| A74 | GARRETT NAGLE & CO., INC. CRD 7071 | MA | $98.4M | 2 | E*Trade→ |
| A74 | PORTFOLIO STRATEGIES INC CRD 104685 | WA | $50.2M | 3 | Charles Schwab→ |
| A68 | TIMBUKTU CAPITAL MANAGEMENT, LLC CRD 131084 | MA | $98.6M | 1 | Charles Schwab→ |
| A66 | ENTREPRENEURSHARES LLC CRD 153615 | MA | $50.4M | 1 | E*Trade→ |
| A65 | FAMILY PARTNERS CAPITAL, LLC CRD 304176 | MA | $92.3M | 2 | Charles Schwab→ |
| B60 | SEAPORT GLOBAL ADVISORS, LLC CRD 154287 | MA | $46.3M | 1 | E*Trade→ |
| B60 | BRUESKE ADVISORY SERVICES, LLC CRD 300689 | WA | $35.8M | 4 | E*Trade→ |
| B58 | MAP FUNDS MANAGEMENT, LLC CRD 165979 | MA | $25.8M | — | E*Trade→ |
| B57 | P3 ASSET MANAGEMENT, LLC CRD 327327 | WA | $40.3M | — | E*Trade→ |
| B53 | FIDELIS CAPITAL, LLC CRD 141341 | AL | $18.3M | — | Charles Schwab→ |
| B52 | EMERY PARTNERS, LLC CRD 336787 | MA | $78.4M | 2 | E*Trade→ |
| B52 | DISCIPLINED ALPHA LLC CRD 167254 | MA | $36.9M | — | Charles Schwab→ |
| B51 | EASTWARD CAPITAL PARTNERS, LLC CRD 161422 | MA | $96.0M | — | E*Trade→ |
| C50 | ABRY PARTNERS, LLC CRD 161153 | MA | $69.3M | — | E*Trade→ |
| C49 | WINTHROP CAPITAL ADVISORS, LLC CRD 289487 | MA | $82.4M | — | JPMorgan→ |
| C49 | ALGORITHMIC INVESTMENT MODELS, LLC CRD 306354 | MA | $87.8M | 7 | LPL Financial→ |
| C48 | SCALYR TECHNOLOGIES INC. CRD 326836 | MA | $190K | — | E*Trade→ |
| C47 | USA MUTUALS ADVISORS, INC. CRD 131750 | MA | $73.7M | 1 | E*Trade→ |
| C47 | RNC RIA LLC CRD 336740 | MA | $50.6M | 13 | Charles Schwab→ |
| C46 | DIRECTIONAL FINANCIAL SERVICES, LLC CRD 171903 | WA | $11.5M | 4 | Charles Schwab→ |
| C46 | MCKINNEY CAPITAL, LLC CRD 315545 | AL | $91.0M | — | E*Trade→ |
| C43 | ADAPTIVE ADVISERS, LLC CRD 318716 | MA | $450K | — | E*Trade→ |
| C42 | ARBORSTONE FINANCIAL, LLC CRD 338225 | MA | $0 | 4 | Charles Schwab→ |
| C42 | HOUSE HANOVER LLC CRD 284838 | MA | $19.7M | — | E*Trade→ |
| C42 | QUANTCA FINANCIAL LLC CRD 329324 | WA | $10K | 1 | E*Trade→ |
| C42 | WILLOW PARTNER ADVISORS, LLC CRD 333917 | MA | $0 | 1 | E*Trade→ |
| C42 | OXBOW HOLDINGS, INC. CRD 339061 | MA | $0 | 1 | E*Trade→ |
| C39 | TE ADVISORS LLC CRD 336139 | MA | $11K | — | E*Trade→ |
| C39 | CONCREIT FUND MANAGEMENT LLC CRD 310737 | WA | $9.0M | 1 | E*Trade→ |
| C39 | ONEASCENT CAPITAL LLC CRD 323220 | AL | $55.6M | 2 | E*Trade→ |
| C38 | THIRD STAGE INVESTMENT GROUP, LLC CRD 141951 | WA | $0 | — | E*Trade→ |
| C38 | ONE STONE GLOBAL LLC CRD 175052 | MA | $0 | — | E*Trade→ |
| C38 | TYLER STREET CAPITAL CRD 340011 | MA | $0 | 1 | E*Trade→ |
| C37 | BORABOND, LLC CRD 336456 | MA | $83K | 1 | E*Trade→ |
| C36 | SPRING LAKE EQUITY MANAGEMENT LLC CRD 167251 | MA | $0 | — | E*Trade→ |
| C34 | 2201 CAPITAL, LLC CRD 341112 | MA | $0 | 2 | E*Trade→ |
| C34 | AMERICAN NORTHWEST ADVISORY SERVICES L.L.C. CRD 110117 | WA | $41.3M | 5 | E*Trade→ |
| C32 | VITA PLANNING GROUP LLC CRD 312323 | WA | $83.7M | 3 | Charles Schwab→ |
| C31 | HARVEST CAPITAL PARTNERS LLC CRD 133026 | MA | $0 | — | E*Trade→ |
| C31 | GOSSELIN CONSULTING GROUP LLC CRD 161019 | MA | $0 | — | E*Trade→ |
| C31 | OPTIMAL TAX ASSET MANAGEMENT, INC. CRD 340466 | WA | $0 | — | E*Trade→ |
| C31 | CALPA ADVISORS LLC CRD 318008 | WA | $0 | 1 | E*Trade→ |
| C31 | HIGHLAND CAPITAL ADVISORS, LLC CRD 139780 | WA | $0 | 5 | E*Trade→ |
| C31 | MM ADVISORS, LLC CRD 337688 | AL | $0 | — | E*Trade→ |
| C31 | NAVIGATE PRIVATE FUND ADVISORS LLC CRD 313687 | AL | $0 | 3 | E*Trade→ |
| C30 | LYONS VIEW CAPITAL, LLC CRD 324582 | AL | $0 | 2 | E*Trade→ |
| C29 | SAVVI FINANCIAL LLC CRD 169196 | MA | $44.7M | 6 | Charles Schwab→ |
| C28 | RUSSELL INVESTMENTS CREDIT ADVISER, LLC CRD 335782 | WA | $0 | — | E*Trade→ |
| C28 | RUSSELL INVESTMENTS INFRASTRUCTURE ADVISER, LLC CRD 335783 | WA | $0 | — | E*Trade→ |
| C28 | BROOKWOOD ADVISORS, LLC CRD 338550 | MA | $0 | — | E*Trade→ |
