | $140.5M | — | E*Trade→ |
| B60 | OT MANAGEMENT, LLC CRD 284192 | MA | $232.4M | — | E*Trade→ |
| B59 | EXCHANGE PLACE ADVISORS, LLC CRD 125240 | MA | $379.7M | 3 | E*Trade→ |
| B59 | BYRON PLACE CAPITAL MANAGEMENT, LLC CRD 282078 | NJ | $48.4M | 1 | E*Trade→ |
| B59 | ACA/PRUDENT INVESTORS PLANNING CORPORATION CRD 47798 | NJ | $351.4M | 2 | E*Trade→ |
| B59 | U. S. BOSTON CAPITAL CORPORATION CRD 5251 | MA | $359.8M | 18 | E*Trade→ |
| B58 | JMC MANAGEMENT, LLC CRD 169235 | MA | $211.9M | — | E*Trade→ |
| B58 | MAP FUNDS MANAGEMENT, LLC CRD 165979 | MA | $25.8M | — | E*Trade→ |
| B58 | JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC CRD 155392 | NJ | $161.7M | 15 | E*Trade→ |
| B57 | RESQ INVESTMENT PARTNERS, LLC CRD 169528 | AZ | $65.8M | — | E*Trade→ |
| B57 | CENTURY EQUITY PARTNERS LLC CRD 281939 | MA | $378.3M | — | E*Trade→ |
| B57 | PRAVATI CAPITAL LLC CRD 300435 | AZ | $173.7M | — | E*Trade→ |
| B57 | WORLDLY PARTNERS MANAGEMENT, LLC CRD 309792 | MA | $226.8M | — | E*Trade→ |
| B56 | EXCEL CAPITAL MANAGEMENT CORP CRD 109229 | NJ | $192.5M | 2 | E*Trade→ |
| B56 | SHAPIRO FINANCIAL SECURITY GROUP, INC. CRD 120801 | NJ | $152.6M | 3 | E*Trade→ |
| B56 | STRATEGIC PLANNING GROUP, INC. CRD 124855 | MA | $218.6M | 2 | E*Trade→ |
| B56 | MFG INVESTMENTS, LLC CRD 125122 | NJ | $146.5M | 5 | E*Trade→ |
| B56 | CAPE ANN CAPITAL, INC. CRD 128942 | MA | $193.0M | 2 | E*Trade→ |
| B56 | WEALTH MANAGEMENT ASSOCIATES, INC. CRD 117606 | NJ | $717.4M | 11 | E*Trade→ |
| B56 | MLP3, LLC CRD 296314 | NJ | $248.1M | 2 | E*Trade→ |
| B55 | GENEVA FINANCIAL GROUP LLC CRD 331944 | NJ | $233.7M | 1 | E*Trade→ |
| B55 | TSP CAPITAL MANAGEMENT GROUP, LLC CRD 131889 | NJ | $553.3M | 2 | E*Trade→ |
| B54 | HLM MANAGEMENT CO., LLC CRD 162337 | MA | $411.4M | — | E*Trade→ |
| B54 | WATERMILL MANAGEMENT COMPANY, LLC CRD 163370 | MA | $178.1M | — | E*Trade→ |
| B53 | REEDMARK ADVISORS, LLC CRD 173760 | NJ | $564.6M | 4 | E*Trade→ |
| B53 | COPPER BEECH FINANCIAL GROUP, LLC CRD 313156 | NJ | $197.4M | 3 | E*Trade→ |
| B53 | PROSPER PRIVATE WEALTH, LLC CRD 333708 | AZ | $150.8M | 2 | E*Trade→ |
| B53 | SINDIA CAPITAL ADVISERS, LLC CRD 333325 | NJ | $423.4M | 1 | E*Trade→ |
| B53 | GREENBERG FINANCIAL GROUP CRD 38747 | AZ | $406.9M | 6 | E*Trade→ |
| B53 | AEM ASSET MANAGEMENT, LLC CRD 310360 | NJ | $117.9M | 2 | E*Trade→ |
| B52 | J.P. MARVEL INVESTMENT ADVISORS, INC. CRD 144364 | MA | $820.7M | 3 | E*Trade→ |
| B52 | EMERY PARTNERS, LLC CRD 336787 | MA | $78.4M | 2 | E*Trade→ |
| B52 | FLAGSHIP WEALTH ADVISORS, LLC. CRD 131962 | MA | $748.6M | 8 | E*Trade→ |
| B52 | COLE WEALTH MANAGEMENT, LLC CRD 134509 | AZ | $181.1M | 4 | E*Trade→ |
| B52 | STABLEFORD CAPITAL LLC CRD 173383 | AZ | $305.3M | 4 | E*Trade→ |