| A81 | RCM ROBINSON CAPITAL MANAGEMENT LLC CRD 112814 | CA | $61.8M | 1 | E*Trade→ |
| A69 | JACK V. BUTTERFIELD INVESTMENT COMPANY CRD 3998 | MI | $157.6M | 8 | E*Trade→ |
| A68 | GLASS RETIREMENT STRATEGIES, INC. CRD 172610 | MI | $20.1M | 1 | E*Trade→ |
| A68 | RETIREMENT RESOURCES, LLC CRD 151889 | MI | $166.1M | 4 | E*Trade→ |
| A67 | CHARTIST INC CRD 105072 | CA | $169.7M | 2 | E*Trade→ |
| A67 | KEYSTONE ASSET MANAGEMENT, INC. CRD 130101 | VA | $261.0M | — | E*Trade→ |
| A66 | PRIVATE PORTFOLIOS, INC. CRD 111905 | CA | $293.5M | 2 | E*Trade→ |
| A66 | ORRELL CAPITAL MANAGMENT, INC. CRD 112487 | CA | $236.3M | 1 | E*Trade→ |
| A65 | UNION STREET PARTNERS LLC CRD 156148 | VA | $86.3M | — | E*Trade→ |
| B64 | HUNTER MICHAEL INVESTMENT ADVISORS INC CRD 107884 | VA | $81.2M | 1 | E*Trade→ |
| B64 | SCHMITZ CAPITAL PARTNERS, LLC CRD 105702 | CA | $132.0M | 2 | E*Trade→ |
| B64 | JJSA ADVISORS, LTD. CRD 116460 | VA | $154.3M | 2 | E*Trade→ |
| B63 | VOYAGER MANAGEMENT, LLC CRD 135434 | CA | $208.6M | — | E*Trade→ |
| B63 | TENZING GLOBAL MANAGEMENT LLC CRD 159696 | CA | $228.1M | — | E*Trade→ |
| B63 | OCTAGON FINANCE LLC CRD 289850 | VA | $184.1M | — | E*Trade→ |
| B63 | SEA CLIFF PARTNERS MANAGEMENT, LP CRD 316909 | CA | $239.4M | — | E*Trade→ |
| B61 | PACIFIC MANAGEMENT PARTNERS LLC CRD 172044 | CA | $214.0M | — | E*Trade→ |
| B61 | SAXON SECURITIES LLC CRD 155168 | CA | $94.6M | 1 | E*Trade→ |
| B60 | PHOCAS FINANCIAL CORPORATION CRD 135470 | CA | $682.7M | 3 | E*Trade→ |
| B60 | MCGINN PENNINGER INVESTMENT MANAGEMENT INC. CRD 107396 | VA | $204.4M | 4 | E*Trade→ |
| B60 | BRANSON FRANK A INC CRD 110451 | CA | $223.2M | 1 | E*Trade→ |
| B60 | SOUTH BAY FINANCIAL PARTNERS GROUP, INC. CRD 175015 | CA | $114.8M | 2 | E*Trade→ |
| B60 | DACHTLER WEALTH ADVISORS, LLC CRD 335863 | CA | $120.4M | 2 | E*Trade→ |
| B60 | COBURN BARRETT, LLC CRD 166464 | CA | $112.7M | 1 | E*Trade→ |
| B60 | STOCK FARM PARTNERS LLC CRD 300060 | CA | $137.7M | — | E*Trade→ |
| B59 | GLOBAL WEALTH STRATEGIES LLC CRD 127059 | CA | $147.0M | 1 | E*Trade→ |
| B59 | ALCOSTA CAPITAL MANAGEMENT, INC. CRD 128679 | CA | $210.2M | 1 | E*Trade→ |
| B59 | CONWAY CAPITAL MANAGEMENT, INC. CRD 133260 | CA | $231.9M | 1 | E*Trade→ |
| B59 | TRIAD INVESTMENT MANAGEMENT, LLC CRD 146786 | CA | $119.5M | 2 | E*Trade→ |
| B59 | ALSARI WEALTH MANAGEMENT GLOBAL ADVISORS, LLC CRD 159094 | CA | $59.2M | 1 | E*Trade→ |
| B59 | SENTINEL GLOBAL LP CRD 326444 | CA | $210.3M | — | E*Trade→ |
| B59 | NOVAWAVE CAPITAL LLC CRD 333205 | CA | $90.0M | — | E*Trade→ |
| B59 | GRATTAN FINANCIAL STRATEGIES, INC. CRD 108449 | CA | $352.8M | 2 | E*Trade→ |
| B59 | PPS & V ASSET MANAGEMENT CONSULTANTS INC CRD 110491 | MI | $253.7M | 3 | E*Trade→ |
| B59 | REGIS METRO ASSOCIATES, INC. CRD 160859 | CA | $617.8M | — | E*Trade→ |
| B58 | MAKAIRA PARTNERS, LLC CRD 153729 | CA | $209.8M | — | E*Trade→ |
| B58 | HARREN EQUITY PARTNERS, LLC CRD 158494 | VA | $201.4M | — | E*Trade→ |
| B58 | KINGSFORD CAPITAL MANAGEMENT, LLC CRD 161445 | CA | $127.0M | — | Morgan Stanley→ |
| B58 | CRESCENT PARK MANAGEMENT, L.P. CRD 172326 | CA | $234.4M | — | Morgan Stanley→ |
| B58 | 3 MANAGEMENT CO, LLC CRD 324187 | CA | $88.6M | — | E*Trade→ |
| B58 | VARIANT EQUITY ADVISORS, LLC CRD 297046 | CA | $338.4M | — | E*Trade→ |
| B58 | FLIGHT DECK CAPITAL, LP CRD 311353 | CA | $358.7M | — | Morgan Stanley→ |
| B58 | SPECTRUM FINANCIAL INC CRD 105618 | VA | $236.5M | 2 | E*Trade→ |
| B58 | INVESTMENT MANAGEMENT CORPORATION CRD 107246 | VA | $191.2M | 3 | E*Trade→ |
| B58 | CHESAPEAKE INVESTMENT MANAGEMENT LLC CRD 119010 | VA | $205.0M | 7 | E*Trade→ |
| B58 | PLAN LIFE & WEALTH MANAGEMENT, INC. CRD 44960 | CA | $195.4M | 6 | E*Trade→ |
| B57 | 1787FP INVESTMENT SERVICES, LLC CRD 328273 | VA | $9.1M | — | E*Trade→ |
| B57 | WARD & ASSOCIATES CRD 107878 | CA | $187.2M | 2 | E*Trade→ |
| B57 | ALLEN FINANCIAL MANAGEMENT, LLC CRD 153511 | MI | $121.2M | 1 | E*Trade→ |
| B57 | SHIMA CAPITAL MANAGEMENT LLC CRD 320929 | CA | $164.6M | — | E*Trade→ |
