| A65 | PHASE III ADVISORY SERVICES, LTD CRD 122959 | IL | $210.9M | 3 | Pershing→ |
| B64 | NEW VERNON INVESTMENT MANAGEMENT LLC CRD 160247 | IL | $115.5M | — | Pershing→ |
| B58 | SOUTH GEORGIA CAPITAL, LLC CRD 146765 | IL | $134.0M | 2 | Pershing→ |
| B55 | SIGNATURE FINANCIAL SERVICES, LTD CRD 123729 | IL | $274.0M | 13 | Pershing→ |
| C47 | STERLING BAY CAPITAL ADVISERS, LLC CRD 172242 | IL | $297.6M | — | Northern Trust→ |
| C47 | ATIVO CAPITAL MANAGEMENT, LLC CRD 125303 | IL | $862.7M | 5 | Northern Trust→ |
| C44 | COZAD ASSET MANAGEMENT INC CRD 104764 | IL | $2.62B | 20 | Pershing→ |
| C43 | STERLING FUND MANAGEMENT, LLC CRD 160338 | IL | $461.6M | — | U.S. Bank→ |
| C41 | PONDERA HOLDINGS LLC CRD 315097 | IL | $563.8M | — | Northern Trust→ |
| C40 | QRG CAPITAL MANAGEMENT, INC. CRD 305277 | IL | $11.41B | 2 | Pershing→ |
| C39 | SAVANT INVESTMENT ADVISERS, INC. CRD 121794 | IL | $162.5M | 3 | Pershing→ |
| C38 | FDX ADVISORS, INC. CRD 104601 | IL | $832.8M | — | Pershing→ |
| C38 | LFL ADVISERS, LLC CRD 163963 | IL | $506.8M | — | Northern Trust→ |
| C37 | ENVESTNET PORTFOLIO SOLUTIONS, INC. CRD 109662 | IL | $17.35B | 4 | U.S. Bank→ |
| C37 | NEW VERNON WEALTH MANAGEMENT LLC CRD 164775 | IL | $781.0M | 1 | Pershing→ |
| C37 | BMO ASSET MANAGEMENT CORP. CRD 106466 | IL | $6.18B | 1 | U.S. Bank→ |
| C36 | PRECISE INVESTMENT MANAGEMENT, INC. CRD 282557 | IL | $186.3M | 8 | Pershing→ |
| C36 | OFS CLO MANAGEMENT, LLC CRD 288373 | IL | $743.9M | — | U.S. Bank→ |
| C36 | PORT CAPITAL LLC CRD 206517 | IL | $2.85B | 1 | Pershing→ |
| C35 | DORSEY ASSET MANAGEMENT LLC CRD 169056 | IL | $1.45B | — | Northern Trust→ |
| C35 | CEDAR STREET ASSET MANAGEMENT LLC CRD 285814 | IL | $938.4M | — | Northern Trust→ |
| C35 | WALTON STREET CAPITAL, L.L.C. CRD 147210 | IL | $9.76B | — | U.S. Bank→ |
| C35 | ENVESTNET ASSET MANAGEMENT, INC. CRD 111694 | IL | $614.93B | 50 | Pershing→ |
| C34 | PFINGSTEN PARTNERS, L.L.C. CRD 156493 | IL | $787.0M | — | Northern Trust→ |
| C33 | NXT CAPITAL INVESTMENT ADVISERS, LLC CRD 160569 | IL | $6.48B | 4 | U.S. Bank→ |
| C33 | TENET WEALTH PARTNERS, LLC CRD 339818 | IL | $0 | 3 | Pershing→ |
| C32 | AON INVESTMENTS USA INC. CRD 105596 | IL | $150.99B | — | Northern Trust→ |
| C32 | DRIEHAUS CAPITAL MANAGEMENT LLC CRD 105757 | IL | $26.12B | — | Northern Trust→ |
| C32 | ARIEL INVESTMENTS, LLC CRD 108211 | IL | $12.78B | 47 | Northern Trust→ |
| C32 | BENCHMARK INVESTMENT ADVISORS LLC CRD 159705 | IL | $329.2M | 3 | Pershing→ |
| C31 | PPM AMERICA, INC. CRD 107269 | IL | $93.79B | 2 | Northern Trust→ |
| C31 | ARCHFORD CAPITAL STRATEGIES, LLC CRD 164482 | IL | $1.49B | 16 | Pershing→ |
| C31 | TRANSAMERICA RETIREMENT ADVISORS, LLC CRD 107319 | IA | $18.83B | 39 | Pershing→ |
| C31 | ORIGAMI CAPITAL PARTNERS, LLC CRD 160054 | IL | $1.48B | 1 | U.S. Bank→ |
| C31 | AGR PARTNERS LLC CRD 283081 | IL | $1.17B | — | U.S. Bank→ |
| C30 | NORTHERN TRUST INVESTMENTS, INCORPORATED CRD 105780 | IL | $1245.25B | 36 | Northern Trust→ |
| C30 | LSV ASSET MANAGEMENT CRD 109918 | IL | $104.25B | — | Northern Trust→ |
| C30 | NUVEEN ASSET MANAGEMENT, LLC CRD 155584 | IL | $280.48B | 50 | U.S. Bank→ |
| C29 | GCP INVESTMENT ADVISOR, LLC CRD 171093 | IL | $3.22B | — | Northern Trust→ |
| C29 | NORTHERN TRUST SECURITIES, INC. CRD 7927 | IL | $1.66B | 50 | Northern Trust→ |
| C29 | ELEMENTUM ADVISORS, LLC CRD 151635 | IL | $4.48B | — | Northern Trust→ |
| C28 | PPM LOAN MANAGEMENT COMPANY 2, LLC CRD 297186 | IL | $2.72B | — | U.S. Bank→ |
| C27 | NEUBERGER BERMAN LOAN ADVISERS LLC CRD 285579 | IL | $4.93B | — | Northern Trust→ |
| C26 | PROSPECT PARTNERS ADVISORS LLC CRD 317720 | IL | $378.4M | — | Northern Trust→ |
| C26 | MWA FINANCIAL SERVICES, INC. CRD 112630 | IL | $640.0M | 50 | Pershing→ |
| C25 | LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC. CRD 149156 | IL | $267.16B | — | Northern Trust→ |
| C25 | FREEPORT FINANCIAL PARTNERS LLC CRD 166682 | IL | $4.07B | — | U.S. Bank→ |
| C23 | ROUNDTABLE HEALTHCARE MANAGEMENT, INC CRD 161235 | IL | $3.12B | — | Northern Trust→ |
| C22 | TOWERS WATSON INVESTMENT SERVICES, INC. CRD 110473 | IL | $62.67B | 6 | Northern Trust→ |
| C22 | BDT CAPITAL PARTNERS, LLC CRD 160914 | IL | $51.52B | 1 | Northern Trust→ |
