| A70 | LAKESIDE ADVISORS INC CRD 104540 | WA | $412.2M | 3 | Pershing→ |
| B54 | ASCENT CAPITAL PARTNERS, LLC CRD 291218 | AZ | $172.0M | 8 | JPMorgan→ |
| B50 | CAPRIA VENTURES LLC CRD 284129 | WA | $161.0M | — | JPMorgan→ |
| C48 | SCHMIDT FINANCIAL MANAGEMENT, INC. CRD 328247 | WA | $497.5M | 2 | Pershing→ |
| C45 | PINNACLE PARTNER MANAGEMENT LLC CRD 324639 | WA | $264.6M | 2 | JPMorgan→ |
| C45 | BRADLEY WEALTH LLC CRD 131808 | AZ | $196.7M | 3 | Pershing→ |
| C43 | FINANCIAL PLAN, INC. CRD 116073 | WA | $1.60B | 12 | Pershing→ |
| C43 | PAUL R. RIED FINANCIAL GROUP, LLC CRD 297284 | WA | $1.27B | 9 | Pershing→ |
| C40 | INDIGO PARTNERS LLC CRD 163648 | AZ | $1.66B | — | JPMorgan→ |
| C40 | ABLE FINANCIAL GROUP, LLC CRD 323646 | AZ | $732.9M | 9 | Pershing→ |
| C40 | SOCIAL LEVERAGE ADVISORS, LLC CRD 292690 | AZ | $443.7M | — | JPMorgan→ |
| C36 | TSP ADVISORS, LLC CRD 281758 | WA | $317.3M | — | JPMorgan→ |
| C36 | GALLOWAY ASSET MANAGEMENT LLC CRD 141091 | AZ | $17.9M | 26 | Pershing→ |
| C34 | MCILRATH & ECK, LLC CRD 145252 | WA | $1.36B | 6 | Pershing→ |
| C32 | J. P. DAVIS, INC. CRD 289548 | AZ | $242.0M | 4 | Pershing→ |
| C31 | SATURNA CAPITAL CORPORATION CRD 25586 | WA | $8.62B | 33 | Pershing→ |
| C29 | RUSSELL INVESTMENT MANAGEMENT, LLC CRD 105734 | WA | $68.60B | 50 | Pershing→ |
| C29 | STEELHEAD PARTNERS,LLC CRD 116569 | WA | $2.51B | — | JPMorgan→ |
| C28 | GOLDFINCH PARTNERS LP CRD 300919 | WA | $2.09B | — | JPMorgan→ |
| C27 | ALTRAVUE CAPITAL, LLC CRD 283260 | WA | $1.54B | 4 | Pershing→ |
| C26 | BENTALLGREENOAK (U.S.) LIMITED PARTNERSHIP CRD 111470 | WA | $24.07B | — | JPMorgan→ |
| C26 | GI MANAGER L.P. CRD 161573 | AZ | $35.74B | — | JPMorgan→ |
| C26 | RDST CAPITAL LLC CRD 284645 | WA | $1.28B | 1 | Pershing→ |
| C25 | BRIDGE33 INVESTMENT MANAGEMENT LLC CRD 305580 | WA | $1.08B | — | JPMorgan→ |
| C25 | CERCANO MANAGEMENT LLC CRD 315897 | WA | $10.63B | 1 | JPMorgan→ |
| C23 | EVERGREEN CAPITAL MANAGEMENT LLC CRD 104931 | WA | $7.19B | 27 | JPMorgan→ |
| C21 | BDT & ASSOCIATES, INC. CRD 288008 | AZ | $371.1M | 11 | Pershing→ |
| C18 | FLECKENSTEIN CAPITAL, INC. CRD 116810 | WA | — | 2 | Pershing→ |
| C18 | S.E. THORN & CO. CRD 113754 | AZ | — | 4 | Pershing→ |
| C17 | FRAZIER MANAGEMENT, L.L.C. CRD 157324 | WA | $7.72B | — | JPMorgan→ |
| C15 | ASTEROZOA MANAGEMENT LLC CRD 316870 | AZ | $103.9M | 3 | Pershing→ |
