| A67 | KEYSTONE ASSET MANAGEMENT, INC. CRD 130101 | VA | $261.0M | — | E*Trade→ |
| A65 | UNION STREET PARTNERS LLC CRD 156148 | VA | $86.3M | — | E*Trade→ |
| A65 | JAMES SCOTT S CO CRD 105861 | VA | $139.4M | 3 | Pershing→ |
| B64 | HUNTER MICHAEL INVESTMENT ADVISORS INC CRD 107884 | VA | $81.2M | 1 | E*Trade→ |
| B64 | JJSA ADVISORS, LTD. CRD 116460 | VA | $154.3M | 2 | E*Trade→ |
| B63 | OCTAGON FINANCE LLC CRD 289850 | VA | $184.1M | — | E*Trade→ |
| B60 | MCGINN PENNINGER INVESTMENT MANAGEMENT INC. CRD 107396 | VA | $204.4M | 4 | E*Trade→ |
| B58 | HARREN EQUITY PARTNERS, LLC CRD 158494 | VA | $201.4M | — | E*Trade→ |
| B58 | SPECTRUM FINANCIAL INC CRD 105618 | VA | $236.5M | 2 | E*Trade→ |
| B58 | INVESTMENT MANAGEMENT CORPORATION CRD 107246 | VA | $191.2M | 3 | E*Trade→ |
| B58 | CHESAPEAKE INVESTMENT MANAGEMENT LLC CRD 119010 | VA | $205.0M | 7 | E*Trade→ |
| B57 | 1787FP INVESTMENT SERVICES, LLC CRD 328273 | VA | $9.1M | — | E*Trade→ |
| B56 | OMEGA WEALTH MANAGEMENT LLC CRD 132580 | VA | $309.7M | 4 | E*Trade→ |
| B55 | EMERGENT FINANCIAL SERVICES, LLC. CRD 288434 | VA | $195.2M | 3 | E*Trade→ |
| B53 | MCLAUGHLIN RYDER INVESTMENTS, INC. CRD 147529 | VA | $522.1M | 5 | Pershing→ |
| B53 | TONE CAPITAL, LLC CRD 285622 | VA | $118.3M | 3 | E*Trade→ |
| B51 | ALBRIGHT CAPITAL MANAGEMENT LP CRD 133613 | VA | $49.8M | — | E*Trade→ |
| B51 | THOMPSON DAVIS & CO., INC. CRD 41353 | VA | $211.3M | 9 | E*Trade→ |
| B51 | TAYLOR FINANCIAL GROUP, INC. CRD 116744 | VA | $410.0M | 4 | Pershing→ |
| C50 | ATLANTIC UNION MUNICIPAL ADVISORS, INC CRD 329425 | VA | $134.3M | 3 | E*Trade→ |
| C50 | BLUESTONE INVESTMENT MANAGER, LLC CRD 296820 | VA | $144.8M | — | E*Trade→ |
| C49 | INTEGRATED FINANCIAL SOLUTIONS, INC. CRD 112038 | VA | $303.3M | 8 | Pershing→ |
| C48 | MIDATLANTIC CAPITAL MANAGEMENT, INC. CRD 116524 | VA | $477.0M | 2 | E*Trade→ |
| C48 | BLUESTEM ASSET MANAGEMENT, LLC CRD 158330 | VA | $1.29B | — | E*Trade→ |
| C47 | NORTON CAPITAL MANAGEMENT, INC. CRD 110398 | VA | $136.6M | 1 | Pershing→ |
| C46 | INVESTOLOGY INC. CRD 130408 | VA | $250.0M | 4 | E*Trade→ |
| C46 | HERMITAGE WEALTH MANAGEMENT, INC. CRD 333235 | VA | $37.5M | 5 | E*Trade→ |
| C46 | CLARENDON CAPITAL, LLC CRD 298698 | VA | $275.4M | — | E*Trade→ |
| C45 | MOMENTUS MANAGER LLC CRD 324068 | VA | $284.3M | — | E*Trade→ |
| C45 | TRADERS A.I., INC. CRD 331700 | VA | $774K | — | E*Trade→ |
| C45 | GUARDIAN POINT CAPITAL, LP CRD 165053 | VA | $646.4M | — | E*Trade→ |
| C45 | VIP PLANNERS, INC. CRD 111946 | VA | $126.2M | 2 | E*Trade→ |
| C44 | HUNDREDFOLD ADVISORS, LLC CRD 131854 | VA | $148.2M | — | E*Trade→ |
| C43 | YORKTOWN MANAGEMENT AND RESEARCH CO INC CRD 105083 | VA | $677.1M | 1 | E*Trade→ |
| C43 | AEGIS FINANCIAL CORPORATION CRD 111587 | VA | $1.37B | 2 | Pershing→ |
| C43 | ALTMORE CAPITAL INVESTMENT MANAGEMENT, LLC CRD 312292 | VA | $194.7M | — | E*Trade→ |
| C43 | RETIREMENT PLANOLOGY, INC. CRD 171302 | VA | $265.9M | 2 | E*Trade→ |
| C43 | CASSADAY & CO WEALTH MANAGEMENT LLC CRD 317672 | VA | $7.14B | 43 | Pershing→ |
| C42 | SANDS CAPITAL HORIZONS, LLC CRD 335568 | VA | $466.9M | — | E*Trade→ |
| C41 | WINSTON CAPITAL MANAGEMENT LLC CRD 111450 | VA | $1.15B | — | E*Trade→ |
| C41 | EVR RESEARCH LP CRD 283385 | VA | $365.0M | — | Pershing→ |
| C40 | COBBLESTONE ASSET MANAGEMENT LLC CRD 326545 | VA | $258.9M | 4 | E*Trade→ |
| C39 | C4M GLOBAL ADVISORS LLC CRD 326942 | VA | $16.3M | — | E*Trade→ |
| C39 | WEALTHCREST FINANCIAL SERVICES, LLC CRD 130049 | VA | $507.5M | 5 | E*Trade→ |
| C38 | HARVEST APP LLC CRD 338019 | VA | $0 | 1 | E*Trade→ |
| C38 | ACANSA INVESTMENT MANAGEMENT GROUP, LLC CRD 313457 | VA | $838.0M | 1 | E*Trade→ |
| C36 | IRON PATH CAPITAL, L.P. CRD 316139 | VA | $698.5M | — | E*Trade→ |
| C36 | CAP91 PARTNERS MANAGEMENT LLC CRD 324057 | VA | $531.0M | — | E*Trade→ |
| C35 | HARBOUR CAPITAL ADVISORS, LLC CRD 157266 | VA | $701.1M | 4 | Pershing→ |
| C34 | ALPHA ADVISORS, LLC CRD 118107 | VA | $256.1M | 5 | E*Trade→ |