| A75 | TROTT BROOK FINANCIAL, INC. CRD 290962 | MN | $120.5M | 1 | Fidelity→ |
| A70 | CONSTITUTION CAPITAL LLC CRD 310378 | CT | $241.3M | 3 | Fidelity→ |
| A65 | DIAMANT ASSET MANAGEMENT, INC. CRD 107788 | CT | $211.5M | 4 | Fidelity→ |
| B64 | P.A.W. CAPITAL PARTNERS, LP CRD 161094 | CT | $166.8M | — | Goldman Sachs→ |
| B63 | BCK CAPITAL MANAGEMENT LP CRD 282798 | CT | $112.4M | — | Goldman Sachs→ |
| B62 | DOWLING FINANCIAL SERVICES, INC CRD 155624 | CT | $179.3M | 2 | Fidelity→ |
| B60 | PRENTICE CAPITAL MANAGEMENT, LP CRD 161178 | CT | $228.4M | — | Goldman Sachs→ |
| B58 | DEDEKER FINANCIAL, LLC CRD 325537 | MN | $165.5M | 3 | Fidelity→ |
| B55 | ENGLE CAPITAL MANAGEMENT, L.P. CRD 178525 | CT | $492.4M | — | Goldman Sachs→ |
| B53 | FREMEN CAPITAL MANAGEMENT LP CRD 334502 | CT | $157.3M | — | Goldman Sachs→ |
| B52 | TRIVENI CAPITAL INVESTMENTS LP CRD 325802 | CT | $300.9M | — | Goldman Sachs→ |
| B52 | LANSDOWNE WEALTH MANAGEMENT, LLC CRD 155422 | CT | $227.7M | 7 | Fidelity→ |
| B51 | MONTE FINANCIAL GROUP, LLC CRD 150119 | CT | $482.4M | 6 | Fidelity→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| B50 | LUCERNE CAPITAL MANAGEMENT, LP CRD 111288 | CT | $364.6M | — | Goldman Sachs→ |
| C49 | ALPINE HILL ADVISORS LLC CRD 325412 | CT | $114.5M | 2 | Fidelity→ |
| C47 | LITVAK WEALTH, LLC CRD 170805 | CT | $536.1M | 4 | Fidelity→ |
| C46 | ITS ASSET MANAGEMENT LP CRD 106977 | CT | $297.8M | 2 | Fidelity→ |
| C46 | CDM FINANCIAL COUNSELING SERVICES, INC. CRD 126295 | CT | $315.4M | 2 | Fidelity→ |
| C46 | CONTEGO CAPITAL GROUP, INC. CRD 128518 | MN | $88.0M | 9 | Fidelity→ |
| C46 | RPO LLC CRD 318296 | CT | $372.1M | — | Goldman Sachs→ |
| C46 | MILL ROAD CAPITAL MANAGEMENT LLC CRD 157095 | CT | $753.8M | — | Goldman Sachs→ |
| C46 | KENSICO CAPITAL MANAGEMENT CORP. CRD 157934 | CT | $7.88B | — | Goldman Sachs→ |
| C46 | AIP CAPITAL ADVISORS LLC CRD 328465 | CT | $340.0M | — | Goldman Sachs→ |
| C45 | TOOMEY INVESTMENT MANAGEMENT, INC CRD 127346 | CT | $321.0M | 3 | Fidelity→ |
| C45 | STRATIS CAPITAL, LLC CRD 300130 | CT | $507.5M | 1 | Goldman Sachs→ |
| C45 | OLYMPUS PEAK ASSET MANAGEMENT LP CRD 299460 | CT | $702.0M | — | Goldman Sachs→ |
| C45 | COOPER FINANCIAL SERVICES, INC. CRD 104671 | CT | $195.6M | 3 | Fidelity→ |
| C44 | 33 CAPITAL MANAGEMENT LLC CRD 326780 | CT | $112.7M | 1 | Goldman Sachs→ |
| C42 | DOUGHERTY WEALTH ADVISERS LLC CRD 143138 | MN | $505.4M | 3 | Fidelity→ |
| C42 | BRIDGEWATER ASSOCIATES, LP CRD 105129 | CT | $150.16B | — | Goldman Sachs→ |
| C42 | ESTUARY CAPITAL MANAGEMENT LP CRD 323379 | MN | $853.9M | — | Goldman Sachs→ |
| C41 | JONES KERTZ & ASSOCIATES, INC. CRD 104976 | MN | $239.2M | 4 | Fidelity→ |
| C41 | 11 CAPITAL PARTNERS LP CRD 306165 | CT | $503.5M | — | Goldman Sachs→ |
| C40 | LITTLEJOHN & CO., LLC CRD 156720 | CT | $8.97B | — | Goldman Sachs→ |
| C39 | SCIENCE & TECHNOLOGY PARTNERS, L.P. CRD 331267 | CT | $425.5M | — | Goldman Sachs→ |
| C39 | GREATER MIDWEST FINANCIAL GROUP, LLC CRD 324387 | MN | $589.3M | 8 | Fidelity→ |
| C39 | CARAVELA ENERGY PARTNERS LP CRD 323131 | CT | $529.1M | — | Goldman Sachs→ |
| C38 | CORECOMMODITY MANAGEMENT, LLC CRD 135810 | CT | $2.41B | — | Goldman Sachs→ |
| C38 | STILES FINANCIAL SERVICES INCORPORATED CRD 117023 | MN | $548.7M | 8 | Fidelity→ |
| C38 | JEFFREY N. MEHLER, CFP LLC CRD 126681 | CT | $416.2M | 3 | Fidelity→ |
| C38 | SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC CRD 152003 | MN | $356.1M | 5 | Fidelity→ |
| C38 | FORTRESS FINANCIAL GROUP, LLC CRD 315329 | MN | $352.3M | 7 | Fidelity→ |
| C38 | ELEMENT SQUARED LLC CRD 311284 | MN | $203.5M | 6 | Fidelity→ |
| C37 | X CUBED CAPITAL MANAGEMENT LLC CRD 313966 | MN | $184.0M | — | Goldman Sachs→ |
| C36 | LAND & BUILDINGS INVESTMENT MANAGEMENT, LLC CRD 149487 | CT | $790.1M | — | Goldman Sachs→ |
| C36 | ABBEY STREET, LLC CRD 305107 | MN | $375.4M | 7 | Fidelity→ |
| C36 | DISCIPLINED GROWTH INVESTORS INC CRD 106746 | MN | $5.48B | 3 | Fidelity→ |
| C35 | EMPOWER FINANCIAL ADVISORY, LLC CRD 313968 | CT | $635.8M | 4 | Fidelity→ |
| C34 | MHS ADVISORY SERVICES, LLC CRD 174590 | MN | $253.3M | 4 | Fidelity→ |
