| A71 | MUNICIPAL ASSET MANAGEMENT INC CRD 108320 | NY | $112.8M | 3 | Wells Fargo→ |
| A65 | RS ASSET MANAGEMENT, LLC CRD 157768 | CO | $107.2M | 2 | LPL Financial→ |
| B57 | MURPHY WEALTH MANAGEMENT GROUP, INC. CRD 277161 | NY | $251.9M | 3 | LPL Financial→ |
| B57 | WIREGRASS INVESTMENT MANAGEMENT LLC CRD 284608 | GA | $159.7M | 1 | LPL Financial→ |
| B55 | HUDSON VALLEY WEALTH MANAGEMENT, INC CRD 146338 | NY | $48.8M | 1 | LPL Financial→ |
| B55 | SEAMOUNT FINANCIAL GROUP INC CRD 107834 | CO | $745.2M | 6 | LPL Financial→ |
| B55 | COLLIER FINANCIAL, INC CRD 175207 | CO | $160.5M | 1 | LPL Financial→ |
| B53 | MEADOWBROOK WEALTH MANAGEMENT, LLC CRD 110508 | NY | $110.1M | 2 | LPL Financial→ |
| B52 | BRANT POINT INVESTMENT MANAGEMENT LLC CRD 157572 | NY | $453.3M | — | Wells Fargo→ |
| B52 | CP CAPITAL (US) PARTNERS LP CRD 158979 | NY | $393.6M | — | Wells Fargo→ |
| B51 | CIMARRON WEALTH MANAGEMENT, INC. CRD 299627 | CO | $327.3M | 10 | LPL Financial→ |
| B50 | GRANEY & KING, LLC CRD 126461 | NY | $484.4M | 4 | LPL Financial→ |
| C49 | TRUBEE WEALTH ADVISORS, INC. CRD 3618 | NY | $911.5M | 17 | Wells Fargo→ |
| C49 | LINCOLNSHIRE MANAGEMENT, INC. CRD 157144 | NY | $494.4M | — | Wells Fargo→ |
| C48 | CIRCLE N ADVISORS, LLC CRD 271027 | NY | $94.2M | 1 | LPL Financial→ |
| C48 | PROACTIVE WEALTH STRATEGIES, LLC CRD 318872 | GA | $315.8M | 5 | LPL Financial→ |
| C48 | CAPITAL AND PLANNING, LLC CRD 321104 | GA | $193.9M | 3 | LPL Financial→ |
| C48 | BRIGHTON SECURITIES CORP. CRD 3875 | NY | $931.0M | 31 | Wells Fargo→ |
| C46 | MWMG ADVISORS, LLC CRD 338376 | NY | $40.0M | 2 | LPL Financial→ |
| C46 | CAPITAL FINANCIAL GROUP, INC. CRD 111709 | CO | $237.4M | 3 | LPL Financial→ |
| C43 | FLYNN ZITO CAPITAL MANAGEMENT, LLC CRD 152689 | NY | $773.9M | 7 | LPL Financial→ |
| C43 | WELLSPRING WEALTH MANAGEMENT LLC CRD 134834 | GA | $584.8M | 5 | LPL Financial→ |
| C43 | PROSPECT FINANCIAL SERVICES LLC CRD 314154 | NY | $431.0M | 9 | LPL Financial→ |
| C41 | FOUR POINTS ADVISORS, LLC CRD 171720 | NY | $40.0M | 11 | Wells Fargo→ |
| C41 | THE PITTI GROUP WEALTH MANAGEMENT, LLC CRD 314685 | NY | $374.3M | 4 | Wells Fargo→ |
| C39 | ASPEN RENEWABLE INVESTMENTS, L.L.C. CRD 334812 | NY | $868.4M | — | Wells Fargo→ |
| C39 | ROCKLINE WEALTH MANAGEMENT LLC CRD 324004 | NY | $749.6M | 4 | LPL Financial→ |
| C38 | NORTHCAPE WEALTH MANAGEMENT, LLC CRD 312350 | NY | $706.1M | 4 | Wells Fargo→ |
| C38 | GLOBALT INVESTMENTS LLC CRD 328039 | GA | $3.02B | 12 | LPL Financial→ |
| C38 | MARSHALL INVESTMENT MANAGEMENT, LLC CRD 174817 | CO | $298.0M | 8 | LPL Financial→ |
| C38 | PINNACLE CAPITAL MANAGEMENT, LLC CRD 141661 | NY | $300.5M | — | Wells Fargo→ |
| C37 | MA ASSET MANAGEMENT, LLC CRD 283673 | NY | $257.7M | — | Wells Fargo→ |
| C37 | PING CAPITAL MANAGEMENT, INC. CRD 308358 | NY | $482.2M | — | Wells Fargo→ |
| C37 | DODDS WEALTH, LLC CRD 323632 | CO | $706.2M | 7 | LPL Financial→ |
| C37 | ESTABROOK CAPITAL MANAGEMENT LLC CRD 128856 | NY | $933.3M | 4 | Wells Fargo→ |
| C36 | THE JENKINS FINANCIAL GROUP, INC. CRD 125941 | GA | $270.1M | 3 | LPL Financial→ |
| C36 | FOUNDRY GROUP, LLC CRD 159541 | CO | $3.50B | — | Wells Fargo→ |
| C35 | MADISON INTERNATIONAL REALTY HOLDINGS, LLC CRD 158165 | NY | $6.31B | — | Wells Fargo→ |
| C35 | HOLISTIC WEALTH ADVISORS CRD 332918 | NY | $278.7M | 7 | LPL Financial→ |
| C35 | ALESCO ADVISORS, LLC, AN ESL COMPANY CRD 339091 | NY | $5.61B | 13 | LPL Financial→ |
| C34 | GALAXY INVESTMENT MANAGEMENT, LLC CRD 281589 | NY | $323.8M | — | Wells Fargo→ |
| C32 | C-III INVESTMENT MANAGEMENT LLC CRD 156553 | NY | $2.47B | — | Wells Fargo→ |
| C32 | SETPOINT MANAGEMENT LLC CRD 328702 | NY | $835.1M | — | Wells Fargo→ |
| C32 | VARRA WEALTH MANAGEMENT LLC CRD 324044 | CO | $305.6M | 7 | LPL Financial→ |
| C31 | FOREST INVESTMENT ASSOCIATES L.P. CRD 110163 | GA | $5.24B | — | Wells Fargo→ |
| C31 | HAMILTON CAPITAL PARTNERS, LLC CRD 314344 | GA | $444.0M | 2 | LPL Financial→ |
| C30 | MPWM ADVISORY SOLUTIONS LLC CRD 169885 | GA | $326.9M | 16 | LPL Financial→ |
| C29 | FLEXSTONE PARTNERS, LLC CRD 147353 | NY | $5.30B | — | Wells Fargo→ |
| C29 | COURIER CAPITAL, LLC CRD 282485 | NY | $3.59B | 13 | LPL Financial→ |
| C28 | HIGGINS & SCHMIDT WEALTH STRATEGIES LLC CRD 286063 | CO | $279.5M | 4 | LPL Financial→ |
