| A70 | CONSTITUTION CAPITAL LLC CRD 310378 | CT | $241.3M | 3 | Fidelity→ |
| A65 | DIAMANT ASSET MANAGEMENT, INC. CRD 107788 | CT | $211.5M | 4 | Fidelity→ |
| B62 | DOWLING FINANCIAL SERVICES, INC CRD 155624 | CT | $179.3M | 2 | Fidelity→ |
| B54 | TWEEDY, BROWNE COMPANY LLC CRD 6857 | CT | $7.13B | 9 | BNY Mellon→ |
| B52 | LANSDOWNE WEALTH MANAGEMENT, LLC CRD 155422 | CT | $227.7M | 7 | Fidelity→ |
| B51 | MONTE FINANCIAL GROUP, LLC CRD 150119 | CT | $482.4M | 6 | Fidelity→ |
| C49 | ALPINE HILL ADVISORS LLC CRD 325412 | CT | $114.5M | 2 | Fidelity→ |
| C47 | LITVAK WEALTH, LLC CRD 170805 | CT | $536.1M | 4 | Fidelity→ |
| C46 | ITS ASSET MANAGEMENT LP CRD 106977 | CT | $297.8M | 2 | Fidelity→ |
| C46 | CDM FINANCIAL COUNSELING SERVICES, INC. CRD 126295 | CT | $315.4M | 2 | Fidelity→ |
| C46 | K2/D&S MANAGEMENT CO., L.L.C. CRD 123826 | CT | $6.53B | — | BNY Mellon→ |
| C45 | TOOMEY INVESTMENT MANAGEMENT, INC CRD 127346 | CT | $321.0M | 3 | Fidelity→ |
| C45 | COOPER FINANCIAL SERVICES, INC. CRD 104671 | CT | $195.6M | 3 | Fidelity→ |
| C38 | JEFFREY N. MEHLER, CFP LLC CRD 126681 | CT | $416.2M | 3 | Fidelity→ |
| C35 | EMPOWER FINANCIAL ADVISORY, LLC CRD 313968 | CT | $635.8M | 4 | Fidelity→ |
| C35 | AST INVESTMENT SERVICES, INC. CRD 108897 | CT | $91.47B | — | BNY Mellon→ |
| C35 | DUKE FUNDING MANAGEMENT, L.L.C. CRD 117590 | CT | $126.9M | — | BNY Mellon→ |
| C33 | BRADLEY FOSTER & SARGENT INC CRD 106928 | CT | $9.07B | 25 | Fidelity→ |
| C33 | AMG FUNDS LLC CRD 153456 | CT | $18.25B | 7 | BNY Mellon→ |
| C32 | HARDMAN JOHNSTON GLOBAL ADVISORS LLC CRD 112500 | CT | $8.77B | 2 | BNY Mellon→ |
| C32 | ESSEX FINANCIAL SERVICES, INC. CRD 127549 | CT | $4.17B | 33 | Fidelity→ |
| C32 | SPECTRUM ASSET MANAGEMENT, INC. CRD 300463 | CT | $18.30B | 4 | Fidelity→ |
| C30 | FAIRBRIDGE ASSET MANAGEMENT LLC CRD 314538 | CT | $535.4M | — | Fidelity→ |
| C30 | GREAT POINT PARTNERS, LLC CRD 158423 | CT | $1.78B | — | Fidelity→ |
| C30 | AXA INVESTMENT MANAGERS US INC CRD 113608 | CT | $79.24B | — | BNY Mellon→ |
| C28 | OAKRIDGE MANAGEMENT GROUP LLC CRD 306284 | CT | $1.37B | — | Fidelity→ |
| C28 | COASTAL BRIDGE ADVISORS, LLC CRD 152569 | CT | $5.02B | 24 | Fidelity→ |
| C28 | A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC CRD 8361 | CT | $2.30B | 50 | Fidelity→ |
| C26 | GOODNOW INVESTMENT GROUP LLC CRD 136792 | CT | $1.13B | — | Fidelity→ |
| C26 | CONNECTICUT WEALTH MANAGEMENT, LLC CRD 154310 | CT | $4.48B | 48 | Fidelity→ |
| C25 | LONG PATH PARTNERS, LP CRD 299053 | CT | $1.73B | — | BNY Mellon→ |
| C25 | HUDSON STRUCTURED CAPITAL MANAGEMENT LTD. CRD 282919 | CT | $4.03B | — | BNY Mellon→ |
| C24 | JB CAPITAL LLC CRD 171168 | CT | $2.78B | 27 | Fidelity→ |
| C22 | VIRTUS FIXED INCOME ADVISERS, LLC CRD 146029 | CT | $34.91B | 4 | BNY Mellon→ |
| C22 | ELLINGTON GLOBAL ASSET MANAGEMENT, LLC CRD 141772 | CT | $9.18B | — | BNY Mellon→ |
| C22 | MC CREDIT PARTNERS LP CRD 167929 | CT | $4.94B | — | BNY Mellon→ |
| C22 | STONE POINT CREDIT ADVISER LLC CRD 310377 | CT | $11.13B | — | BNY Mellon→ |
| C21 | CANNAE PORTFOLIO ADVISORS, LLC CRD 310606 | CT | $859.4M | — | BNY Mellon→ |
| C17 | CROSS OCEAN PARTNERS MANAGEMENT LP CRD 285340 | CT | $6.29B | — | BNY Mellon→ |
| C16 | PRINCIPLE WEALTH PARTNERS LLC CRD 290180 | CT | $3.20B | 21 | Fidelity→ |
