| A75 | TROTT BROOK FINANCIAL, INC. CRD 290962 | MN | $120.5M | 1 | Fidelity→ |
| A70 | JOSH ARNOLD INVESTMENT CONSULTANT, LLC CRD 163088 | MN | $142.1M | 2 | E*Trade→ |
| A69 | PERKINS CAPITAL MANAGEMENT INC CRD 105028 | MN | $139.0M | 1 | E*Trade→ |
| B64 | OFG FINANCIAL SERVICES, INC. CRD 23940 | KS | $271.0M | 50 | E*Trade→ |
| B64 | GREENBERG GARY LOUIS CRD 108423 | MN | $141.1M | 1 | E*Trade→ |
| B59 | FIRST ASSOCIATED INVESTMENT ADVISORS, INC. CRD 113086 | MN | $52.2M | 1 | E*Trade→ |
| B58 | DEDEKER FINANCIAL, LLC CRD 325537 | MN | $165.5M | 3 | Fidelity→ |
| B56 | CLOVERFIELDS CAPITAL GROUP, LP CRD 306590 | MN | $358.7M | — | E*Trade→ |
| B56 | NEXT GENERATION INVESTING, LLC CRD 149017 | KS | $128.0M | 3 | E*Trade→ |
| B55 | DOUGLASS INVESTMENT GROUP LLC CRD 331223 | KS | $173.6M | 2 | E*Trade→ |
| B54 | ACUMEN FINANCIAL ADVISORS, LLC CRD 152748 | MN | $465.2M | 1 | E*Trade→ |
| B54 | NORTHERN PACIFIC GROUP, L.P. CRD 299012 | MN | $58.6M | — | E*Trade→ |
| B54 | DISCRETIONARY MANAGEMENT SERVICES, LLC CRD 145851 | KS | $228.4M | 9 | E*Trade→ |
| B53 | SIIMPL, LLC CRD 311048 | MN | $0 | — | E*Trade→ |
| B52 | NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC CRD 173350 | MN | $58.6M | — | E*Trade→ |
| B51 | NOVA R WEALTH, INC. CRD 169574 | KS | $452.6M | 4 | Fidelity→ |
| B51 | TYR CAPITAL ADVISORS, LLC CRD 326208 | KS | $244.1M | — | E*Trade→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| B50 | SYSTELLIGENCE, LLC CRD 283582 | MN | $783.9M | 3 | E*Trade→ |
| B50 | SPEECE THORSON CAPITAL GROUP INC CRD 106052 | MN | $469.0M | 5 | E*Trade→ |
| C50 | KOMPASS KAPITAL ADVISORS, LLC CRD 335041 | KS | $116.6M | 1 | E*Trade→ |
| C50 | NORTHLAND CAPITAL MANAGEMENT, LLC CRD 146452 | MN | $235.0M | 3 | E*Trade→ |
| C50 | FELTL ADVISORS, LLC CRD 165244 | MN | $165.6M | 15 | E*Trade→ |
| C49 | M3SIXTY CAPITAL, LLC CRD 323764 | KS | $28.7M | 3 | E*Trade→ |
| C49 | CABIN ADVISORS, LLC CRD 312547 | KS | $220.2M | 15 | E*Trade→ |
| C48 | HIGHMARK WEALTH MANAGEMENT LLC CRD 164790 | MN | $611.7M | 4 | E*Trade→ |
| C48 | SILVERHAWK CAPITAL PARTNERS, LLC CRD 161678 | KS | $137.2M | — | E*Trade→ |
| C48 | SOLPACIFIC, LLC CRD 315184 | MN | $154.0M | — | E*Trade→ |
| C48 | ACCREDITED INVESTOR SERVICES, LLC CRD 148821 | MN | $591.0M | 10 | E*Trade→ |
| C48 | BALANCED FINANCIAL PLANNING, INC. CRD 128161 | KS | $181.3M | 3 | Fidelity→ |
| C47 | EVEREST WEALTH MANAGEMENT, LLC CRD 133823 | KS | $237.4M | 1 | E*Trade→ |
| C47 | COLLABORATIVE PORTFOLIO MANAGEMENT, LLC CRD 332929 | KS | $178.7M | 4 | E*Trade→ |
| C47 | ASYMMETRIC CAPITAL MANAGEMENT, LLC. CRD 285739 | MN | $231.2M | 1 | E*Trade→ |
| C46 | SBE LLC DBA CEDAR COVE WEALTH PARTNERS CRD 336245 | MN | $455.0M | 10 | E*Trade→ |
| C46 | POSTROCK PARTNERS LLC CRD 328865 | KS | $489.1M | 5 | Fidelity→ |
| C46 | CONTEGO CAPITAL GROUP, INC. CRD 128518 | MN | $88.0M | 9 | Fidelity→ |
| C46 | INTELLIGENT ALPHA LLC CRD 332518 | MN | $27.0M | 1 | E*Trade→ |
| C45 | ROSSJOHNSON & ASSOCIATES, LLC CRD 297583 | MN | $211.6M | 4 | E*Trade→ |
| C45 | PATHFINDER 360 MANAGEMENTCO, LLC CRD 319211 | MN | $343.8M | — | E*Trade→ |
| C44 | CENTRALIS CAPITAL LLC CRD 305897 | KS | $60.3M | — | E*Trade→ |
| C44 | COLLIERS SECURITIES LLC CRD 7477 | MN | $329.6M | 50 | E*Trade→ |
| C44 | ENSPYRE WEALTH ADVISORS, INC. CRD 300992 | MN | $217.7M | 1 | E*Trade→ |
| C43 | NEXT CENTURY GROWTH INVESTORS LLC CRD 108978 | MN | $1.52B | 6 | E*Trade→ |
| C43 | CLAYTON FINANCIAL SERVICES INC CRD 105898 | KS | $909.8M | 7 | Fidelity→ |
| C43 | KORNITZER CAPITAL MANAGEMENT, INC. CRD 111087 | KS | $6.75B | 10 | E*Trade→ |
| C43 | LEGACY INVESTMENT PARTNERS, LLC CRD 133014 | KS | $403.1M | 6 | E*Trade→ |
| C43 | MERCED CAPITAL, L.P. CRD 137228 | MN | $251.2M | — | E*Trade→ |
| C42 | DOUGHERTY WEALTH ADVISERS LLC CRD 143138 | MN | $505.4M | 3 | Fidelity→ |
| C42 | BPS CAPITAL MANAGEMENT, INC. CRD 120006 | MN | $3.10B | 3 | E*Trade→ |
| C41 | JONES KERTZ & ASSOCIATES, INC. CRD 104976 | MN | $239.2M | 4 | Fidelity→ |
