| A80 | OSPREY CAPITAL MANAGEMENT CORP. CRD 172524 | FL | $197.2M | — | E*Trade→ |
| A75 | SYNTAX RESEARCH, INC. CRD 151948 | FL | $202.9M | 1 | E*Trade→ |
| A72 | GROESBECK INVESTMENT MANAGEMENT CORP CRD 106679 | NJ | $54.7M | 2 | E*Trade→ |
| A71 | FUTURA ASSET ADVISORS LLC CRD 136285 | FL | $114.8M | 1 | E*Trade→ |
| A69 | JACK V. BUTTERFIELD INVESTMENT COMPANY CRD 3998 | MI | $157.6M | 8 | E*Trade→ |
| A68 | THE HOGAN-KNOTTS FINANCIAL GROUP, INC. CRD 106758 | NJ | $331.6M | 2 | E*Trade→ |
| A68 | CAMPBELL CAPITAL MANAGEMENT INC CRD 106130 | FL | $303.3M | 1 | E*Trade→ |
| A68 | GLASS RETIREMENT STRATEGIES, INC. CRD 172610 | MI | $20.1M | 1 | E*Trade→ |
| A68 | RETIREMENT RESOURCES, LLC CRD 151889 | MI | $166.1M | 4 | E*Trade→ |
| A68 | ZEST CAPITAL LLC CRD 316889 | FL | $90.6M | — | E*Trade→ |
| A67 | MCDERMOTT INVESTMENT ADVISORS, LLC CRD 132221 | FL | $203.3M | 10 | E*Trade→ |
| A67 | STATETRUST CAPITAL, LLC. CRD 114052 | FL | $93.7M | 2 | E*Trade→ |
| B65 | JAMES I. BLACK & COMPANY CRD 1249 | FL | $144.1M | 8 | E*Trade→ |
| B64 | GREAT NORTHERN ASSET MANAGEMENT, INC. CRD 166788 | FL | $73.1M | 1 | E*Trade→ |
| B64 | STONEX INTERNATIONAL ADVISORS INC CRD 153799 | FL | $106.7M | 14 | E*Trade→ |
| B64 | OFG FINANCIAL SERVICES, INC. CRD 23940 | KS | $271.0M | 50 | E*Trade→ |
| B63 | SEMINOLE ADVISORY SERVICES, LLC CRD 148975 | FL | $242.5M | — | E*Trade→ |
| B63 | GIP INVESTMENT ADVISER LLC CRD 300541 | FL | $198.0M | — | E*Trade→ |
| B60 | ALJEN ASSET MANAGEMENT LLC CRD 128962 | NJ | $230.2M | 3 | E*Trade→ |
| B60 | MILLINGTON SECURITIES, LLC CRD 147298 | NJ | $140.5M | — | E*Trade→ |
| B60 | MBF HEALTHCARE MANAGEMENT II, LLC CRD 283576 | FL | $235.0M | — | E*Trade→ |
| B60 | KAZAZIAN ASSET MANAGEMENT, LLC CRD 328433 | FL | $193.3M | — | E*Trade→ |
| B60 | CYWP FUND LLC CRD 337234 | FL | $160.8M | — | E*Trade→ |
| B60 | ARMADA ADVISORS, INC. CRD 150416 | FL | $190.3M | 2 | E*Trade→ |
| B59 | FUSCO FINANCIAL SERVICES INC CRD 106841 | FL | $159.3M | 2 | E*Trade→ |
| B59 | SPARROW WEALTH MANAGEMENT, INC. CRD 152670 | FL | $135.2M | 1 | E*Trade→ |
| B59 | CHRONOS CAPITAL ADVISORS LLC CRD 283639 | FL | $181.1M | 2 | E*Trade→ |
| B59 | WHITESTAR ADVISORS, LLC CRD 124627 | FL | $454.5M | — | E*Trade→ |
| B59 | PPS & V ASSET MANAGEMENT CONSULTANTS INC CRD 110491 | MI | $253.7M | 3 | E*Trade→ |
| B59 | BYRON PLACE CAPITAL MANAGEMENT, LLC CRD 282078 | NJ | $48.4M | 1 | E*Trade→ |
| B59 | ACA/PRUDENT INVESTORS PLANNING CORPORATION CRD 47798 | NJ | $351.4M | 2 | E*Trade→ |
| B59 | LONG SHORT ADVISORS, LLC CRD 153632 | FL | $154.2M | — | E*Trade→ |
| B58 | BELHEALTH INVESTMENT PARTNERS, LLC CRD 162674 | FL | $156.7M | — | E*Trade→ |
| B58 | JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC CRD 155392 | NJ | $161.7M | 15 | E*Trade→ |
| B57 | ALLEN FINANCIAL MANAGEMENT, LLC CRD 153511 | MI | $121.2M | 1 | E*Trade→ |
| B57 | ANCHOR WEALTH MANAGEMENT GROUP LLC CRD 329286 | FL | $233.0M | 1 | E*Trade→ |
| B57 | MGM INNOVA CAP MANAGEMENT LLC CRD 301918 | FL | $129.1M | — | E*Trade→ |
| B57 | 021 INVESTMENTS LLC CRD 328334 | FL | $205.0M | — | E*Trade→ |
| B57 | CHESAPEAKE CAPITAL CORPORATION CRD 282099 | FL | $171.9M | — | E*Trade→ |
| B56 | EXCEL CAPITAL MANAGEMENT CORP CRD 109229 | NJ | $192.5M | 2 | E*Trade→ |
| B56 | SHAPIRO FINANCIAL SECURITY GROUP, INC. CRD 120801 | NJ | $152.6M | 3 | E*Trade→ |
| B56 | MFG INVESTMENTS, LLC CRD 125122 | NJ | $146.5M | 5 | E*Trade→ |
| B56 | WEALTH MANAGEMENT ASSOCIATES, INC. CRD 117606 | NJ | $717.4M | 11 | E*Trade→ |
| B56 | LEVEL ONE GLOBAL ADVISORS, LLC CRD 316294 | FL | $201.5M | — | E*Trade→ |
| B56 | NEXT GENERATION INVESTING, LLC CRD 149017 | KS | $128.0M | 3 | E*Trade→ |
| B56 | MLP3, LLC CRD 296314 | NJ | $248.1M | 2 | E*Trade→ |
| B55 | GENEVA FINANCIAL GROUP LLC CRD 331944 | NJ | $233.7M | 1 | E*Trade→ |
| B55 | TSP CAPITAL MANAGEMENT GROUP, LLC CRD 131889 | NJ | $553.3M | 2 | E*Trade→ |
| B55 | BARR FINANCIAL SERVICES, LLC CRD 125444 | FL | $269.2M | 2 | E*Trade→ |
| B55 | DOUGLASS INVESTMENT GROUP LLC CRD 331223 | KS | $173.6M | 2 | E*Trade→ |